Public Statements & Remarks

Commissioner Caroline D. Pham

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Commissioner

- Any -Behnam, RostinGoldsmith-Romero, ChristyJohnson, Kristin N.Mersinger, Summer KPham, Caroline D.

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Date	Public Statements & Remarks
10/01/2024	Dissenting Statement of Commissioner Caroline D. Pham on SEF Enforcement Actions Commissioner Caroline D. Pham
10/01/2024	Statement of Commissioner Caroline D. Pham on Swap Data Reporting Settlement Order and the Examination Process Commissioner Caroline D. Pham
09/25/2024	Statement of Commissioner Summer K. Mersinger Regarding Extension of No-Action Position from Certain Reporting Obligations Commissioner Summer K. Mersinger
09/24/2024	Dissenting Statement of Commissioner Caroline D. Pham on the Filing of Administrative Complaints for Enforcement Actions Commissioner Caroline D. Pham
09/24/2024	Dissenting Statement of Commissioner Summer K. Mersinger Regarding cryptoiminerstrade.com, Expert Stocks Zone, FalconForexBot, and swiftminingexpert.com Commissioner Summer K. Mersinger
09/23/2024	Dissenting Statement of Commissioner Caroline D. Pham on Off-Channel Communications Enforcement Action Commissioner Caroline D. Pham
09/23/2024	Dissenting Statement of Commissioner Summer K. Mersinger Regarding Settlement With Piper Sandler Hedging Services, LLC Commissioner Summer K. Mersinger