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CFTC Orders Brazilian and Swiss Sugar Companies to Pay $750,000 for Wash Sales , 8946-24 |
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CFTC Orders Truist Bank to Pay $3 Million Penalty and Remediate Recordkeeping and Supervision Failures Relating to Widespread Use of Unapproved Communications Methods , 8945-24 |
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CFTC Orders TD Bank to Pay $4 Million for Supervision Failures Impacting its Electronic Communications Surveillance System , 8944-24 |
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CFTC Orders TD Bank and Cowen to Pay Civil Monetary Penalties for Recordkeeping and Supervision Failures for Firm-Wide Use of Unapproved Communication Methods , 8943-24 |
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CFTC Orders Multinational Commodities Trading Firm to Pay $500,000 Penalty for Federal Position Limit Violations , 8942-24 |
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CFTC Orders Texas Company to Pay $100,000 for Failing to Register as an Introducing Broker , 8941-24 |
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CFTC Approves a Joint Rule Proposal to Establish Technical Data Reporting Standards , 8940-24 |
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CFTC Awards Over $1 Million to Whistleblower Who Aided a Digital Assets-Related Investigation , 8939-24 |
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CFTC Obtains $12.7 Billion Judgment Against FTX and Alameda , 8938-24 |
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CFTC Exempts Additional Singapore Recognized Market Operators from SEF Registration Requirements , 8937-24 |
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CFTC Warns Customers to Watch for Follow-on Frauds , 8936-24 |
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CFTC Approves Final Rule Allowing U.S. Introducing Brokers Direct Access to Registered Foreign Boards of Trade for the Submission of Customer Orders , 8935-24 |
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Federal Court Orders El Paso Man and His Firm to Pay Over $31 Million for Forex and Cryptocurrency Fraud , 8934-24 |
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CFTC Staff Issues No-Action Letter Regarding Reporting and Recordkeeping Requirements for Fully Collateralized Binary Options , 8933-24 |
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First Interagency Fraud Disruption Conference Focuses on Combatting Crypto Schemes Commonly Known as “Pig Butchering” , 8932-24 |
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Federal Court Enters Summary Judgment Against Oregon Man and Orders $83 Million in Restitution for Fraud Victims , 8931-24 |
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Federal Court Orders Unregistered Michigan Pool Operator and its President to Pay Over $13 Million for Forex Fraud , 8930-24 |
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CFTC Announces Supervisory Stress Test Results , 8929-24 |
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CFTC Staff Issues a No-Action Letter Regarding Certain Reporting Requirements for Swaps Transitioning from CDOR to CORRA , 8928-24 |
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CFTC Extends Public Comment Period for Proposed Amendments to Event Contracts Rules , 8927-24 |
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CFTC Grants ForecastEx, LLC DCO Registration and DCM Designation , 8926-24 |
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CFTC Approves Final Capital Comparability Determinations for Certain Non-U.S. Nonbank Swap Dealers , 8925-24 |
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Cancelled — June 24 Commission Open Meeting , 8924-24 |
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CFTC to Hold a Commission Open Meeting June 24 , 8923-24 |
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CFTC Awards Over $8 Million to Insider Whistleblower Who Aided CFTC and Other Agency Actions , 8922-24 |
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CFTC Orders Trafigura to Pay $55 Million for Fraud, Manipulation and Impeding Communications with the CFTC , 8921-24 |
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CFTC Permanently Revokes Registrations of Mississippi-based Commodity Trading Advisor and Associated Person , 8920-24 |
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CFTC Charges Unregistered Commodity Pool Operator and Its Owner with Futures Fraud and Misappropriation , 8919-24 |
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CFTC’s Global Markets Advisory Committee Advances Recommendations on Basel III Endgame and Variation Margin Processes , 8918-24 |
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CFTC Announces Whistleblower Award Over $4.5 Million , 8917-24 |
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Commissioner Pham Announces Agenda for Global Markets Advisory Committee Meeting on June 4 , 8916-24 |
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IOSCO Board Re-Elects CFTC Chairman Behnam as Vice Chair , 8915-24 |
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CFTC Orders J.P. Morgan to Pay $200 Million for Supervision Failures , 8914-24 |
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CFTC Staff Announces Updated Part 43 Block and Cap Sizes and Further Extends No-Action Letter Regarding the Block and Cap Implementation Timeline , 8913-24 |
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Commissioner Pham Announces CFTC Global Markets Advisory Committee Meeting on June 4 , 8912-24 |
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CFTC Charges Agridime and Its Co-Founders with a Fraudulent Cattle Scheme , 8911-24 |
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Miami Federal Court Orders Multiple Individuals and Entities to Pay Over $225 Million for Foreign Currency Fraud and Misappropriation Scheme , 8910-24 |
