Dispositions

Dispositions in cases brought in the CFTC's Reparations program and in administrative enforcement cases brought by the CFTC Division of Enforcement. Dispositions may include initial decisions, orders, and other rulings. Please note that not all dispositions are final.

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View Opinions and Adjudicatory Orders

Date	Dispositions
10/05/2023	Steven E. Susanin IRA v. Proshares d/b/a Proshares Capital Management LLC CFTC Docket No. 22-R013
10/05/2023	Steven E. and Maria A. Susanin v. Proshares d/b/a Proshares Capital Management LLC CFTC Docket No. 22-R011
07/12/2023	Ambyr Mahelani Fiona and Vincent Oronato Alfait v. Claudia Marie Dubuque, Gregory Blake Taunt, Navid Khalili, Robert Dubuque, Institutional Advisory Services Group, Inc. dba IASG, Jonathan Peter Ho, Jonpaul Jonkheer, Shili Zhan alias Bill Zhan, and Tianyo CFTC Docket No. 21-R006
07/12/2023	Alfait Living Trust, Vincent Onorato Alfait, Trustee v. Claudia Marie Dubuque, Gregory Blake Taunt, Navid Khalili, Robert Dubuque, Institutional Advisory Services Group, Inc. dba IASG, Jonathan Peter Ho, Jonpaul Jonkheer, Shili Zhan alias Bill Zhan, and T CFTC Docket No. 21-R005
07/12/2023	Vincent A. Onorato Phd Pension Plan Inc., v. Claudia Marie Dubuque, Gregory Blake Taunt, Navid Khalili, Robert Dubuque, Institutional Advisory Services Group, Inc. dba IASG, Jonathan Peter Ho, Jonpaul Jonkheer, Shili Zhan alias Bill Zhan, and Tianyou Asse CFTC Docket No. 21-R004
05/05/2023	AMBIT ME DMCC v. Cunningham Commodities, LLC CFTC Docket 20-R016
02/21/2023	Echo Bay LLC v. Gain Capital Group LLC CFTC Docket 20-R025
02/21/2023	Suetsugu Kawamura v. Gain Capital Group LLC CFTC Docket 20-R015
02/21/2023	Harald Sandstrom v. Gain Capital Group LLC CFTC Docket 20-R012
02/21/2023	Ron Frey v. Gain Capital Group LLC CFTC Docket 20-R011

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