OCC |
OCC 2006-03, 4.13.06, Fees for Ancillary Services |
04/13/2006 |
Certified |
04/13/2006 |
|
1 |
ICLR US |
Clearing Member Loans |
04/06/2006 |
Certified |
04/06/2006 |
|
1 |
ICLR US |
Clearing Guarantee |
03/27/2006 |
Certified |
03/27/2006 |
|
1 |
CME |
Clarification of Settlement Dates on Cleared-only Eurodollar Futures |
03/17/2006 |
Certified |
03/24/2006 |
|
1 |
NYMEX |
Raises Working Capital "Ceiling"; Combines Margin Risk for NYMEX/COMEX Positions; Raises Max Risk % of a Firm's Capital; and Adds a Guaranty Fund Surcharge for Position Limit Exemptions |
03/10/2006 |
Certified |
03/24/2006 |
|
1 |
CME |
Chapters 7 and 8 Clearing et al. |
03/22/2006 |
Certified |
03/22/2006 |
|
1 |
NADEX |
Composition of Board |
03/13/2006 |
Certified |
03/22/2006 |
|
1 |
OCC |
OCC 2002-02, 3.14.06, Non Customers of Broker Dealers |
03/14/2006 |
Certified |
03/14/2006 |
|
0 |
OCC |
Non Customers of broker Dealers |
03/14/2006 |
Certified |
03/14/2006 |
|
1 |
NYMEX |
Requires Exchange Clearing Members to Own Two Exchange Memberships and 180K Shares of NYMEX Holdings Common Stock |
03/13/2006 |
Certified |
03/13/2006 |
|
1 |
NYMEX |
Raises Clearing Member Fund Balance Min; Uses Hybrid Formula to Calculate Contributions; Adds Surcharge for Position Limit Exemptions; and Adds MM Mutual Funds to Acceptable Deposits |
03/10/2006 |
Certified |
03/10/2006 |
|
1 |
NADEX |
CBOE Merger |
02/21/2006 |
Certified |
02/21/2006 |
|
0 |
NYMEX |
Extends Rule 6.21G through August 4, 2006, as CFTC Granted an Extension to its Order Allowing NYMEX Floor Members to Trade in OTC Markets under Specified Conditions |
02/03/2006 |
Certified |
02/10/2006 |
|
1 |
NYMEX |
OTC Floor Member Guarantee |
02/03/2006 |
Certified |
02/03/2006 |
|
0 |
NYMEX |
Increases the Maximum Dollar Value of Letters of Credit to $500 Million, Retains the Percentage Basis at 10% and Increases the Collateralized Maximum to $600 Million |
01/12/2006 |
Certified |
01/17/2006 |
|
1 |
OCC |
Rule primarily applicable to securities |
01/12/2006 |
Certified |
01/12/2006 |
|
1 |
OCC |
Rule primarily applicable to securities |
01/11/2006 |
Certified |
01/11/2006 |
|
1 |
NADEX |
Market Makers |
01/05/2006 |
Certified |
01/05/2006 |
|
1 |
OCC |
Adjustment to Futures and Futures Options |
12/23/2005 |
Certified |
12/23/2005 |
|
1 |
OCC |
Default: Liens on Clearing Member Accounts |
12/16/2004 |
Certified |
12/16/2005 |
|
0 |
OCC |
Allocation of Cleared Trades |
12/13/2005 |
Certified |
12/13/2005 |
|
1 |
OCC |
STANS Clearing Fund |
12/12/2005 |
Certified |
12/12/2005 |
|
1 |
OCC |
Rule primarily applicable to securities |
12/09/2005 |
Certified |
12/09/2005 |
|
1 |
NADEX |
Amended DCM Order |
12/05/2005 |
Certified |
12/05/2005 |
|
1 |
OCC |
Options exercise Cut-Off Time |
12/02/2005 |
Certified |
12/02/2005 |
|
1 |
NADEX |
Binary Hedgelets Payout Criteria |
11/29/2005 |
Certified |
11/29/2005 |
|
0 |
NYMEX |
Amends the Trade Submission Deadlines for Off-Exchange Trades Submitted for Clearing |
11/17/2005 |
Certified |
11/18/2005 |
|
1 |
OCC |
Rule primarily applicable to securities |
11/09/2005 |
Certified |
11/09/2005 |
|
1 |
LCHLTD |
Selected Margin Changes |
11/08/2005 |
Certified |
11/08/2005 |
|
0 |
NYMEX |
Consolidation of NYMEX/COMEX Membership Rules |
10/31/2005 |
Certified |
10/31/2005 |
|
1 |
OCC |
Gasoline Index Futures |
10/26/2005 |
Certified |
10/26/2005 |
|
0 |
OCC |
Netting of Member Accounts in Case of OCC Bankruptcy |
10/26/2005 |
Certified |
10/26/2005 |
|
0 |
OCC |
Correction of Post Submission Errors |
10/26/2005 |
Certified |
10/26/2005 |
|
0 |
OCC |
Rule primarily applicable to securities |
10/13/2005 |
Certified |
10/13/2005 |
|
1 |
OCC |
Rule primarily applicable to securities |
09/29/2005 |
Certified |
09/29/2005 |
|
1 |
ICLR US |
Margin Committee |
09/23/2005 |
Certified |
09/23/2005 |
|
1 |
OCC |
Clearing of USFE FX Contracts |
09/20/2005 |
Certified |
09/20/2005 |
|
0 |
CCORP |
Clearing of USFE FX Contracts |
09/20/2005 |
Certified |
09/20/2005 |
|
1 |
OCC |
Rule primarily applicable to securities |
08/16/2005 |
Certified |
08/16/2005 |
|
1 |
CME |
Delegates Authority from Board of Director for Rule and Clearing Member Approval Practices |
08/01/2005 |
Certified |
08/10/2005 |
|
1 |
NYMEX |
Unsecured Loans as Customer Margin |
08/05/2005 |
Certified |
08/10/2005 |
|
1 |
OCC |
FCMs: 90 Days to File ARs |
07/14/2005 |
Certified |
07/14/2005 |
|
1 |
OCC |
Rule primarily applicable to securities |
07/13/2005 |
Certified |
07/13/2005 |
|
1 |
OCC |
Rule primarily applicable to securities |
06/24/2005 |
Certified |
06/24/2005 |
|
1 |
NYMEX |
Remote Clearing Solution |
06/03/2005 |
Certified |
06/17/2005 |
|
1 |
ICLR US |
Margin Committee Members |
06/16/2005 |
Certified |
06/16/2005 |
|
1 |
OCC |
Rule primarily applicable to securities |
06/16/2005 |
Certified |
06/16/2005 |
|
1 |
OCC |
Rule primarily applicable to securities |
06/16/2005 |
Certified |
06/16/2005 |
|
1 |
OCC |
Rule primarily applicable to securities |
06/16/2005 |
Certified |
06/16/2005 |
|
1 |
OCC |
Rule primarily applicable to securities |
05/10/2005 |
Certified |
05/10/2005 |
|
1 |