Dispositions
Dispositions in cases brought in the CFTC's Reparations program and in administrative enforcement cases brought by the CFTC Division of Enforcement. Dispositions may include initial decisions, orders, and other rulings. Please note that not all dispositions are final.
View Enforcement Actions
View Opinions and Adjudicatory Orders
| Date | Dispositions |
|---|---|
Suetsugu Kawamura v. Gain Capital Group LLC
 CFTC Docket 20-R015 |
|
| Harald Sandstrom v. Gain Capital Group LLC
CFTC Docket 20-R012 |
|
| Ron Frey v. Gain Capital Group LLC
CFTC Docket 20-R011 |
|
| Sheri Herlihy v. Gain Capital Group LLC
CFTC Docket 20-R010 |
|
| Jack Vogel v. Gain Capital Group LLC
CFTC Docket 20-R009 |
|
| Jonathan Morse v. Gain Capital Group LLC
CFTC Docket 20-R008 |
|
| Eric Thompson v. Gain Capital Group LLC
CFTC Docket No. 20-R007 |
|
| Geoffrey M. Young v. Gain Capital Group LLC and Emanuel Shalom
CFTC Docket No. 22-R017 |
|
| Jack A. Cox v. Scott Siegel aka Scott M. Siegel, and Occidental Financial Services, LLC
CFTC Docket No. 22-R004 |
|
| Shonda Warner v. ADM Investor Inc., et al
CFTC Docket No. 20-R020 |