Title: 19-14

File Link

/csl/19-14/download

CSL Letter Types

No-Action

CSL Divisions

DSIO

CSL Regulation Parts

1.3

CSL Tags

Floor Trader

CSL Issuance Date

Thu, 06/27/2019 - 12:00

Description

No-Action relief granted to registered floor traders from compliance with certain conditions in paragraph (6)(iv) of the "swap dealer" definition in CFTC regulation 1.3.