CCORP |
EUREX Currencies & OTC Treasuries |
01/11/2006 |
Certified |
12/25/2006 |
|
0 |
NYMEX |
COMEX/NYMEX Metals cleared GLOBEX |
11/20/2006 |
Certified |
12/18/2006 |
|
1 |
NYMEX |
Amended Electricity Options Description & Pricing 12/5/06 Filing |
12/15/2006 |
Certified |
12/15/2006 |
|
0 |
CME |
Clearing House Manual |
11/14/2006 |
Certified |
12/11/2006 |
|
1 |
OCC |
Rule primarily applicable to securities |
12/11/2006 |
Certified |
12/11/2006 |
|
1 |
NYMEX |
Floor-traded electricity options cleared on ClearPort |
12/05/2006 |
Certified |
12/05/2006 |
|
0 |
CME |
Chapter 9 Clearing |
11/27/2006 |
Certified |
12/04/2006 |
|
1 |
CME |
CME 06-103 Clearing CBOT Ethanol Fowards and Swaps |
11/27/2006 |
Certified |
12/04/2006 |
|
1 |
OCC |
OCC-2006-21 Outsourcing of Member Functions |
11/15/2006 |
Certified |
12/01/2006 |
|
1 |
NYMEX |
COMEX Settlement Rules and ByLaws |
11/20/2006 |
Certified |
11/20/2006 |
|
1 |
CBT |
Ethanol Swaps |
11/09/2006 |
Certified |
11/13/2006 |
|
1 |
OCC |
PBOT Libor Futures & Amended Agreement |
10/03/2006 |
Certified |
11/10/2006 |
|
1 |
OCC |
Amends definition of "fund share" to include a publicly traded interest in a trust, investment company or similar entity principally engaged in holding or managing one or more currencies. |
09/22/2006 |
Approved |
11/06/2006 |
|
2 |
OCC |
Rule primarily applicable to securities |
10/26/2006 |
Certified |
10/26/2006 |
|
1 |
OCC |
Rule primarily applicable to securities |
10/26/2006 |
Certified |
10/26/2006 |
|
1 |
LCHLTD |
Financial Resource Data |
10/19/2006 |
Certified |
10/20/2006 |
|
0 |
CCORP |
OTC Benchmark Treasury Futures Contracts |
10/03/2006 |
Certified |
10/16/2006 |
|
1 |
OCC |
OCC-2006-19 OCC Bankruptcy Procedures |
10/12/2006 |
Certified |
10/12/2006 |
|
1 |
ICLR US |
Mutual Funds Guaranty Fund |
10/03/2006 |
Certified |
10/03/2006 |
|
0 |
ICLR US |
Reg. 1.25 Funds to fulfill obligations to the Guaranty Fund |
10/03/2006 |
Certified |
10/03/2006 |
|
1 |
CBT |
Restatement of clearing member membership and shareholding requirements |
09/27/2006 |
Certified |
09/30/2006 |
|
1 |
CBT |
Comprehensive Update of Chapter 2 Membership Requirements |
09/28/2006 |
Certified |
09/29/2006 |
|
1 |
OCC |
Rule primarily applicable to securities |
09/25/2006 |
Certified |
09/25/2006 |
|
1 |
OCC |
OCC-2006-17, 9.22.06, Options on Commodity Pools |
09/22/2006 |
Certified |
09/22/2006 |
|
1 |
LCHLTD |
Amended Default Rules September 2006 |
09/14/2006 |
Certified |
09/14/2006 |
|
0 |
NYMEX |
Depository Banks |
09/14/2006 |
Certified |
09/14/2006 |
|
1 |
NYMEX |
CME GLOBEX Prices Incorporated into settlement prices |
09/01/2006 |
Certified |
09/01/2006 |
|
1 |
OCC |
OCC 2006-15, 8.31.06, Rule 604, ETFs as margin |
08/31/2006 |
Certified |
08/31/2006 |
|
1 |
CCORP |
ChemConnect Ethane and Propane Forwards |
08/28/2006 |
Certified |
08/29/2006 |
|
1 |
CCORP |
Seaboard Securities |
08/17/2006 |
Certified |
08/17/2006 |
|
0 |
OCC |
August 14, 2006, OCC-2006-14, Discounted Clearing Fees |
08/14/2006 |
Certified |
08/14/2006 |
|
1 |
OCC |
OCC 06-11 Rule 828, margin collection schedule |
08/07/2006 |
Certified |
08/07/2006 |
|
0 |
OCC |
Rule primarily applicable to securities |
07/24/2006 |
Certified |
07/24/2006 |
|
1 |
OCC |
ByLaw V, VIII, Margin Committee to Risk Committee |
07/19/2006 |
Certified |
07/19/2006 |
|
1 |
OCC |
OCC-2006-13, 7.19.06, Risk Committee NASDAQ Global Markets |
07/19/2006 |
Certified |
07/19/2006 |
|
0 |
ICLR US |
Settlement Premiums |
07/13/2006 |
Certified |
07/13/2006 |
|
1 |
ICLR US |
NYBOT Pass Through Letters of Credit |
07/13/2006 |
Certified |
07/13/2006 |
|
1 |
ICLR US |
CLS System |
07/13/2006 |
Certified |
07/13/2006 |
|
0 |
ICLR US |
Liability, Options premiums, Default |
07/12/2006 |
Certified |
07/12/2006 |
|
1 |
OCC |
Rule primarily applicable to securities |
07/12/2006 |
Certified |
07/12/2006 |
|
1 |
NADEX |
Trading Members on the Intermediated Market |
07/07/2006 |
Certified |
07/07/2006 |
|
0 |
OCC |
Rule primarily applicable to securities |
06/26/2006 |
Certified |
06/26/2006 |
|
1 |
NYMEX |
GLOBEX Rules-Clearing |
06/09/2006 |
Certified |
06/09/2006 |
|
1 |
OCC |
Rule primarily applicable to securities |
06/08/2006 |
Certified |
06/08/2006 |
|
1 |
OCC |
OCC 2006-09, 5/24/06, Choice of Law and Forum |
05/24/2006 |
Certified |
05/24/2006 |
|
1 |
OCC |
OCC 2006-08, 5/24/06, Effect of Stock Splits |
05/24/2006 |
Certified |
05/24/2006 |
|
1 |
OCC |
OCC 2006-06(7), 5.15.06, Surcharge for Data Distribution Service |
05/15/2006 |
Certified |
05/15/2006 |
|
1 |
CCORP |
OTC Treasury Futures |
05/08/2006 |
Certified |
05/08/2006 |
|
1 |
OCC |
OCC-2006-04, 4.26.06, Policy Statement on Internet Access |
04/26/2006 |
Certified |
04/26/2006 |
|
1 |
OCC |
Rule primarily applicable to securities |
04/26/2006 |
Certified |
04/26/2006 |
|
1 |