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Forms & Submissions

  • Ownership & Control Reporting (OCR)
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  • Futures Commissions Merchants/Reporting Firms Forms
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Forms & Submissions

Ownership & Control Reporting Information

Forms and submissions information for Ownership and Control Reporting (OCR).

Tips & Complaints

Forms and submissions information for filing tips and complaints.

Designated Contract Markets

Forms and submissions information for Designated Contract Markets (DCMs).

Futures Commissions Merchants/Reporting Firms

Forms and submissions information for Futures Commissions Merchants (FCMs).

Swap Data Repositories

Forms and submissions information for Swap Data Repositories (SDRs).

Swap Execution Facilities

Forms and submissions information for Swap Execution Facilities (SEFs).

Large Traders

Forms and submissions information for Large Traders.

Intermediaries

Forms and submissions information for Intermediaries.

Other Submissions

Forms for Depository or Fund Manager Acknowledgement Letter for Customer Fund, Unreported Trade Options, and Notice Filings for Exemptions from Position Aggregation.

Comments, Questions, & Requests

How to file a public comment, request CFTC Comment File documents, and make a FOIA request.

Forms & Submissions

  • Ownership & Control Reporting (OCR)
  • Tips & Complaints
  • Designated Contract Markets
  • Futures Commissions Merchants/Reporting Firms Forms
  • Swap Data Repositories
  • Swap Execution Facilities
  • Large Traders
  • Intermediaries
  • Other Submissions
  • Comments, Questions, & Requests
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  • The Whistleblower Program provides monetary incentives to individuals who come forward to report possible violations of the Commodity Exchange Act.

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