Budget & Performance

CFTC Budget and Strategy

CFTC's Plan for Lapse in Appropriations, September 2021

FY 2022 President’s Budget, May 2021

This report contains the Commission’s annual budget request provided to the Congress for consideration in the FY 2022 appropriations process. The formulation and submission of the President’s Budget and its public posting are requirements set forth in OMB Circular A-11 and related guidance.

FY 2020 Agency Financial Report, November 2020

This report provides the CFTC’s accomplishments and audited financial statements for the fiscal year. The formulation of the Agency Financial Report and its public posting are requirements set forth in OMB Circular A-136 and related guidance.

CFTC Strategic Plan 2020-2024, May 2020

The strategic goals and objectives in this plan guide and prioritize our efforts to achieve the CFTC’s mission: to promote the integrity, resilience, and vibrancy of the U.S. derivatives markets through sound regulation. The agency strategic plan and its public posting are requirements set forth in OMB Circular A-11.

Government-wide FY 2019 Service Contract Inventory, February 2020

This inventory includes service contracts above $150,000, as determined by the base and all options value, that were made in fiscal year 2019. CFTC’s FY 2019 service contract inventory data is included in the Government-wide inventory which can be filtered to display CFTC’s inventory data.

CFTC FY 2018 Service Contract Inventory Analysis, February 2020

This report provides information about the PSC codes that the CFTC analyzed from the 2018 inventory.

Annual Reports

FY 2020 Division of Enforcement Annual Report, December 2020

This annual report details the CFTC enforcement program’s accomplishments, including quantitative and qualitative measures such as cases filed, relief obtained, and trends among enforcement actions.

Annual Report on the Whistleblower Program and Customer Education Initiatives, October 2020

The CFTC submits an annual report to Congress regarding the Whistleblower Program, customer education initiatives, and the Commodity Futures Trading Commission Customer Protection Fund, which funds the Whistleblower Program, including whistleblower awards, as well as customer education initiatives.

FY 2019 CFTC FOIA Annual Report, January 2020

The FOIA annual report contains detailed statistics on the number of requests received and processed, the time taken to respond, and the outcome of each request, as well as many other vital statistics regarding the CFTC’s administration of the FOIA. These reports are required by the Freedom of Information Act, 5 U.S.C. § 552. (XML) (Raw Data)

CFTC Sustainability Report and Implementation Plan, June 2019

This report fulfils requirements set forth in March 2015 by Executive Order 13693 and describes the CFTC’s efforts to improve energy efficiency and enhance environmental performance in its facilities and operations.

Semiannual Unified Agenda of Regulatory and Deregulatory Actions from Reginfo.gov

Pursuant to the Regulatory Flexibility Act (5 U.S.C. 601, et seq.), and consistent with Executive Order 12866, the Commission issues twice a year an agenda of rulemaking matters it expects to consider during the next 12 months. The Commission’s agenda is published in the government-wide Unified Agenda of Federal Regulatory and Deregulatory Actions, which is released in the Spring and Fall of each year.