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… markets such as bribes and kickbacks or similar conduct. Spoofing CFTC Whistleblower Alert: Blow the Whistle on Spoofing in the Commodities and Derivatives Markets Whistleblowers can provide information related to spoofing in the commodities and derivatives markets. Bank …
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The Procurement Office (i.e., “Procurement Section”) resides within the Business Operations Branch of the Division of Administration and is charged with managing the Commission’s acquisition needs and overseeing and executing all CFTC procurement activities. The Procurement Office is also responsible for drafting and implementing procurement policy for the Commission and awarding and…
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Digital asset frauds, such as involving bitcoin, ether, etc., come in many flavors; each promise too good to be true returns. Regardless of whether the profits come from frauds involving financial grooming, trading platforms, pump-and-dumps, or Ponzi…
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El Programa de Denuncias de la CFTC, creado por la Ley Dodd-Frank, brinda incentivos monetarios a las personas que denuncien posibles violaciones de la Ley de Intercambio de Productos Básicos. Además, brinda a los denunciantes protección contra…
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… $1.4 million for engaging in the disruptive practice of “spoofing,” that is, utilizing a computer algorithm that was … court jury finds Coscia guilty of commodities fraud and spoofing for this conduct. ( CFTC Press Release 6649-1 3 , … and repeatedly engaging in a manipulative and deceptive spoofing scheme on at least 51 trading days between December …
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… Manipulation, Attempted Manipulation, False Reporting, Spoofing, and/or Manipulative or Deceptive Device FY 2018 … (N.D. Ill. filed Jan. 28, 2018); aiding and abetting spoofing and a manipulative and deceptive scheme; litigated; … Zhao, No. 1:18-cv-00620 (N.D. Ill. filed Jan. 28, 2018); spoofing and a manipulative and deceptive scheme; litigated; …
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… the character of, or is commonly known to the trade as, ``spoofing'' (bidding or offering with the intent to cancel … around the closing period''), section 747(C) (``spoofing''), the role of executing brokers, and the … of transactions,'' \19\ ``closing period,'' \20\ and ``spoofing.'' \21\ The comment letters reiterated this concern …
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… the character of, or is commonly known to the trade as, ``spoofing'' (bidding or offering with the intent to cancel … must act with some degree of intent to violate the ``spoofing'' provision.\20\ Reckless trading, practices, or … modifications, or cancellations would not be considered ``spoofing'' if they were submitted as part of a legitimate, …
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… of, or is commonly known to the trade as, [[Page 67302]] ``spoofing'' (bidding or offering with the intent to cancel … trade practices? 8. How should the Commission distinguish ``spoofing,'' as articulated in paragraph (C), from legitimate … and prohibit the following practices as distinct from ``spoofing'' as articulated in paragraph (C)? Or should these …
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… Trading at the Close ii. Exploring “the character of” Spoofing a. Relevant ANOPR Questions: 1, 2, 3, 4, 5, 6, 8, … Trading at the Close ii. Exploring “the character of” Spoofing a. Relevant ANOPR Questions: 1, 2, 3, 4, 5, 6, 8, …
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