On September 21, 2011 at 11:00 am, Greg Eickbush and Tom Hanley from Infinium, Don Wilson from DRW Trading and Eric Chern from the Chicago Trading Company came in to talk about the swap dealer definition and other regulatory requirements.

On September 21, 2011 at 1:15 pm, representatives Telvent came in to talk about Telvent’s agriculture business relating to crop forecasting and commodities markets and new methods for recordkeeping in commodities markets.

Discussed clearing implementation.

Discussed clearing implementation.  Lopa Parikh of EEI followed up a few days later by email.

Discussion about the end-user exception rule and the exemption for small financial institutions.

Commission staff participated in a phone conversation with ICAP to discuss SEFs, open access, and DCM Core Principle 19.

Discussed the exclusion from the definition of "financial entity" for captive financial entities.