Material Released Pursuant to FOIA Requests Which
has Been, or is Likely to Be, the Subject of Future
FOIA Requests
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Documents which do not have PDF links are availabe on request to [email protected] by using the
electronic request form. Electronic distribution of the documents is possible, depending on the
requester's ability to receive them. Paper copies of documents are available within the Washington, D.C.,
area through the Commission's Public Reading Room and outside the area through use of the electronic
request form. Fees of 15 cents per page apply to paper copies
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FILE NUMBER: RF04-003 PLACED ON THE PUBLIC RECORD: 01/15/04 CATEGORY: B
Latest Applications for BrokerTec Clearing Company, as of 12/18/2003
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DOCUMENT NUMBER: 1

E.R. Schroeder, Cadwalader, Wickersham & Taft, to J.A. Webb, Secretary,

Submittal of Description of the BTEX (BrokerTec) Trading System, Exhibit F to

Application for Designation as a Contract Market, Revised 12/19/2000
DATE: 12/20/00 PAGES: 60 PDF SIZE: 849 KB PDF LINK:
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DOCUMENT NUMBER: 2

Description of the BTEX (BrokerTec) Trading System, Exhibit F to Application for

Designation as a Contract Market, Revised 12/19/2000, Marked to Show Revisions
DATE: 12/19/00 PAGES: 60 PDF SIZE: 1050 KB PDF LINK:
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DOCUMENT NUMBER: 3

E.R. Schroeder, Cadwalader, Wickersham & Taft, to J.A. Webb, Secretary,

Submittal of Schedule A to Regulatory Services Agreement between BTEX and

National Futures Association, as of 11/28/2000
DATE: 01/04/01 PAGES: 17 PDF SIZE: 193 KB PDF LINK:
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DOCUMENT NUMBER: 4

E.R. Schroeder, Cadwalader, Wickersham & Taft, to J.A. Webb, Secretary,

Request that Application be Regarded as an Application for Designation as a

Contract Market Generally and that Application be Deemed Amended to Include

Application for Registration of BrokerTec Clearing Company (BCC), L.L.C., as a

Derivatives Clearing Organization
DATE: 02/14/01 PAGES: 4 PDF SIZE: 53 KB PDF LINK:
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