Remarks: Order of Registration issued.
| Associated Documents |
|---|
| 2012-08-17 - Cover Letter |
| 2012-08-17 - RCT of Exhibit A-1(4) Ownership |
| 2012-08-17 - RCT of Exhibit A-1(6)(d) Exchange Council Rules |
| 2012-08-17 - RCT of Exhibit A-1(6)(e) Board Management Rules |
| 2012-08-17 - RCT of Exhibit A-1(6)(g) EUREX License (German) |
| 2012-08-17 - RCT of Exhibit A-2 Organizational Documents |
| 2012-08-17 - RCT of Exhibit A-2(a) EFAG Articles of Incorporation |
| 2012-08-17 - RCT of Exhibit A-2(b) EFAG Executive Board Rules |
| 2012-08-17 - RCT of Exhibit A-2(c) EFAG Supervisory Board Rules |
| 2012-08-17 - RCT of Exhibit C-1(b) Exchange Council Rules |
| 2012-08-17 - RCT of Exhibit C-1(c) Board of Management Rules |
| 2013-11-20 - Cover Letter |
| 2013-12-10 - RCT of unspecified Confidential Submission |
| Form FBOT Cover Sheet (Amendment) |
| Form FBOT Cover Sheet |
| Form FBOT, Exhibit A-1 - General Information and Documentation |
| Form FBOT, Exhibit A-1(1) - Locations (UPDATED) |
| Form FBOT, Exhibit A-1(2) - Eurex History |
| Form FBOT, Exhibit A-1(3) - Size (UPDATED) |
| Form FBOT, Exhibit A-1(5) - Ownership Structure (UPDATED) |
| Form FBOT, Exhibit A-1(6) - Board Changes (UPDATED) |
| Form FBOT, Exhibit A-1(6) - Governance and Committee Structure |
| Form FBOT, Exhibit A-1(6)(a) - Corporate Structure and Boards |
| Form FBOT, Exhibit A-1(6)(b) - German Stock Corporation Act |
| Form FBOT, Exhibit A-1(6)(c) - German Stock Exchange Act |
| Form FBOT, Exhibit A-1(6)(f) - Eurex License (English) |
| Form FBOT, Exhibit A-1(7) - Anticipated Offices & Staff |
| Form FBOT, Exhibit A-1(8) - Current and Projected Volume |
| Form FBOT, Exhibit A-3 - Member Applications |
| Form FBOT, Exhibit A-3(2) - Clearing Agreements (UPDATED) |
| Form FBOT, Exhibit A-3(a) - Clearing License Application |
| Form FBOT, Exhibit A-3(b) - Trader Application Memorandum |
| Form FBOT, Exhibit A-3(c) - Nominated Person Application Memorandum |
| Form FBOT, Exhibit A-3(d) - US Persons Memorandum |
| Form FBOT, Exhibit A-4 - Contract Specs (UPDATED) |
| Form FBOT, Exhibit A-5 - National Statutes |
| Form FBOT, Exhibit A-5(a) - German Banking Act |
| Form FBOT, Exhibit A-5(b) - German Civil Code |
| Form FBOT, Exhibit A-5(c) - German Insolvency Act |
| Form FBOT, Exhibit A-6 - FBOT Rules |
| Form FBOT, Exhibit A-7 & A-8 - ESA Certification |
| Form FBOT, Exhibit A-9 - CEO Undertaking (UPDATED) |
| Form FBOT, Exhibit B, Attachment 1 - Admission Regulations (UPDATED) |
| Form FBOT, Exhibit B, Attachment 2 - eXAS Admission Service (UPDATED) |
| Form FBOT, Exhibit B, Attachment 3 - Outsourcing Circular (UPDATED) |
| Form FBOT, Exhibit B, Attachment 4 - Outsourcing Form (UPDATED) |
| Form FBOT, Exhibit B, Attachment 5 - Information Memo Omnibus Clearing Model (UPDATED) |
| Form FBOT, Exhibit B-1 - Membership Description (UPDATED) |
| Form FBOT, Exhibit B-2 - Membership Requirements |
| Form FBOT, Exhibit B-3 - Professional Requirements |
| Form FBOT, Exhibit B-4 - Financial Integrity |
| Form FBOT, Exhibit C - Board & Committee Membership |
| Form FBOT, Exhibit D - Trading Platform (UPDATED) |
| Form FBOT, Exhibit E-1 - Terms and Conditions of Contracts |
| Form FBOT, Exhibit E-2 - Contracts Not Prohibited |
| Form FBOT, Exhibit E-3 - Clearing Requirement for Approved Contracts |
| Form FBOT, Exhibit E-4 - Linked Contracts |
| Form FBOT, Exhibit E-5 - Related Contracts |
| Form FBOT, Exhibit E-6 - Contracts Not Readily Susceptible to Manipulation |
| Form FBOT, Exhibit F - Regulatory Regime of FBOT |
| Form FBOT, Exhibit F(01) - BaFin IOSCO Membership |
| Form FBOT, Exhibit F(02) - BaFin Organizational Chart |
| Form FBOT, Exhibit F(03) - FinDAG (English) |
| Form FBOT, Exhibit F(04) - BaFin Articles of Association (English) |
| Form FBOT, Exhibit F(05) - BaFin Mission Statement (English) |
| Form FBOT, Exhibit F(09) - CFTC-BAWe MOU (English) |
| Form FBOT, Exhibit F(10) - IOSCO MOU (English) |
| Form FBOT, Exhibit F(11) - Declaration on Cooperation |
| Form FBOT, Exhibit F(12) - Tokyo Communique |
| Form FBOT, Exhibit F, Attachment A - Reg(EU)648 (UPDATED) |
| Form FBOT, Exhibit F, Attachment B - MIFIR (UPDATED) |
| Form FBOT, Exhibit F, Attachment D - BaFIN Workshop on HFT Law (UPDATED) |
| Form FBOT, Exhibit F, Attachment E - BaFin HFT FAQ (UPDATED) |
| Form FBOT, Exhibit F, Attachment F - BaFin HFT Info (UPDATED) |
| Form FBOT, Exhibit G - FBOT Rules (UPDATED) |
| Form FBOT, Exhibit G, Attachment A - Contract Specifications (UPDATED) |
| Form FBOT, Exhibit G, Attachment B - Eurex Deutschland Exchange Rules (UPDATED) |
| Form FBOT, Exhibit G, Attachment C - Trading Conditions (UPDATED) |
| Form FBOT, Exhibit G, Attachment D - Regs for Handling of Erroneous Entries (UPDATED) |
| Form FBOT, Exhibit G, Attachment E - Admission Regulations (UPDATED) |
| Form FBOT, Exhibit G, Attachment F - Traders Examinations (UPDATED) |
| Form FBOT, Exhibit G, Attachment G - Audit Group Regs (UPDATED) |
| Form FBOT, Exhibit G-1 - Description of Regulatory Compliance Department |
| Form FBOT, Exhibit G-2 - Description of Trade Practice Rules |
| Form FBOT, Exhibit G-3 - Description of Diciplinary Rules |
| Form FBOT, Exhibit G-4 - Description of Market Surveillance Program |
| Form FBOT, Exhibit G-4(a) - ISG Members |
| Form FBOT, Exhibit G-4(b) - Eurex Circular 107-12 |
| Form FBOT, Exhibit H - Info Sharing Agreements |
| Form FBOT, Exhibit H(1) - IOSCO MoU (English) |
| Form FBOT, Exhibit H(2) - IOSCO Multilateral MoU (Signatories) |
| Form FBOT, Exhibit H(3) - ISG Members |
| S-1 Cover Sheet |
| S-1, Exhibit A-1 - General Info |
| S-1, Exhibit A-2 - Articles (Courtesy Translation) |
| S-1, Exhibit A-3 - Membership and Clearing Agreements (UPDATED) |
| S-1, Exhibit A-4 - Regulatory Structure (UPDATED) |
| S-1, Exhibit A-5 - Rules and Regs (UPDATED) |
| S-1, Exhibit A-5, Attachment A - Clearing Conditions (UPDATED) |
| S-1, Exhibit A-5, Attachment B - Risk Committee Statutes (UPDATED) |
| S-1, Exhibit A-5, Attachment C - Default Management Committee Rules (UPDATED) |
| S-1, Exhibit A-5, Attachment D - Default Management Auction Rules (UPDATED) |
| S-1, Exhibit A-5, Attachment E - Auction Terms (UPDATED) |
| S-1, Exhibit A-5, Attachment F - Disciplinary Committee Statutes (UPDATED) |
| S-1, Exhibit A-5, Attachment G - Disciplinary Procedures Rules (UPDATED) |
| S-1, Exhibit A-6 - Evidence of Authorization of Eurex Clearing |
| S-1, Exhibit A-6, Attachment 1- Certificate of Good Standing (English) |
| S-1, Exhibit A-6, Attachment 2 - Certificate of Good Standing (German) |
| S-1, Exhibit A-6, Attachment 3 - License |
| S-1, Exhibit A-7 - Disciplinary and Enforcement Actions |
| S-1, Exhibit A-8 - CEO Undertaking (UPDATED) |
| S-1, Exhibit D-1 - Settlement and Clearing (UPDATED) |
| S-1, Exhibit D-2 - RCCP Certification (UPDATED) |
| S-1, Exhibit E, Attachment 1 - BaFin (UPDATED) |
| S-1, Exhibit E, Attachment 2 - Bundesbank (UPDATED) |
| S-1, Exhibit E, Attachment 3 - German Stock Corporation Act (UPDATED) |
| S-1, Exhibit E, Attachment 4 - Reg (EU) No 648-2012 (UPDATED) |
| S-1, Exhibit E, Attachment 5 - EU Settlement Finality Directive (UPDATED) |
| S-1, Exhibit E, Attachment 6 - ESMA Q&A on EMIR (UPDATED) |
| S-1, Exhibit E, Attachment 7 - EMIR (UPDATED) |
| S-1, Exhibit F - Clearing Rules (UPDATED) |
| S-1, Exhibit G - Info Sharing Agreements |
| CFTC Order of Registration for Eurex |
