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… French and American citizen who resided in New York, for spoofing while trading treasury futures, primarily the Ultra … for one month, and must cease and desist from violating the spoofing prohibition in the Commodity Exchange Act. The order finds Lebental engaged in spoofing on approximately 50 occasions from January to …
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… Brett Falloon and Flatiron Futures Traders LLC f or spoofing in the E-mini S&P 500 and E-mini Nasdaq 100 futures … Both parties were ordered to cease and desist violating the spoofing prohibition in the Commodity Exchange Act. The … that from May through December 2022 , Falloon engaged in spoofing while trading on Flatiron’s behalf by placing bids …
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… price manipulation, disruptive trading, trade practice/spoofing, market abuse, fraud, and collusion. In connection …
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… charges that Daniel Shak of Las Vegas, Nevada engaged in spoofing and in a manipulative and deceptive scheme in the … Shak from further violations of the CEA’s prohibitions on spoofing and manipulative and deceptive schemes to defraud. … engaged in manipulative or deceptive acts and practices by spoofing—bidding or offering with the intent to cancel the …
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… the first time that the Commission will find a violation of spoofing in voice brokered swaps markets under Section … 4c(a)(5)(C) of the Act, 7 U.S.C. Section 6c(a)(5)(C) (“anti-spoofing provision”). Because this is a case of first … of the need to distinguish legitimate trading activity from spoofing, the Commission engaged in substantial …
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… 2020 CFTC Orders Australian Company to Pay $1 Million for Spoofing Washington, D.C. — The Commodity Futures Trading … a proprietary trading firm headquartered in Australia, for spoofing in the Chicago Mercantile Exchange E-mini S&P 500 … finds that Propex, through a former trader, engaged in spoofing from at least July 2012 through March 2017, causing …
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… Daniel Shak of Las Vegas, Nevada, charging him with spoofing and engaging in a manipulative and deceptive scheme … engaged in manipulative or deceptive acts and practices by spoofing—bidding or offering with the intent to cancel the … in connection with the CFTC Division of Enforcement’s Spoofing Task Force. The Division of Enforcement staff …
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… July 31, 2019 CFTC Charges Trader with Spoofing in Financial Futures Markets Washington, DC — The … floor broker based in Chicago, Illinois, for engaging in spoofing in the Chicago Mercantile Exchange (CME) E-mini S&P … as well as entities, who engage in the unlawful practice of spoofing. We will continue to work closely with our …
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… CFTC Charges Proprietary Trader with Spoofing in Soybean Futures Markets January 31, 2019 … a trader at a proprietary trading firm, for engaging in spoofing in the Chicago Mercantile Exchange (CME) soybeans … in connection with the CFTC Division of Enforcement’s Spoofing Task Force, and the staff members responsible for …
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… JPM), for manipulative and deceptive conduct and spoofing that spanned at least eight years and involved … is brought in connection with the Division of Enforcement’s Spoofing Task Force. The order finds … and civil monetary penalty ( $436,431,811) amounts in any spoofing case. “Spoofing is illegal—pure and simple,” said …
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