Public Statements & Remarks

Commissioner Caroline D. Pham

Keywords

Commissioner

- Any -Goldsmith-Romero, ChristyJohnson, Kristin N.Mersinger, Summer KPham, Caroline D.

Type

- Any -StatementsRemarks

By year

All20252024202320222021202020192018201720162015201420132012201120102009200820072006

Apply

Date	Public Statements & Remarks
10/01/2024	Statement of Commissioner Caroline D. Pham on Swap Data Reporting Settlement Order and the Examination Process Commissioner Caroline D. Pham
09/25/2024	Statement of Commissioner Summer K. Mersinger Regarding Extension of No-Action Position from Certain Reporting Obligations Commissioner Summer K. Mersinger
09/24/2024	Dissenting Statement of Commissioner Caroline D. Pham on the Filing of Administrative Complaints for Enforcement Actions Commissioner Caroline D. Pham
09/24/2024	Dissenting Statement of Commissioner Summer K. Mersinger Regarding cryptoiminerstrade.com, Expert Stocks Zone, FalconForexBot, and swiftminingexpert.com Commissioner Summer K. Mersinger
09/23/2024	Dissenting Statement of Commissioner Caroline D. Pham on Off-Channel Communications Enforcement Action Commissioner Caroline D. Pham
09/23/2024	Dissenting Statement of Commissioner Summer K. Mersinger Regarding Settlement With Piper Sandler Hedging Services, LLC Commissioner Summer K. Mersinger
09/20/2024	Dissenting Statement of Commissioner Summer K. Mersinger on Guidance Regarding the Listing of Voluntary Carbon Credit Derivative Contracts Commissioner Summer K. Mersinger