Frequently Requested Information under FOIA

To request copies of records listed but not available here, email [email protected]. Provide your name, address, telephone number, and the file and document numbers of the records you are requesting. If you request paper copies instead of electronic copies, a fee of $.15 per page will be charged.

A. Records posted in their entirety on the Commission's website.

B. Records partially posted on the Commission's website (records not created by a government agency are listed but not published here, and will be released on request).

C. Records not posted on the Commission's website that will be released on request.

Each file number listed here provides a list of the records available on that subject and, where possible, provides direct links to electronic copies of the records.

Category	File Number	Subject
(A)	23-00260	Political Appointees
(A)	23-00023	Conflicts, Ethics Waivers, and Authorizations
(A)	23-00084	Chairman Behnam's Calendar
(A)	23-00002-REF	Records Management Self-Assessment Reports
(A)	23-00156	FOIA Logs
(A)	23-00120	1-FR-IB Information
(A)	23-00063	Schedule C Appointees
(A)	23-00060	Ethereum
(C)	21-00148	Requests for Relief Communications
(A)	21-00068	Kalshi DCM Application
(A)	22-00036	Kraken Complaints
(C)	22-00075	LedgerX LLC Communications
(C)	22-00083	ETH Communications
(A)	21-00100	Tether Complaints
(C)	19-00088	Victoria University Communications
(A)	21-00122	FOIA Logs
(C)	21-00112	Applications for Part 30 Relief
(A)	21-00078	Silver Price Manipulation
(A)	21-00044	Transition Briefing Book
(A)	21-00043	OIG Investigations
(A)	21-00018	Communications with Citadel
(C)	21-00011	Request for No-Action by Victoria University of Wellington
(A)	20-00029	Communications with Kelly Loeffler
(A)	19-00055	Communications with Kelly Loeffler and Trabue Bland
(A)	14-00053	Office of the Inspectors General Final Report Regarding the Office of the Chief Economist
(A)	13-00047	Complaint Received by the CFTC Concerning an Outside Research Paper Which Led the Agency to Conduct an Internal Investigation of How it Brings in Outside Consultants
(C)	12-00047	MF Global, Inc.: CFTC Order Review: Presentation to Audit Committee of the Board of Directors
(A)	12-00023	Participation in Matters Concerning MF Global, Inc
(A)	07-001	Correspondence from CFTC to Senator Jeff Bingaman Responding to Questions Concerning Oversight of Natural Gas Markets
(A)	06-002	List of CFTC Government Credit Card Holders
(C)	06-001	Refco, LLC, CFTC Form 1-FR-FCM for the Period 10/01/2005 - 10/31/2005
(C)	05-008	Refco, LLC, CFTC Form 1-FR-FCM for the Period 03/01/2004 - 02/28/2005 (Audited Annual Report)
(C)	05-007	Cargill Investor Services, Inc., CFTC Form 1-FR-FCM for the Period 08/01/2005—08/31/2005
(C)	05-006	Refco, LLC, CFTC Form 1-FR-FCM for the Period 09/01/2005-09/30/2005
(C)	05-005	Forex Capital, LLC, CFTC Form 1-FR-FCM for the period 09/01/2005-09/30/2005
(C)	05-004	Refco, LLC, CFTC Form 1-FR-FCM for the period 08/01/2005-08/31/2005
(B)	05-003	No-Action Letters Concerning the University of Iowa's Iowa Electronic Markets
(A)	05-002	Memoranda of Understanding with Foreign Regulators (as of 07/02/2004)
(B)	04-003	Latest Applications for BrokerTec Clearing Company, as of December 2003
(C)	04-002	OneChicago, LLC, Futures Exchange Application, as of November, 2003
(C)	04-001	Designated Contract Market Application from Chicago Board Options Exchange re Formation of the CBOE Futures Exchange and Documents Relating to Reactivation of the Application files in June 2003, as of October 2003
(C)	03-002	Documents Submitted to the Commission Regarding NexTrade Futures Exchange's Operating an Exchange or Clearing Facility in the US
(C)	02-004	Additional Materials Related to the Nasdaq LIFFE, LLC, 06/06/2002 Application for Designation as a Contract Market, Released Since 11/08/2001
(A)	02-003	Chicago Mercantile Exchange 01/06/1977 Proposed Amendments to Live Cattle Futures
(C)	02-001	Application of The Island Futures Exchange, LLC, for Designation as a Contract Market
(C)	01-006	Application of Nasdaq LIFFE, LLC, Futures Exchange for Designation as a Contract Market
(C)	01-005	Application of the London Clearing House Limited for Registration as a Derivatives Clearing Organization
(B)	01-004	Documents Pertaining to the Application of EnergyClear Corporation for Registration as a Derivatives Clearing Organization
(B)	01-003	Nasdaq LIFFE Futures Exchange - Submission for Contract Market Designation 06/06/2001
(C)	01-002	Documents Pertaining to the Application of FutureCom for Contract Market Designation, Update of Files 99--001 and 99-008
(C)	01-001	Memorandum of the Division of Trading and Markets, re: Applications of onExchange Board of Trade for Initial Designation as Contract Market and onExchange Clearing Corporation for Registration as a Derivatives Clearing Organization
(C)	00-004	Initial Application of Merchants Exchange of St. Louis, LLC, for Designation as a Contract Market
(C)	00-003	Request of the London Financial Futures and Options Exchange for No-Action Relief from Sections 5 and 5a of the Commodity Exchange Act, Concerning the LIFFE Connect Trading System
(C)	00-002	Initial Application of BrokerTec, L.L.C., for Designation as a Contract Market
(B)	00-001	Documents Relating to CFTC Interpretive Letters Nos. 99-67, 97-93, 98-31, and 94-58, and Other Interpretative, No-Action, and Exemptive Letters Pertaining to Automated Systems for Trading Energy Products and Chemicals
(B)	99-008	Documents Pertaining to the Application of FutureCom for Contract Market Designation, Update of File 99--001
(A)	99-005	Monthly Customer Type Indicator (CTI) Statistics for the Chicago Mercantile Exchange Standard & Poor's 500 Contract
(B)	99-004	Documents that Refer or Relate to the Application of Cantor Financial Futures Exchange for Designation as a Contract Market
(C)	99-002	Copy of the Chicago Board of Trade's Submission for the ComEd and TVA Electricity Futures Contracts
(C)	99-001	Documents Pertaining to the Application of FutureCom as a Contract Market in Live Cattle Futures and Options
(C)	98-005	Petition Under Section 4[c] of the London Clearing House, Limited, for Exemptive Relief Concerning SwapClear
(B)	98-004	Information Concerning the New York Cotton Exchange and Cantor Fitzgerald's Application Concerning the Cantor Financial Futures Exchange
(B)	98-003	Information on New York Mercantile Exchange Contracts: Palo Verde Electricity Futures and Futures Options, California/Oregon Border Electricity Futures and Futures Options
(B)	98-001	Correspondence Between CFTC, London Metal Exchange, and U.K. Securities and Investments Board Concerning the Copper Market Between 1995 and Date of Request