Dispositions

Dispositions in cases brought in the CFTC's Reparations program and in administrative enforcement cases brought by the CFTC Division of Enforcement. Dispositions may include initial decisions, orders, and other rulings.  Please note that not all dispositions are final. 

View Enforcement Actions
View Opinions and Adjudicatory Orders

Date Dispositions
Jim Morris v. Joel S. Robbins and Robbins Futures, Inc. d/b/a Robbins Trading Company PDF Image
CFTC Docket No. 22-R009
Arlington Commodities v. Wedbush Futures, d/b/a Wedbush Securities, Inc. PDF Image
CFTC Docket No. 22-R010
Stuart and Theresa Tolander v. ADM Investor Services, Inc., Greg Hostetler, The Price Futures Group, Inc. and John Scoville PDF Image
CFTC Docket No. 20-R003
CTAX Series, LLC Appendix A PDF Image
CFTC Docket No. SD 24-04
CTAX Series, LLC PDF Image
CFTC Docket No. SD 24-04
CTAX Partners, LLC Appendix A PDF Image
CFTC Docket No. SD 24-03
CTAX Partners, LLC PDF Image
CFTC Docket No. SD 24-03
Purvesh Mankad Appendix A PDF Image
CFTC Docket No. SD 24-02
Purvesh Mankad PDF Image
CFTC Docket No. SD 24-02
Jaison Francisco v. tastytrade, Inc. PDF Image
CFTC Docket No. 24-R001