OCC |
Rule primarily applicable to securities |
05/10/2005 |
Certified |
05/10/2005 |
|
1 |
OCC |
Rule primarily applicable to securities |
05/10/2005 |
Certified |
05/10/2005 |
|
1 |
OCC |
Rule primarily applicable to securities |
04/01/2005 |
Certified |
04/01/2005 |
|
1 |
OCC |
Rule primarily applicable to securities |
03/23/2005 |
Certified |
03/23/2005 |
|
1 |
CCORP |
CCX Sulfur & Nitrogen Financial Futures |
03/21/2005 |
Certified |
03/21/2005 |
|
1 |
NYMEX |
Original Margin Depositories and Letters of Credit |
03/03/2005 |
Certified |
03/08/2005 |
|
0 |
ICLR US |
Futures Spreads Cotton Sugar |
03/07/2005 |
Certified |
03/07/2005 |
|
0 |
OCC |
Rule primarily applicable to securities |
03/02/2005 |
Certified |
03/02/2005 |
|
1 |
OCC |
XM Agreement: OCC-CORP |
02/01/2005 |
Certified |
02/01/2005 |
|
1 |
CCORP |
New Eurex US Contracts |
01/20/2005 |
Certified |
01/20/2005 |
|
1 |
OCC |
Rule primarily applicable to securities |
01/18/2005 |
Certified |
01/18/2005 |
|
1 |
CME |
Adds Put and Call Options on S&P Depository Receipts to Eligible Contracts for the CME-OCC Cross-Margining Agreement |
01/11/2005 |
Certified |
01/12/2005 |
|
1 |
NADEX |
Fully Paid Contracts |
12/21/2004 |
Certified |
12/21/2004 |
|
1 |
OCC |
Rule primarily applicable to securities |
12/21/2004 |
Certified |
12/21/2004 |
|
1 |
OCC |
Rule primarily applicable to securities |
12/17/2004 |
Certified |
12/17/2004 |
|
1 |
OCC |
Rule primarily applicable to securities |
12/13/2004 |
Certified |
12/13/2004 |
|
1 |
CME |
Hedge Funds Member Fees |
12/06/2004 |
Certified |
12/06/2004 |
|
1 |
NADEX |
Amended Order of Registration |
12/01/2004 |
Certified |
12/01/2004 |
|
1 |
CCORP |
CCFE as Exchange Market |
11/24/2004 |
Certified |
11/24/2004 |
|
1 |
CCORP |
CCFE Product rules |
11/24/2004 |
Certified |
11/24/2004 |
|
1 |
OCC |
Rule primarily applicable to securities |
11/19/2004 |
Certified |
11/19/2004 |
|
1 |
OCC |
2004-20 STANS Risk Management |
11/15/2004 |
Certified |
11/17/2004 |
|
1 |
OCC |
2004-19 CMTA IB Identification |
11/12/2004 |
Certified |
11/12/2004 |
|
1 |
OCC |
2004-10 Commission Approval Property of Securities Customers in a Futures Account Cross Margining |
11/05/2004 |
Approved |
11/05/2004 |
|
1 |
CCORP |
General Guaranty Fund ChemConnect CXX Participant Member Guaranty |
11/01/2004 |
Certified |
11/02/2004 |
|
1 |
CCORP |
Eurex Phase I Memorandum and Order |
10/21/2004 |
Certified |
10/29/2004 |
|
1 |
OCC |
Price Adjustments Dividends Distributions |
10/25/2004 |
Certified |
10/25/2004 |
|
0 |
CME |
Reduction in the Number of Class A Shares Required to be held by Clearing Firms |
09/20/2004 |
Certified |
09/24/2004 |
|
1 |
NADEX |
Market Makers Non Fully Paid Contracts |
09/20/2004 |
Certified |
09/20/2004 |
|
1 |
NADEX |
Market Makers |
09/08/2004 |
Certified |
09/08/2004 |
|
1 |
ICLR US |
Self Clearing Members |
08/17/2004 |
Certified |
08/17/2004 |
|
0 |
CCORP |
CDX Exchange |
07/28/2004 |
Certified |
07/28/2004 |
|
0 |
NADEX |
Market Makers Line of Credit |
07/26/2004 |
Certified |
07/26/2004 |
|
1 |
NADEX |
Financing et al. |
07/15/2004 |
Certified |
07/15/2004 |
|
1 |
OCC |
2004-13 Borrowing against clearing fund |
06/28/2004 |
Certified |
06/28/2004 |
|
1 |
OCC |
Rule primarily applicable to securities |
06/25/2004 |
Certified |
06/25/2004 |
|
1 |
ICLR US |
Individual Clearing Members |
06/24/2004 |
Certified |
06/24/2004 |
|
0 |
OCC |
Rule primarily applicable to securities |
06/24/2004 |
Certified |
06/24/2004 |
|
1 |
OCC |
Rule primarily applicable to securities |
06/07/2004 |
Certified |
06/07/2004 |
|
1 |
OCC |
2004-09 ETFs as Hedges |
05/28/2004 |
Certified |
05/28/2004 |
|
1 |
CBT |
CBOT: EUREX-CCorp Link |
05/14/2004 |
Certified |
05/14/2004 |
|
0 |
CME |
Collateral Management Program |
05/11/2004 |
Certified |
05/11/2004 |
|
0 |
OCC |
Variance Futures |
05/10/2004 |
Certified |
05/10/2004 |
|
1 |
OCC |
2004-06 VIX Options |
05/07/2004 |
Certified |
05/07/2004 |
|
1 |
OCC |
2004-07 Currency Options Delivery |
05/07/2004 |
Certified |
05/07/2004 |
|
1 |
ICLR US |
NYBOT Merger |
05/06/2004 |
Certified |
05/06/2004 |
|
0 |
OCC |
By-Laws and Rules |
03/23/2004 |
Certified |
03/23/2004 |
|
0 |
NYMEX |
OTC Look-Alike Contract Position Limits |
03/19/2004 |
Certified |
03/19/2004 |
|
1 |
OCC |
2004-05 Units of Currency Options PHLX (SEC) |
03/19/2004 |
Certified |
03/19/2004 |
|
1 |
OCC |
2004-04 Equity Options Automatic Exercise (n0n-CFTC) |
03/19/2004 |
Certified |
03/19/2004 |
|
1 |