Commissioner Caroline D. Pham

Date Commissioner Caroline D. Pham
Statement of Commissioner Caroline D. Pham Regarding Complaint Charging Swaps Manipulation and Fraud on a Decentralized Digital Asset Exchange
Commissioner Caroline D. Pham
Opening Statement of Commissioner Caroline D. Pham before the Agricultural Advisory Committee
Commissioner Caroline D. Pham
Statement of Commissioner Caroline D. Pham on Non-U.S. Swap Dealer Annual Compliance Reports
Commissioner Caroline D. Pham
Remarks by Commissioner Caroline D. Pham at the NYU Law Program on Corporate Compliance and Enforcement Fall Conference
Commissioner Caroline D. Pham
Concurring Statement of Commissioner Caroline D. Pham Regarding Proposed Order and Request for Comment on an Application for a Capital Comparability Determination
Commissioner Caroline D. Pham
Statement of Commissioner Caroline D. Pham Regarding Reporting and Information Requirements for Derivatives Clearing Organizations
Commissioner Caroline D. Pham
Concurring Statement of Commissioner Caroline D. Pham Regarding Amended Complaint
Commissioner Caroline D. Pham
Opening Statement of Commissioner Caroline D. Pham before the Market Risk Advisory Committee
Statement of Commissioner Caroline D. Pham
Keynote Address by Commissioner Caroline D. Pham at CordaCon 2022
Commissioner Caroline D. Pham
Opening Statement of Commissioner Caroline D. Pham before the Energy and Environmental Markets Advisory Committee
Commissioner Caroline D. Pham
Keynote Address by Commissioner Caroline D. Pham at the EUROFI Financial Forum Prague 2022
Commissioner Caroline D. Pham
Dissenting Statement of Commissioner Caroline D. Pham Regarding the Review and Stay of KalshiEX LLC’s Political Event Contracts
Commissioner Caroline D. Pham
Concurring Statement of Commissioner Caroline D. Pham Regarding LIBOR Transition Clearing Requirement Determination for Certain Interest Rate Swaps
Commissioner Caroline D. Pham
Dissenting Statement of Commissioner Caroline D. Pham Regarding the Proposed Amendments to Form PF
Commissioner Caroline D. Pham
Opening Statement of Commissioner Caroline D. Pham Regarding Proposed Governance Requirements for Derivatives Clearing Organizations and Swap Dealer Capital Comparability Determination for Japan
Commissioner Caroline D. Pham
Concurring Statement of Commissioner Caroline D. Pham Regarding Proposed Swap Dealer Capital and Financial Reporting Comparability Determination
Commissioner Caroline D. Pham
Statement of Commissioner Caroline D. Pham on SEC v. Wahi
Commissioner Caroline D. Pham
Statement of Commissioner Caroline D. Pham on Conditional Order of SEF Registration
Commissioner Caroline D. Pham
Statement of Commissioner Caroline D. Pham on the CPMI-IOSCO Final Guidance on Stablecoin Arrangements
Commissioner Caroline D. Pham
Statement of Commissioner Caroline D. Pham Regarding Order Filing and Settling Charges Against BNP Paribas
Commissioner Caroline D. Pham
Keynote Address by Commissioner Caroline D. Pham, 18th Nasdaq Technology of the Future Conference—Reimagining Tomorrow’s Markets
Commissioner Caroline D. Pham
Keynote Address by Commissioner Caroline D. Pham, 98th Annual Convention of the American Cotton Shippers Association
Commissioner Caroline D. Pham
Statement of Commissioner Caroline D. Pham on the U.S. Senate Confirmations of Mark Uyeda and Jaime Lizárraga
Commissioner Caroline D. Pham
Concurring Statement of Commissioner Caroline D. Pham Regarding the CFTC Request for Information on Climate-Related Financial Risk
Commissioner Caroline D. Pham
ICYMI: Commissioner Caroline D. Pham in The Hill: Making progress on decentralized regulation— It’s time to talk about crypto together
Commissioner Caroline D. Pham