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Dissenting Statement of Commissioner Caroline D. Pham on Misappropriation Theory in Derivatives Markets
Statement of Commissioner Caroline D. Pham
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Statement of Commissioner Caroline D. Pham Regarding Political Event Contracts
Commissioner Caroline D. Pham
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Staying Ahead of the Curve: Crypto Regulation and Competitiveness, New Regulatory Sandboxes: for a CFTC Pilot Program: Remarks of CFTC Commissioner A Proposal Caroline D. Pham Before the Cato Institute
Commissioner Caroline D. Pham
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Dissenting Statement of Commissioner Caroline D. Pham on CTA Interpretation in an Enforcement Action
Commissioner Caroline D. Pham
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Dissenting Statement of Commissioner Caroline D. Pham on Examination by Enforcement
Commissioner Caroline D. Pham
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Statement of Commissioner Caroline D. Pham in Support of Notice of Proposed Rulemaking on Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants
Commissioner Caroline D. Pham
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Statement of Commissioner Caroline D. Pham In Support of Swap Confirmation Requirements for Swap Execution Facilities Proposal
Commissioner Caroline D. Pham
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Statement of Commissioner Caroline D. Pham on Effective Self-Regulation and Notice of Proposed Rulemaking to Amend Part 40 Regulations
Commissioner Caroline D. Pham
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Statement of Commissioner Caroline D. Pham in Support of Reporting and Information Requirements for Derivatives Clearing Organizations
Commissioner Caroline D. Pham
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Opening Statement of Commissioner Caroline D. Pham before the July 26, 2023 Open Meeting
Commissioner Caroline D. Pham
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Opening Statement of Commissioner Caroline D. Pham Before the Agricultural Advisory Committee Meeting
Commissioner Caroline D. Pham
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Opening Statement of Commissioner Caroline D. Pham before the Technology Advisory Committee
Commissioner Caroline D. Pham
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Statement of Commissioner Caroline D. Pham Regarding the TW SEF MAT Determinations of USD SOFR and GBP SONIA Overnight Index Swaps
Commissioner Caroline D. Pham
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Opening Statement of Commissioner Caroline D. Pham before the Market Risk Advisory Committee
Commissioner Caroline D. Pham
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Statement of Commissioner Caroline D. Pham on Enforcing Federal Position Limits
Commissioner Caroline D. Pham
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Statement of Commissioner Caroline D. Pham Regarding Request for Comment on the Impact of Affiliations Between Certain CFTC-Regulated Entities
Commissioner Caroline D. Pham
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Opening Statement of Commissioner Caroline D. Pham before the Energy and Environmental Markets Advisory Committee
Commissioner Caroline D. Pham
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Dissenting Statement of Commissioner Caroline D. Pham on Political Event Contracts
Commissioner Caroline D. Pham
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Statement of Commissioner Caroline D. Pham on Staff Letter Regarding ADM Investor Services, Inc.
Commissioner Caroline D. Pham
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Statement of Commissioner Caroline D. Pham in Support of Proposed Order and Request for Comment on Comparability Determination for EU Nonbank Swap Dealer Capital and Financial Reporting Requirements
Commissioner Caroline D. Pham
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Statement of Commissioner Caroline D. Pham in Support of Notice of Proposed Rulemaking for Large Trader Reporting Requirements Under Part 17
Commissioner Caroline D. Pham
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Statement of Commissioner Caroline D. Pham in Support of Final Rule on Governance Requirements for Derivatives Clearing Organizations
Commissioner Caroline D. Pham
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Concurring Statement of Commissioner Caroline D. Pham Regarding Proposed Rulemaking for DCO Recovery and Orderly Wind-down Plans; Information for Resolution Planning
Commissioner Caroline D. Pham
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Opening Statement of Commissioner Caroline D. Pham Regarding Open Meeting on June 7, 2023
Statement of Commissioner Caroline D. Pham
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Statement of Commissioner Caroline D. Pham on Risk Management Program for Swap Dealers and Futures Commission Merchants Advance Notice of Proposed Rulemaking
Commissioner Caroline D. Pham
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