Displaying results 1 - 10 of 167
… July 31, 2019 CFTC Charges Trader with Spoofing in Financial Futures Markets Washington, DC — The … floor broker based in Chicago, Illinois, for engaging in spoofing in the Chicago Mercantile Exchange (CME) E-mini S&P … as well as entities, who engage in the unlawful practice of spoofing.  We will continue to work closely with our …
… 2020   CFTC Orders Australian Company to Pay $1 Million for Spoofing  Washington, D.C. — The Commodity Futures Trading … a proprietary trading firm headquartered in Australia, for spoofing in the Chicago Mercantile Exchange E-mini S&P 500 … finds that Propex, through a former trader, engaged in spoofing from at least July 2012 through March 2017, causing …
… CFTC Charges Proprietary Trader with Spoofing in Soybean Futures Markets January 31, 2019 … a trader at a proprietary trading firm, for engaging in spoofing in the Chicago Mercantile Exchange (CME) soybeans … in connection with the CFTC Division of Enforcement’s Spoofing Task Force, and the staff members responsible for …
… 2020 CFTC Orders South Korean Company to Pay $700,000 for Spoofing Washington, DC – The Commodity Futures Trading … settling charges against Mirae Asset Daewoo Co ., Ltd . for spoofing in the Chicago Mercantile Exchange (CME) E-mini S&P … Co . Ltd .—a company Mirae acquired following the spoofing conduct at issue—engaged in the spoofing through a …
… JPM), for manipulative and deceptive conduct and spoofing that spanned at least eight years and involved … is brought in connection with the Division of Enforcement’s Spoofing Task Force.                      The order finds … and civil monetary penalty ( $436,431,811) amounts in any spoofing case. “Spoofing is illegal—pure and simple,” said …
… Daniel Shak of Las Vegas, Nevada, charging him with spoofing and engaging in a manipulative and deceptive scheme … engaged in manipulative or deceptive acts and practices by spoofing—bidding or offering with the intent to cancel the … in connection with the CFTC Division of Enforcement’s Spoofing Task Force. The Division of Enforcement staff …
… January 29, 2018 CFTC Charges Jiongsheng Zhao with Spoofing and Engaging in a Manipulative and Deceptive Scheme … Jiongsheng Zhao , of Australia, charging him with spoofing and engaging in a manipulative and deceptive scheme … engaged in manipulative or deceptive acts and practices by “spoofing” (bidding or offering with the intent to cancel the …
… Donino  and his employer,  FNY Partners Fund LP , for spoofing—bidding or offering with the intent to cancel the … brought in connection with the Division of Enforcement’s Spoofing Task Force. The order against Donino requires him … and desist from violating the Commodity Exchange Act’s spoofing prohibition. The order against FNY Partners Fund …
… Spol. S.R.O. , of Bratislava, Slovakia, charging them with spoofing and engaging in a manipulative and deceptive scheme … engaged in manipulative or deceptive acts and practices by spoofing—bidding or offering with the intent to cancel the … 8261-20 … CFTC Charges Slovakian Men and Their Company with Spoofing in Crude Oil Futures Markets …
… Jiongsheng Zhao , a trader based in Australia, engaged in spoofing and manipulation in the Chicago Mercantile Exchange … cease and desist from violating the CEA’s prohibitions on spoofing and manipulation. This case was brought in connection with the Division of Enforcement’s Spoofing Task Force. The consent order resolves the CFTC’s …