Dispositions

Dispositions in cases brought in the CFTC's Reparations program and in administrative enforcement cases brought by the CFTC Division of Enforcement. Dispositions may include initial decisions, orders, and other rulings.  Please note that not all dispositions are final. 

View Enforcement Actions
View Opinions and Adjudicatory Orders

Date Dispositions
Mark Robbins v. Charles Schwab Futures, Inc. PDF Image
CFTC Docket No. 20-R023
Patrick Wong v. AMP Global Clearing LLC., d/b/a AMP Futures PDF Image
CFTC Docket No. 20-R028
In the Matter of: James O. Ward PDF Image
CFTC Docket No. 22-21
John Dell'Erario v. Michael James Seery d/b/a Seery Futures PDF Image
CFTC Docket No. 21-R010
Ted Brent Alexander PDF Image
CFTC Docket No. SD 21-01
Wesley M. Jarrell v. Robert Lee Spears, Jr. and Lakefront Futures and Options LLC PDF Image
CFTC Docket No. 18-R027
Baruch Marcus v. Gregory Ian Wasserman PDF Image
CFTC Docket No. 21-R001
Sai C. Tsui v. TD Ameritrade Futures & Forex, LLC PDF Image
CFTC Docket No. 20-R021
Robert L. Copeland v. T.D. Ameritrade Futures & Forex LLC PDF Image
CFTC Docket No. 18-R026
Wesley M. Jarrell II v. Robert Lee Spears, Jr., and Lakefront Futures & Options LLC PDF Image
CFTC Docket No. 18-R027