Large Traders

Large Traders: Forms & Submissions

This page contains forms and other documents related to Large Traders who report futures and option positions at or above specific reporting levels as set by the Commission. More information about Large Traders is available in the Industry Oversight section.




Instructions & Remarks

Statement of Reporting Trader*

Form 40 (CFTC Portal)

Part 18.04

Ownership and Control Reporting

Statement of Cash Positions for Unfixed-Price Cotton "on Call" Form 304 Part 19.02