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CFTC and State Regulators Enter Consent Order with California Precious Metals Dealer in $68 Million Fraud Targeting the Elderly , 8812-23 |
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CFTC’s Energy and Environmental Markets Advisory Committee to Meet November 13 , 8811-23 |
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CFTC Orders Minnesota Grain Merchandiser to Pay $3 Million Penalty for Attempted Manipulation of Oats Futures Prices , 8810-23 |
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CFTC Staff Issues No-Action Letter Regarding Certain Block and Cap Amendments , 8809-23 |
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CFTC Releases Enforcement Advisory on Penalties, Monitors and Admissions , 8808-23 |
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Joint Readout of Principals’ Meeting of UK and U.S. Authorities Regarding Central Counterparty Resolution , 8807-23 |
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CFTC Awards Whistleblower Over $18 Million , 8806-23 |
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CFTC Charges Former Chief Executive Officer of Digital Asset Platform with Fraud in Massive Commodity Pool Scheme , 8805-23 |
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CFTC Commissioner Summer Mersinger Seeks Nominations for the Energy and Environmental Markets Advisory Committee Associate Membership , 8804-23 |
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CFTC Charges Trading Firm, CEO, and COO with $5 Million Forex Commodity Pool Scheme , 8803-23 |
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CFTC Approves Proposed Rule Regarding Exemptions from Certain Compliance Requirements for Commodity Pool Operators, Commodity Trading Advisors, and Commodity Pools , 8802-23 |
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CFTC Orders Three Financial Institutions to Pay Over $50 Million for Swap Reporting Failures and Other Violations , 8801-23 |
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CFTC Orders Goldman Sachs to Pay $3 Million for Supervision Failures and Material Omissions in a Letter to the CFTC’s Division of Enforcement , 8800-23 |
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Foreign Trading Platform Charged with Failure to Register and Supervise Its Anti-Money Laundering Procedures , 8799-23 |
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CFTC Charges Four Individuals and a Seychelles Company with Operating a Fraudulent Digital Assets Trading Scheme and Misappropriation , 8798-23 |
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CFTC Vacates SEF Registration of SwapEx LLC , 8797-23 |
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CFTC Charges Eight Entities for Fraudulently Claiming CFTC Registration , 8796-23 |
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CFTC Charges Florida Man and His Company in Connection with a Foreign Currency Fraudulent Solicitation Scheme , 8795-23 |
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CFTC Orders Interactive Brokers to Pay $20 Million for Recordkeeping and Supervision Failures for Widespread Use of Unapproved Communication Methods , 8794-23 |
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CFTC Orders a Colorado Commodity Pool Operator and Its Owner to Pay More Than $475,000 for Fraud Violations , 8793-23 |
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CFTC Charges Unregistered Pool Operator and its Owner with $7.1 Million Fraud , 8792-23 |
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The CFTC and California Department of Financial Protection & Innovation Charge Los Angeles Area Precious Metals Dealer in $21 Million Fraudulent Scheme , 8791-23 |
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Miami Federal Court Enters Preliminary Injunction Order Against Certified Public Accountant in Connection with $58 Million Foreign Currency Fraud and Misappropriation Scheme , 8790-23 |
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CFTC Charges Mosaic Exchange Limited and Sean Michael with a Fraudulent Solicitation and Digital Asset Commodities Trading Scheme , 8789-23 |
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CFTC Awards Whistleblower More Than $300,000 , 8788-23 |
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Federal Court Orders Chinese National to Pay More than $350,000 for Fraudulent Scheme to Trade Against Employer , 8787-23 |
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CFTC Charges Florida Man with Forex and Binary Options Fraud and Misappropriation , 8786-23 |
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POSTPONED: October 5, 2023 Meeting of the Global Markets Advisory Committee , 8785-23 |
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CFTC Charges Dallas and Los Angeles Area Precious Metals Dealers in Ongoing Fraud Scheme Garnering Over $7 Million from Retirement Accounts , 8784-23 |
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CFTC Announces Technology and Fraud Virtual Event to Explore Social Media Investment Fraud and AI , 8783-23 |
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CFTC Staff Extends No-Action Position for Certain Reporting Obligations Under the Ownership and Control Reports Final Rule , 8782-23 |
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CFTC Orders California Resident to Pay $300,000 for a Fictitious Sales Scheme , 8781-23 |
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CFTC Disapproves KalshiEX LLC’s Congressional Control Contracts , 8780-23 |
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CFTC Orders Chicago-based Advantage Futures LLC to Pay $395,000 for Supervision Failures , 8779-23 |
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CFTC Orders StoneX Markets LLC to Pay $650,000 for Violations of Swap Business Conduct Standards , 8778-23 |
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CFTC Grants Two Whistleblower Awards Totaling Over $15 Million , 8777-23 |
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CFTC’s Division of Clearing and Risk Issues Extension of No-Action Letter for Taiwan Futures Exchange , 8776-23 |
