Commissioner Caroline D. Pham

Date	Commissioner Caroline D. Pham
06/07/2023	Opening Statement of Commissioner Caroline D. Pham Regarding Open Meeting on June 7, 2023 Statement of Commissioner Caroline D. Pham
06/01/2023	Statement of Commissioner Caroline D. Pham on Risk Management Program for Swap Dealers and Futures Commission Merchants Advance Notice of Proposed Rulemaking Commissioner Caroline D. Pham
05/12/2023	Statement of Commissioner Caroline D. Pham on Spoofing in Voice Brokered Swaps Markets Commissioner Caroline D. Pham
04/05/2023	Opening Statement of Commissioner Caroline D. Pham before the Agricultural Advisory Committee Commissioner Caroline D. Pham
03/31/2023	Statement of Commissioner Caroline D. Pham Regarding NFA Rule on Spot Digital Asset Commodity Activities Commissioner Caroline D. Pham
03/22/2023	Opening Statement of Commissioner Caroline D. Pham before the Technology Advisory Committee Commissioner Caroline D. Pham
03/08/2023	Opening Statement of Commissioner Caroline D. Pham before the Market Risk Advisory Committee Commissioner Caroline D. Pham
03/03/2023	What It Means to Be A Leader: Remarks by Commissioner Caroline D. Pham at Fordham University School of Law Commissioner Caroline D. Pham
02/28/2023	Opening Statement of Commissioner Caroline D. Pham before the Energy and Environmental Markets Advisory Committee Commissioner Caroline D. Pham
02/16/2023	Statement of Commissioner Caroline D. Pham Regarding Swaps Unique Product Identifiers (UPI) for Reporting and Transparency Commissioner Caroline D. Pham
02/13/2023	Opening Statement of Commissioner Caroline D. Pham before the Global Markets Advisory Committee Commissioner Caroline D. Pham
01/10/2023	Statement of Commissioner Caroline D. Pham Regarding Complaint Charging Swaps Manipulation and Fraud on a Decentralized Digital Asset Exchange Commissioner Caroline D. Pham
12/07/2022	Opening Statement of Commissioner Caroline D. Pham before the Agricultural Advisory Committee Commissioner Caroline D. Pham
12/02/2022	Statement of Commissioner Caroline D. Pham on Non-U.S. Swap Dealer Annual Compliance Reports Commissioner Caroline D. Pham
11/14/2022	If You See Something, Say Something: Remarks by Commissioner Caroline D. Pham at the NYU Law Program on Corporate Compliance and Enforcement Fall Conference Commissioner Caroline D. Pham
11/10/2022	Concurring Statement of Commissioner Caroline D. Pham Regarding Proposed Order and Request for Comment on an Application for a Capital Comparability Determination Commissioner Caroline D. Pham
11/10/2022	Statement of Commissioner Caroline D. Pham Regarding Reporting and Information Requirements for Derivatives Clearing Organizations Commissioner Caroline D. Pham
10/21/2022	Concurring Statement of Commissioner Caroline D. Pham Regarding Amended Complaint Commissioner Caroline D. Pham
09/28/2022	Opening Statement of Commissioner Caroline D. Pham before the Market Risk Advisory Committee Statement of Commissioner Caroline D. Pham
09/27/2022	A Voice for the People: A Proposal for a New Office of the Retail Advocate: Keynote Address by Commissioner Caroline D. Pham at CordaCon 2022 Commissioner Caroline D. Pham
09/20/2022	Opening Statement of Commissioner Caroline D. Pham before the Energy and Environmental Markets Advisory Committee Commissioner Caroline D. Pham
09/07/2022	Money and Life, the Metaverse, and Everything: Keynote Address by Commissioner Caroline D. Pham at the EUROFI Financial Forum Prague 2022 Commissioner Caroline D. Pham
08/26/2022	Dissenting Statement of Commissioner Caroline D. Pham Regarding the Review and Stay of KalshiEX LLC’s Political Event Contracts Commissioner Caroline D. Pham
08/12/2022	Concurring Statement of Commissioner Caroline D. Pham Regarding LIBOR Transition Clearing Requirement Determination for Certain Interest Rate Swaps Commissioner Caroline D. Pham
08/10/2022	Dissenting Statement of Commissioner Caroline D. Pham Regarding the Proposed Amendments to Form PF Commissioner Caroline D. Pham