Enforcement Actions

The CFTC Division of Enforcement investigates and prosecutes alleged violations of the Commodity Exchange Act and Commission regulations. The CFTC takes enforcement actions against individuals and firms registered with the Commission, those who are engaged in commodity futures and option trading on designated domestic exchanges, and those who improperly market futures and options contracts.

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View Opinions and Adjudicatory Orders

Date ENFORCEMENT ACTIONS
Federal Court Orders Florida Man to Pay Over $7.6 Million for Digital Asset Fraud
Federal Court Orders New York Resident to Pay Over $1.5 Million in Digital Assets Trading Scheme
Florida Court Orders Brazilian Nationals to Pay Over $128 Million for Fraudulent Commodity Pool Scheme
Federal Court Orders International Enterprise to Pay Over $451 Million for Global Binary Options Fraud
Federal Court Orders Lions of Forex and Owner to Pay $685,000 For Foreign Currency Fraud
Mosaic Exchange Ltd. and CEO Ordered to Pay Over $1.1 Million for Fraudulent Digital Asset Commodity Scheme
Gemini Trust Ordered to pay $5 Million for Making False or Misleading Statements, Omissions to the CFTC
Federal Court Orders Minnesota Man and Two Companies to Pay Over $2 Million for Futures Fraud and Misappropriation
Los Angeles Federal Court Orders Five Individuals to Pay Over $5 Million for Digital Asset Fraud and Misappropriation Scheme
Federal Court Orders North Carolina Companies and Their Owners to Pay Over $5.3 Million for Forex Fraud