Swap Data Repositories Registration

Swap Data Repositories Registration Standards and Core Principle Rulemaking, Interpretation & Guidance

The Commission issued final rules to implement the Registration Provisions and Core Principles for Swap Data Respositiories in § 728 of the Dodd-Frank Wall Street Reform and Consumer Protection Act.

The Commission finalized an Interpretive Statement regarding the Confidentiality and indemnification provisions of § 21(d) of the Commodity Exchange Act.

Additional information and details of meetings held between CFTC staff and outside parties. 
 

Related Federal Register Releases

Propose RulePDF Version
Upcoming
17 CFR Parts 23, 43, 45, and 49
Proposed Amendments to the Commission’s Regulations Relating to Certain Swap Data Repository and Data Reporting Requirement


Final Rule:  82 FR 27410 // PDF Version

06/12/18
17 CFR Part 49
Amendments to the Swap Data Access Provisions of Part 49 and Certain Other Matters

Effective Date: Monday, August 13, 2018
 

Interim Final Rule:  79 FR 16672 // PDF Version
3/26/2014
17 CFR Part 49
Swap Data Repositories--Access to SDR Data by Market Participants

Comment File - Closing Date: 4/25/2014
Effective Date: March 26, 2014
 

Proposed Interpretative Statement: 77 FR 26709 // PDF Version
17 CFR Part 49
Swap Data Repositories: Interpretative Statement Regarding the Confidentiality and Indemnification Provisions of Section 21(d) of the Commodity Exchange Act

Comment File - Closing Date: 6/6/2012
 

Final Rule: 76 FR 54538 // PDF Version
9/1/2011
17 CFR Part 49
Swap Data Repositories: Registration Standards, Duties and Core Principles

Effective Date: October 31, 2011
 

Proposed Rule: 75 FR 80898 // PDF Version
12/23/2010
17 CFR Part 49
Swap Data Repositories

Comment File - Extended Date: 6/3/2011
 

Proposed Rule: 75 FR 63080 // PDF Version
10/14/2010
17 CFR Part 44
Interim Final Rule for Reporting Pre-Enactment Swap Transactions

Comment File - Closing Date: 11/15/2010
 

Additional Information

Fact Sheet: Final Rules Regarding Registration and Regulation of Swap Data Repositories
Q&A: Final Rulemaking on Part 49 (SDRs)

Event: Open Meeting on Three Final Rule Proposals under the Dodd-Frank Act

Fact Sheet: Proposed Rule on Registration and Regulation of Swap Data Repositories
Q&A: Registration and Regulation of Swap Data Repositories

Event: Open Meeting on Fifth Series of Proposed Rules under the Dodd-Frank Act

Fact Sheet for Interim Final Rule Regarding Reporting of Pre-enactment Swap Transactions
Final Rulemaking Q&A: Interim Final Rule

Event: Open Meeting on First Series of Proposed Rules under the Dodd-Frank Act