/Forms/index.htm
Skip to main content
Commodity Futures Trading Commission Logo
icon-hamburger Created with Sketch. Menu
  • Transparency
  • Contact Us
  • rss iconred rss icon
  • email iconred email icon
  • facebook iconred facebook icon
  • twitter iconred twitter icon
  • youtube iconred youtube icon
  • linkedin iconred linkedin icon
  • flickr iconred flickr icon
search icon

Main navigation

  • About the CFTC
    • The Commission
    • Chairman & Commissioners
    • CFTC Organization
    • Advisory Committees
    • Budget & Performance
    • Privacy at the CFTC
    • Careers
  • Industry Oversight
    • Industry Filings
    • Trading Organizations
    • Clearing Organizations
    • Data Repositories
    • Intermediaries
    • Market Surveillance
    • Contracts & Products
    • Rules & Rule Amendments
    • Anti-Money Laundering
  • Law & Regulation
    • Commodity Exchange Act & Regulations
    • How Rules Are Made
    • Holding Wrongdoers Accountable
    • Federal Register
    • Public Comments
    • CFTC Staff Letters
    • Office of Technology Innovation
  • Market Data & Economic Analysis
    • Data at CFTC
    • Commitments of Traders
    • Bank Participation Reports
    • Cotton On-Call
    • Financial Data for FCMS
    • Net Position Changes Data
    • Staff Reports
    • Weekly Swaps Report
    • Cleared Margin Reports
    • Office of the Chief Economist
  • Forms & Submissions
  • Learn & Protect
    • Fraud Center
    • Check Registration & Disciplinary History
    • Submit a Tip or Complaint
    • RED List
    • Office of Proceedings
    • Learning Resources
    • Materiales Antifraude en EspaƱol
  • News & Events
    • Press Releases
    • Public Statements & Remarks
    • Events
Carousel Rotation On
On

Forms & Submissions

  • Ownership & Control Reporting (OCR)
  • Tips & Complaints
  • Designated Contract Markets
  • Futures Commissions Merchants/Reporting Firms Forms
  • Swap Data Repositories
  • Swap Execution Facilities
  • Large Traders
  • Intermediaries
  • Other Submissions
  • Comments, Questions, & Requests

Forms & Submissions

Ownership & Control Reporting Information

Forms and submissions information for Ownership and Control Reporting (OCR).

Tips & Complaints

Forms and submissions information for filing tips and complaints.

Designated Contract Markets

Forms and submissions information for Designated Contract Markets (DCMs).

Futures Commissions Merchants/Reporting Firms

Forms and submissions information for Futures Commissions Merchants (FCMs).

Swap Data Repositories

Forms and submissions information for Swap Data Repositories (SDRs).

Swap Execution Facilities

Forms and submissions information for Swap Execution Facilities (SEFs).

Large Traders

Forms and submissions information for Large Traders.

Intermediaries

Forms and submissions information for Intermediaries.

Other Submissions

Forms for Depository or Fund Manager Acknowledgement Letter for Customer Fund, Unreported Trade Options, and Notice Filings for Exemptions from Position Aggregation.

Comments, Questions, & Requests

How to file a public comment, request CFTC Comment File documents, and make a FOIA request.

Forms & Submissions

  • Ownership & Control Reporting (OCR)
  • Tips & Complaints
  • Designated Contract Markets
  • Futures Commissions Merchants/Reporting Firms Forms
  • Swap Data Repositories
  • Swap Execution Facilities
  • Large Traders
  • Intermediaries
  • Other Submissions
  • Comments, Questions, & Requests
Whistleblower Image

 

Resources

  • CFTC Regulations
  • Commodity Exchange Act
  • Privacy Policy
  • Web Policy
  • FOIA
  • EEO Resources
  • No FEAR Act
  • Accessibility Statement
  • Procurement
  • USA.gov
  • Glossary

Actions

  • Search Public Comments
  • Submit Tips & Complaints
  • Search Industry Filings
  • Whistleblower.gov
  • Office of Technology Innovation
    Inspector General

Sitemap

Home

CFTC Headquarters

Three Lafayette Centre
1155 21st Street, NW
Washington, DC 20581
202.418.5000