External Meetings

Date	MEETING WITH	REGARDING RULEMAKING
11/30/2020	Investment Company Institute (ICI)	More Info VI. Segregation and Bankruptcy,
11/16/2020	ICE	More Info VI. Segregation and Bankruptcy,
11/12/2020	CME Group	More Info VI. Segregation and Bankruptcy,
11/09/2020	Futures Industry Association (FIA)	More Info VI. Segregation and Bankruptcy,
10/27/2020	CME Group	More Info VI. Segregation and Bankruptcy,
10/27/2020	Prudential Global Funding LLC~Steptoe &~Johnson LLP	More Info I. Registration,
10/26/2020	ICE	More Info I. Registration,
10/15/2020	Davis Polk Wardwell LLP.	More Info I. Registration,
10/13/2020	Managed Funds Association (MFA)	More Info XXVI. Position Limits,
10/09/2020	Managed Funds Association (MFA)	More Info XXVI. Position Limits,