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Clearing Organization Rules
Search Clearing Organization Rules using the following criteria
Organization
ALL
BCC
CBT
CCD
CCH
CCORP
CME
CMECE
ECC
EUREX
ICE NGX
ICECC
ICLR US
ICLREU2
KCC
LCHLLC
LCHLTD
LCHSA
LX
MGEX
NADEX
NODALCL
NYMEX
NYPC
OCC
ONXCC
SGX-DC
Receipt Date From
Receipt Date To
Status
ALL
10 Day Review
60 Day Review
Approved
Certified
Non-Approval
Notified
Withdrawn
Status Date From
Status Date To
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Organization
Filing Description
Receipt Date
Status
Date
Remarks
Documents
CME
Liquidity Facility
10/25/2001
Certified
10/25/2001
0
ICLR US
Committees; Guaranty Fund
08/16/2001
Certified
08/20/2001
0
CME
Cross-Margining Program with the Government Securities Clearing Corporation
07/30/2001
Certified
07/30/2001
0
CCORP
Listing of Products Eligible for BOTCC-GSCC Cross-Margining
07/20/2001
Certified
07/20/2001
0
CME
Security Deposit
07/05/2001
Certified
07/05/2001
0
CME
Performance Bond Requirement
07/05/2001
Certified
07/05/2001
0
BCC
Ownership Structure
07/03/2001
Certified
07/03/2001
0
CBT
Location of Clearing Firm Back Office Operations
06/18/2001
Certified
06/18/2001
0
ICLR US
Clearing Member Account Structure
01/29/2001
Approved
05/23/2001
0
NYMEX
Forms of Margin
05/23/2001
Certified
05/23/2001
0
NYMEX
Forms of Margin
05/23/2001
Certified
05/23/2001
0
NYMEX
Acceptable Forms of Margin
05/04/2001
Certified
05/04/2001
0
NYMEX
Acceptable Forms of Margin
05/04/2001
Certified
05/04/2001
0
CME
Satisfaction of Clearing House Obligation
04/20/2001
Certified
04/20/2001
0
CME
Protection of Clearing House
04/09/2001
Certified
04/09/2001
0
CME
Security Deposit
04/09/2001
Certified
04/09/2001
0
CME
Limitation of Liability
04/09/2001
Certified
04/09/2001
0
CCORP
Revision of Cross-Margining Arrangement with Goverment Securities Clearing Corporation
04/03/2001
Certified
04/03/2001
0
CME
Clearing Membership Requirements
03/15/2001
Certified
03/15/2001
0
ICLR US
Clearing Member Eligibility Requirements
02/20/2001
Certified
02/20/2001
0
NYMEX
Investment of Customer Segregated Funds in Money Market Mutual Funds
02/20/2001
Certified
02/20/2001
0
CME
Proposed Addition of iShares S&P 100 Index Fund to Cross-Margining Program
02/09/2001
Certified
02/09/2001
0
CME
Securities Lending Program
02/02/2001
Certified
02/02/2001
0
MGEX
Exchange Regulatory Fee
01/31/2001
Certified
01/31/2001
0
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