Swap Data Repositories Registration

Swap Data Repositories Registration Standards and Core Principle Rulemaking, Interpretation & Guidance

The Commission issued final rules to implement the Registration Provisions and Core Principles for Swap Data Respositories in § 728 of the Dodd-Frank Wall Street Reform and Consumer Protection Act.

The Commission finalized an Interpretive Statement regarding the Confidentiality and indemnification provisions of § 21(d) of the Commodity Exchange Act.

Additional information and details of meetings held between CFTC staff and outside parties.  

Related Federal Register Releases

Proposed Rule:  85 FR 21339 // PDF Version
4/17/2020
17 CFR Parts 23, 43, 45, and 49
Certain Swap Data Repository and Data Reporting Requirements

Propose Rule: 84 FR 21044 // PDF Version
5/13/2019
17 CFR Parts 23, 43, 45, and 49
Certain Swap Data Repository and Data Reporting Requirements
Comment File – Extended Date:1/27/2020

See also:

84 FR 35847, //
PDF Version
17 CFR Parts 23, 43, 45, and 49
Certain Swap Data Repository and Data Reporting Requirements; Extension of Comment Period

84 FR 57831, // PDF Version
17 CFR Parts 23, 43, 45, and 49
Certain Swap Data Repository and Data Reporting Requirements

Interim Final Rule:  79 FR 16672 // PDF Version
3/26/2014
17 CFR Part 49
Swap Data Repositories--Access to SDR Data by Market Participants
Comment File - Closing Date: 4/25/2014
Effective Date: Wednesday, March 26, 2014

Proposed Interpretative Statement: 77 FR 26709 // PDF Version
17 CFR Part 49
Swap Data Repositories: Interpretative Statement Regarding the Confidentiality and Indemnification Provisions of Section 21(d) of the Commodity Exchange Act
Comment File - Closing Date: 6/6/2012

Interpretive Statement: 77 FR 65177 // PDF Version
10/25/2012
Swap Data Repositories: Interpretative Statement the Confidentiality and Indemnification Provisions of the Commodity Exchange Act
Effective Date: Thursday, October 25, 2012

Final Rule: 76 FR 54538 // PDF Version
9/1/2011
17 CFR Part 49
Swap Data Repositories: Registration Standards, Duties and Core Principles
Effective Date: Monday, October 31, 2011

Proposed Rule: 75 FR 80898 // PDF Version
12/23/2010
17 CFR Part 49
Swap Data Repositories
Comment File - Extended Date: 6/3/2011

Proposed Rule: 75 FR 63080 // PDF Version
10/14/2010
17 CFR Part 44
Interim Final Rule for Reporting Pre-Enactment Swap Transactions
Comment File - Closing Date: 11/15/2010

Additional Information

Fact Sheet: Final Rules Regarding Registration and Regulation of Swap Data Repositories

Q&A: Final Rulemaking on Part 49 (SDRs)

Event: Open Meeting on Three Final Rule Proposals under the Dodd-Frank Act

Fact Sheet: Proposed Rule on Registration and Regulation of Swap Data Repositories

Q&A: Registration and Regulation of Swap Data Repositories

Event: Open Meeting on Fifth Series of Proposed Rules under the Dodd-Frank Act

Fact Sheet for Interim Final Rule Regarding Reporting of Pre-enactment Swap Transactions

Final Rulemaking Q&A: Interim Final Rule

Event: Open Meeting on First Series of Proposed Rules under the Dodd-Frank Act