Speeches & Testimony

Commissioner Dawn D. Stump

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Date	Speeches & Testimony
07/12/2019	Statement of CFTC Commissioner Dawn D. Stump Announcing Important Progress in the CFTC’s Data Protection Initiative Commissioner Dawn D. Stump
07/11/2019	Opening Statement of Chairman J. Christopher Giancarlo before the Open Commission Meeting Chairman J. Christopher Giancarlo
07/11/2019	Opening Statement of Commissioner Brian Quintenz before the Open Commission Meeting on July 11, 2019 Commissioner Brian Quintenz
07/11/2019	Dissenting Statement of Commissioner Rostin Behnam on the Exemption from Derivatives Clearing Organization Registration; Notice of Supplemental Proposal Commissioner Rostin Behnam
07/11/2019	Statement of Commissioner Dawn D. Stump for the CFTC Open Meeting, July 11, 2019 Commissioner Dawn D. Stump
07/11/2019	Supporting Statement of Commissioner Dan M. Berkovitz on the Proposed Regulation for Registration with Alternative Compliance for Non-U.S. Derivatives Clearing Organizations Commissioner Dan M. Berkovitz
07/11/2019	Dissenting Statement of Commissioner Dan M. Berkovitz on the Supplemental Proposal for Exemption from Derivatives Clearing Organization Registration Commissioner Dan M. Berkovitz
07/09/2019	Statement of Commissioner Dan M. Berkovitz Regarding the Proposed Amendments for Customer Margin Rules for Security Futures Commissioner Dan M. Berkovitz
07/08/2019	Statement of Commissioner Brian Quintenz Regarding DSIO Staff Report on the Swap Dealer De Minimis Exception Commissioner Brian Quintenz
06/27/2019	Statement of Commissioner Dan M. Berkovitz in Support of the Staff No Action Letter Regarding Floor Traders Commissioner Dan M. Berkovitz
06/27/2019	Objection of Commissioner Brian Quintenz to No-Action Relief from Certain Conditions of the Floor Trader Provision  Commissioner Brian Quintenz
06/27/2019	Joint Statement on CFTC-SEC Portfolio Margining Harmonization Efforts Chairman J. Christopher Giancarlo
06/24/2019	Joint Statement on Opportunistic Strategies in the Credit Derivatives Market Chairman J. Christopher Giancarlo
06/20/2019	Giancarlo Statement on Basel Committee Agreement Chairman J. Christopher Giancarlo
06/12/2019	Opening Statement of Commissioner Brian Quintenz before the CFTC Market Risk Advisory Committee Commissioner Brian Quintenz
06/12/2019	Opening Statement of Commissioner Rostin Behnam before the Market Risk Advisory Committee Commissioner Rostin Behnam
06/11/2019	Remarks of Daniel Gorfine, Director of LabCFTC at ISDA Daniel Gorfine, Director of LabCFTC
06/11/2019	Keynote Address of Commissioner Dan M. Berkovitz at the FIA Commodities Symposium, Houston, Texas Commissioner Dan M. Berkovitz
06/11/2019	Keynote Address of Commissioner Dawn D. Stump at the ISDA Annual Legal Forum, New York, NY Commissioner Dawn D. Stump
06/05/2019	CFTC Chairman Giancarlo Statement on the Senate Confirmation of Heath Tarbert as CFTC Chairman Chairman J. Christopher Giancarlo
06/05/2019	Remarks of Chairman J. Christopher Giancarlo at the Futures Industry Association 12th Annual International Derivatives Expo, London, United Kingdom Chairman J. Christopher Giancarlo
06/04/2019	Remarks of Chairman J. Christopher Giancarlo at Guildhall, London Chairman J. Christopher Giancarlo
06/03/2019	Remarks of Chairman J. Christopher Giancarlo at Commissione Nazionale per le Societa e la Borsa (CONSOB), Rome, Italy Chairman J. Christopher Giancarlo
05/15/2019	Statement of Commissioner Dawn D. Stump on the Certification of ICE Futures U.S., Inc. Submission No. 19-119 Commissioner Dawn D. Stump
05/15/2019	Statement of Commissioner Dan M. Berkovitz Regarding the ICE Futures U.S., Inc. Passive Order Protection Functionality Rule of Commissioner Dan M. Berkovitz