Process for Review of Swaps

Process for Review of Swaps for Mandatory Clearing

The Commission issued final rules to implement the Dodd-Frank Wall Street Reform and Consumer Protection Act.  These regulations establish the process by which the Commission will review swaps to determine when swaps are required to be cleared.

Related Federal Register Releases

Final Rule: 76 FR 44464 // PDF Version
7/25/2011
17 CFR Parts 39 and 140 Process for Review of Swaps for Mandatory Clearing
Effective Date: September 26, 2011

Proposed Rule: 75 FR 67277 // PDF Version
11/2/2010
17 CFR Parts 39 and 140 Process for Review of Swaps for Mandatory Clearing
Comment File - Extended Date: 6/3/2011

Additional Information

Fact Sheet: Process for Review of Swaps for Mandatory Clearing
Q&A: Process for Review of Swaps for Mandatory Clearing

Event: Open Meeting on Three Final Rule Proposals and Two Proposed Rules under the Dodd-Frank Act

Fact Sheet: Proposed Rule on Process for Review of Swaps for Mandatory Clearing
Q&A: Swap Review Process

Event: Open Meeting on Third Series of Proposed Rules under the Dodd-Frank Act