Displaying results 1 - 10 of 138
… July 31, 2019 CFTC Charges Trader with Spoofing in Financial Futures Markets Washington, DC — The … floor broker based in Chicago, Illinois, for engaging in spoofing in the Chicago Mercantile Exchange (CME) E-mini S&P … as well as entities, who engage in the unlawful practice of spoofing.  We will continue to work closely with our …
… 2020   CFTC Orders Australian Company to Pay $1 Million for Spoofing  Washington, D.C. — The Commodity Futures Trading … a proprietary trading firm headquartered in Australia, for spoofing in the Chicago Mercantile Exchange E-mini S&P 500 … finds that Propex, through a former trader, engaged in spoofing from at least July 2012 through March 2017, causing …
… January 29, 2018 CFTC Charges Trader Krishna Mohan with Spoofing and Engaging in a Manipulative and Deceptive Scheme …  of New York City, New York, charging him with spoofing (bidding or offering with the intent to cancel … the CFTC is dedicated to identifying those responsible for spoofing in our markets and holding them accountable.” The …
… January 29, 2018 CFTC Charges Jiongsheng Zhao with Spoofing and Engaging in a Manipulative and Deceptive Scheme … Jiongsheng Zhao , of Australia, charging him with spoofing and engaging in a manipulative and deceptive scheme … engaged in manipulative or deceptive acts and practices by “spoofing” (bidding or offering with the intent to cancel the …
… 2019 CFTC Charges Futures Trader and Industrial Firm with Spoofing in Precious Metals Futures Washington, DC — The … and his employer, Heraeus Metals New York LLC , for spoofing — bidding or offering with the intent to cancel the … execution.  The order against Lawrence finds he engaged in spoofing from at least May 2017 to January 2018 in silver …
… 2020 CFTC Orders South Korean Company to Pay $700,000 for Spoofing Washington, DC – The Commodity Futures Trading … settling charges against Mirae Asset Daewoo Co ., Ltd . for spoofing in the Chicago Mercantile Exchange (CME) E-mini S&P … Co . Ltd .—a company Mirae acquired following the spoofing conduct at issue—engaged in the spoofing through a …
… CFTC Charges Proprietary Trader with Spoofing in Soybean Futures Markets January 31, 2019 … a trader at a proprietary trading firm, for engaging in spoofing in the Chicago Mercantile Exchange (CME) soybeans … in connection with the CFTC Division of Enforcement’s Spoofing Task Force, and the staff members responsible for …
… Two Trading Firms, Bank to Pay a Total of $3 Million for Spoofing  Washington, DC – The U.S. Commodity Futures … violating the Commodity Exchange Act’s (CEA) prohibition on spoofing (bidding or offering with the intent to cancel the … brought in connection with the Division of Enforcement’s Spoofing Task Force. “As these cases demonstrate, the CFTC …
… Orders Citigroup Global Markets Inc. to Pay $25 Million for Spoofing in U.S. Treasury Futures Markets and for Related … against Citigroup Global Markets Inc. (Citigroup) for spoofing — bidding or offering with the intent to cancel the … of its employees and agents in conjunction with the spoofing orders. Citigroup’s unlawful conduct occurred …
… Million in Penalties for Cross-Market and Single-Market Spoofing and Manipulative Scheme Washington, DC —The … Victory Asset, Inc. (Victory) and Michael D. Franko for spoofing—bidding or offering with the intent to cancel the … Period).  One aspect of scheme involved cross-market spoofing—i.e., spoofing in one market to benefit a position …