NYMEX |
Voiding OTC Contract Submissions Clearport |
03/18/2004 |
Certified |
03/18/2004 |
|
1 |
OCC |
2004-03 Give Up Services provider |
03/16/2004 |
Certified |
03/16/2004 |
|
0 |
CCORP |
CBOT references, Guaranty Fund, clearing members |
03/11/2004 |
Certified |
03/11/2004 |
|
1 |
OCC |
Rule primarily applicable to securities |
03/11/2004 |
Certified |
03/11/2004 |
|
1 |
NADEX |
VPH Contracts |
02/27/2004 |
Certified |
02/27/2004 |
|
0 |
NADEX |
Heating Oil and Propane Contracts |
02/27/2004 |
Certified |
02/27/2004 |
|
0 |
OCC |
Rule primarily applicable to securities |
02/23/2004 |
Certified |
02/23/2004 |
|
1 |
NADEX |
DCO Application, Staff Memo, Order |
02/18/2004 |
Certified |
02/18/2004 |
|
0 |
CME |
Equity Index Performance Bonds |
02/02/2004 |
Certified |
02/02/2004 |
|
0 |
CME |
Authority to Adopt Rule Changes |
01/20/2004 |
Certified |
01/21/2004 |
|
1 |
LCHLTD |
Penultimate Henry Hub Nat Gas Options & Swaps |
01/16/2004 |
Certified |
01/16/2004 |
|
0 |
MGEX |
Gross Speculative Position Limits |
01/16/2004 |
Certified |
01/16/2004 |
|
0 |
ICLR US |
Price Limits Margining |
12/15/2003 |
Certified |
12/15/2003 |
|
0 |
CME |
FICC Cross-Margining |
11/21/2003 |
Certified |
11/21/2003 |
|
0 |
CBT |
Acceptable Margin |
11/21/2003 |
Certified |
11/21/2003 |
|
0 |
CBT |
Rules Streamlining Clearing Requirements |
11/20/2003 |
Certified |
11/20/2003 |
|
0 |
CME |
Cross-Margining Program |
11/19/2003 |
Certified |
11/19/2003 |
|
0 |
ICLR US |
Adoption of New Rule 303 to give NYCC authority to debit the proprietary margin accounts of its members |
11/12/2003 |
Certified |
11/13/2003 |
|
1 |
NYMEX |
Staff Members Settlement Committee |
11/11/2003 |
Certified |
11/11/2003 |
|
1 |
OCC |
Limitation of liability to members |
11/04/2003 |
Certified |
11/04/2003 |
|
1 |
CBT |
E-CBOT Clearing |
10/31/2003 |
Certified |
10/31/2003 |
|
1 |
OCC |
PBOT Clearing Agreement |
10/31/2003 |
Certified |
10/31/2003 |
|
1 |
CCORP |
Amended Articles of Incorporation, By-Laws and Rules |
10/30/2003 |
Certified |
10/30/2003 |
|
1 |
ICLR US |
Delivery Obligations on Default |
10/14/2003 |
Certified |
10/14/2003 |
|
1 |
OCC |
CMTA Facility |
10/10/2003 |
Certified |
10/10/2003 |
|
1 |
CBT |
CBOT Approved as DCO Approval Process Required Implementing Rules |
10/07/2003 |
Certified |
10/07/2003 |
|
0 |
CME |
Performance Bond Deposits Line of Credit |
10/06/2003 |
Certified |
10/06/2003 |
|
1 |
CCORP |
CCORP Replaces GCC as DCO |
10/01/2003 |
Certified |
10/01/2003 |
|
0 |
CCORP |
CCORP (BOTCC) Replaces GCC as DCO for ME, ChemConnect, ICE |
10/01/2003 |
Certified |
10/01/2003 |
|
1 |
CCORP |
USFE |
09/25/2003 |
Certified |
09/25/2003 |
|
1 |
CCORP |
Reorganization & Proxy Materials |
09/24/2003 |
Certified |
09/24/2003 |
|
0 |
CBT |
Financial Filing Requirements |
09/22/2003 |
Certified |
09/22/2003 |
|
1 |
CME |
Clearing Member Net Capital |
09/05/2003 |
Certified |
09/05/2003 |
|
1 |
CME |
Disaster Recovery |
09/05/2003 |
Certified |
09/05/2003 |
|
1 |
KCC |
Power of Board to suspend or revoke privileges of clearing members |
08/21/2003 |
Certified |
08/21/2003 |
|
1 |
OCC |
Settlement of Stock Futures |
08/21/2003 |
Certified |
08/21/2003 |
|
1 |
OCC |
Appointed Clearing Members |
08/21/2003 |
Certified |
08/21/2003 |
|
1 |
CBT |
Transfer of Clearing Accounts |
08/06/2003 |
Certified |
08/06/2003 |
|
0 |
OCC |
Foreign Currency Futures |
07/18/2003 |
Certified |
07/18/2003 |
|
0 |
OCC |
CBOE Clearing Agreement |
07/18/2003 |
Certified |
07/18/2003 |
|
0 |
ICLR US |
Segregation Requirements |
07/17/2003 |
Certified |
07/17/2003 |
|
0 |
CBT |
Rule 701.1 Transfer of Clearing Accounts |
10/07/2003 |
Certified |
07/14/2003 |
|
0 |
ECC |
By-Laws and Rules |
06/22/2003 |
Certified |
06/23/2003 |
|
0 |
OCC |
Fund Share |
06/02/2003 |
Certified |
06/02/2003 |
|
0 |
OCC |
Confidentiality Policy |
06/02/2003 |
Certified |
06/02/2003 |
|
0 |
NYMEX |
Consolidation of NYMEX & COMEX Clearing |
05/14/2003 |
Certified |
05/14/2003 |
|
0 |
CME |
Clearing Membership Assignment Requirements |
04/23/2003 |
Certified |
04/23/2003 |
|
0 |
NYMEX |
PJM Electricity Futures |
04/10/2003 |
Certified |
04/10/2003 |
|
0 |
ICLR US |
Closing Out Positions of Expelled or Suspended Clearing Members |
02/24/2003 |
Certified |
02/24/2003 |
|
0 |
CCORP |
Non-cash margin |
02/20/2003 |
Certified |
02/20/2003 |
|
0 |