21-26

Title: 21-26







Description

MPD is providing relief to swap dealers from registration de minimis requirements, uncleared swap margin rules, business conduct requirements, confirmation, documentation, and reconciliation requirements, and certain other eligibility requirements. This relief is to help facilitate the orderly transition from swaps that reference the London Interbank Offered Rate (LIBOR) and other interbank offered rates to swaps that reference alternative benchmarks. (ARRC No-Action Relief Extension Request)

21-10

Title: 21-10







Description

Partial continuation of no-action positions to facilitate physical separation of registrant personnel in response to the COVID-19 pandemic

21-05

Title: 21-05







Description

Partial continuation of no-action positions to facilitate physical separation of registrant personnel in response to the COVID-19 pandemic

20-23

Title: 20-23







Description

DSIO is providing relief to swap dealers from registration de minimis requirements, uncleared swap margin rules, business conduct requirements, confirmation, documentation, and reconciliation requirements, and certain other eligibility requirements. This relief is to help facilitate the orderly transition from swaps that reference the London Interbank Offered Rate (LIBOR) and other interbank offered rates to swaps that reference alternative benchmarks.

20-10

Title: 20-10







Description

No-action position for excluding certain commodity swaps from inclusion in the major swap participant registration threshold calculation of an insured depository institution

20-04

Title: 20-04







Description

No-action positions for floor brokers to facilitate physical separation of personnel in response to the COVID-19 pandemic

19-26

Title: 19-26







Description

No-action relief to facilitate an orderly transition of swaps from inter-bank offered rates to alternative benchmarks.

19-14

Title: 19-14







Description

No-Action relief granted to registered floor traders from compliance with certain conditions in paragraph (6)(iv) of the "swap dealer" definition in CFTC regulation 1.3.

18-20

Title: 18-20







Description

Conditional, time-limited no-action relief to an entity for not counting certain loan-related swaps towards its swap dealer de minimis threshold (under paragraph (4) of the “swap dealer” definition in Regulation 1.3).

18-13

Title: 18-13







Description

No-action relief for non-U.S. persons that are neither guaranteed affiliates nor conduit affiliates of a U.S. person from the requirement to count swaps with international financial institutions towards the de minimis thresholds for the swap dealer and major swap participant definitions.