Dispositions
Dispositions in cases brought in the CFTC's Reparations program and in administrative enforcement cases brought by the CFTC Division of Enforcement. Dispositions may include initial decisions, orders, and other rulings. Please note that not all dispositions are final.
View Enforcement Actions
View Opinions and Adjudicatory Orders
Date | Dispositions |
---|---|
Harald Sandstrom v. Gain Capital Group LLC
![]() CFTC Docket 20-R012 |
|
Ron Frey v. Gain Capital Group LLC
![]() CFTC Docket 20-R011 |
|
Sheri Herlihy v. Gain Capital Group LLC
![]() CFTC Docket 20-R010 |
|
Jack Vogel v. Gain Capital Group LLC
![]() CFTC Docket 20-R009 |
|
Jonathan Morse v. Gain Capital Group LLC
![]() CFTC Docket 20-R008 |
|
Eric Thompson v. Gain Capital Group LLC
![]() CFTC Docket No. 20-R007 |
|
Geoffrey M. Young v. Gain Capital Group LLC and Emanuel Shalom
![]() CFTC Docket No. 22-R017 |
|
Jack A. Cox v. Scott Siegel aka Scott M. Siegel, and Occidental Financial Services, LLC
![]() CFTC Docket No. 22-R004 |
|
Shonda Warner v. ADM Investor Inc., et al
![]() CFTC Docket No. 20-R020 |
|
William Anthony Meares v. J.P. Morgan Securities LLC
![]() CFTC Docket No. 21-R003 |