Commissioner Caroline D. Pham

Date Commissioner Caroline D. Pham
Statement of Commissioner Caroline D. Pham on Administrative Proceedings
Commissioner Caroline D. Pham
Opening Statement of Commissioner Caroline D. Pham before the Global Markets Advisory Committee’s March 6 Meeting
Commissioner Caroline D. Pham
Statement of Commissioner Caroline D. Pham on DCM and SEF Conflicts of Interest Proposal
Commissioner Caroline D. Pham
Statement of Commissioner Caroline D. Pham in Support of Foreign Board of Trade Proposal
Commissioner Caroline D. Pham
Statement of Commissioner Caroline D. Pham in Support of the Treatment of Separate Accounts Proposal
Commissioner Caroline D. Pham
Joint Statement of CFTC Commissioner Caroline D. Pham and SEC Commissioner Mark T. Uyeda: Memorandum of Understanding Between the SEC and the CFTC Regarding the Use of Form PF Data
Commissioner Caroline D. Pham
Dissenting Statement of Commissioner Caroline D. Pham on SEC-CFTC Joint Final Rule on Form PF
Commissioner Caroline D. Pham
Statement of Commissioner Caroline D. Pham in Support of Proposed Order and Request for Comment on Comparability Determination for UK PRA Swap Dealer Capital and Financial Reporting Requirements
Commissioner Caroline D. Pham
Concurring Statement of Commissioner Caroline D. Pham Regarding Proposed Amendments to Clearing Member Funds Requirements
Commissioner Caroline D. Pham
Statement of Commissioner Caroline D. Pham on Operational Resilience Proposal for Swap Dealers and Futures Commission Merchants
Commissioner Caroline D. Pham
Statement of Commissioner Caroline D. Pham in Support of Proposed Amendments to Capital and Financial Reporting Requirements for Swap Dealers and Major Swap Participants
Commissioner Caroline D. Pham
Concurring Statement of Commissioner Caroline D. Pham on Proposed Amendments to Parts 43 and 45
Statement of Commissioner Caroline D. Pham
Opening Statement of Commissioner Caroline D. Pham Regarding CFTC Open Meeting on December 13, 2023
Commissioner Caroline D. Pham
Statement of Commissioner Caroline D. Pham on Chief Compliance Officer Liability
Commissioner Caroline D. Pham
Statement of Commissioner Caroline D. Pham Regarding Binance Consent Orders
Commissioner Caroline D. Pham
Statement of Commissioner Caroline D. Pham in Support of Proposed Amendments to Regulation 1.25
Commissioner Caroline D. Pham
Statement of Commissioner Caroline D. Pham on the Deliberative Process Privilege
Commissioner Caroline D. Pham
Joint Statement of Commissioners Summer K. Mersinger and Caroline D. Pham Regarding Swap Block Thresholds
Commissioner Summer K. Mersinger and Commissioner Caroline D. Pham
Statement of Commissioner Caroline D. Pham Regarding Enforcement Action on Crypto Lending
Commissioner Caroline D. Pham
Keynote Address by Commissioner Caroline D. Pham, North American Millers’ Association 2023 Annual Meeting General Session
Commissioner Caroline D. Pham
Concurring Statement of Commissioner Caroline D. Pham on Notice of Proposed Rulemaking Regarding Commodity Pool Operators, Commodity Trading Advisors, and Commodity Pools Operated under CFTC Rule 4.7
Commissioner Caroline D. Pham
Dissenting Statement of Commissioner Caroline D. Pham Regarding the Filing of Administrative Complaints for Enforcement Actions
Commissioner Caroline D. Pham
Dissenting Statement of Commissioner Caroline D. Pham on Misappropriation Theory in Derivatives Markets
Statement of Commissioner Caroline D. Pham
Statement of Commissioner Caroline D. Pham Regarding Political Event Contracts
Commissioner Caroline D. Pham
Staying Ahead of the Curve: Crypto Regulation and Competitiveness, New Regulatory Sandboxes: for a CFTC Pilot Program: Remarks of CFTC Commissioner A Proposal Caroline D. Pham Before the Cato Institute
Commissioner Caroline D. Pham