Tips & Complaints

 

Tips & Complaints: Forms & Submissions

This page contains forms and other documents related to filing a tip or complaint with the CFTC about potential violations of the Commodity Exchange Act or Commission regulations. Learn more about the CFTC’s market surveillance efforts in the Industry Oversight section.

SubmissionFormsRulesInstructions & Remarks
Whistleblower Program: Tips, Complaints, and Referrals (TCR)

Form TCR (HTML)

Form TCR (PDF)

Part 165Information about the program
Whistleblower Program: WB-APP – Application for Award

Form WB-APP (HTML)

Form WB-APP (PDF)

Part 165Information about the program
Reporting to the CFTC Division of Enforcement (DOE)

Form DOE (HTML)
 

File a complaint by phone: 866-FON-CFTC (866-366-2382)

Part 12Division of Enforcement Online Complaint
Reparations Complaints

Form 30 – Reparations Complaint (HTML)

Form 30 – Reparations Complaint (PDF)

Part 12Information about the Reparations Program
Report Misconduct by a CFTC Employee or ContractorOIG Intake Form Reporting Misconduct to OIG