CFTC Privacy Impact Assessments

Privacy Impact Assessments are required by Section 208 of the E-Government Act. Such assessments of the privacy impact of any substantially revised or new information technology systems provide an analysis of how personally identifiable information is collected, stored, protected, shared, and managed.

• Privacy Impact Assessment: Enterprise Asset Management System, May 10, 2019 (PDF)
• Privacy Impact Assessment:  Application Management Tool (AMT), May 10, 2019 (PDF)
• Privacy Impact Assessment: Management and Administrative Enterprise Database (MAED), May 10, 2019 (PDF)
• Privacy Impact Assessment: Mobile Device Management (MDM) System, March 1, 2019 (PDF)
• Privacy Impact Assessment: NFA Applications Suite System, November 6, 2018 (PDF)
• Privacy Impact Assessment:  Eventbrite, November 2, 2018 (PDF)
• Privacy Impact Assessment:  Comments Online, November 2, 2018 (PDF)
• Privacy Impact Assessment: Ethics Management and Tracking (EMAT) System, July 11, 2018 (PDF)
• Privacy Impact Assessment: Data Loss Prevention (DLP) Tool, July 11, 2018 (PDF)
• Privacy Impact Assessment:  Learning Management System (LMS), April 12, 2018 (PDF)
• Privacy Impact Assessment: PRISM, January 8, 2018 (PDF)
• Privacy Impact Assessment: LabCFTC, May 16, 2017 (PDF)
• Privacy Impact Assessment: National Futures Association (NFA) Application Suite, Updated April 19, 2017 (PDF)
• Privacy Impact Assessment: eLaw System, Updated December 22, 2016 (PDF)
• Privacy Impact Assessment: General Support System (GSS), September 22, 2016 (PDF)
• Privacy Impact Assessment: Office of Inspector General (OIG) System, April 22, 2015 (PDF)
• Privacy Impact Assessment: Whistleblower Electronic Submission Portal, Updated April 16, 2015 (PDF)
• Privacy Impact Assessment: Portal OPERA, Updated April 16, 2015 (PDF)
• Privacy Impact Assessment: Portal, Part 39 of Commission Regulations, Updated April 16, 2015 (PDF)
• Privacy Impact Assessment: Ownership and Control Reporting (OCR) System, February 24, 2015 (PDF)
• Privacy Impact Assessment: Integrated Surveillance System (ISS), September 30, 2014 (PDF)
• Privacy Impact Assessment: Trade Surveillance System (TSS), September 30, 2014 (PDF)
• Privacy Impact Assessment: Swaps and Derivatives Database (SDDB), September 30, 2014 (PDF)
• Privacy Impact Assessment: Automated Hiring System, September 19, 2012 (PDF)
• Privacy Impact Assessment: Internet and Social Media Use, July 15, 2011 (PDF)
• Privacy Impact Assessment: Twitter, January 19, 2011 (PDF)
• Privacy Impact Assessment: Visitor Information System, February 20, 2007 (PDF)

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Last Updated: November 7, 2018