External Meetings: Meeting with a number of pension funds

External Meetings: Meeting with a number of pension funds

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On February 15, 2011, at 10am, a meeting was held with a number of pension funds in which they presented concerns regarding SEF registration, business conduct standards, and real time reporting.

External Meetings: Meeting with TruMarx

External Meetings: Meeting with TruMarx

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On February 16, 2011, at 12pm, a meeting was held with TruMarx in which they presented concerns regarding SEF Registration.

External Meetings: Meeting with GETCO

External Meetings: Meeting with GETCO

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On February 23, 2011, at 9:15am, a meeting was held with GETCO in which they presented concerns regarding governance and conflicts of interest.

External Meetings: Meeting with foreign banks

External Meetings: Meeting with foreign banks

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On March 4, 2011, at 9am, a meeting was held with foreign banks in which they presented concerns regarding governance.

External Meetings: Meeting with Neil Gillen and others

External Meetings: Meeting with Neil Gillen and others

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On March 4, 2011, at 11am, a meeting was held with Neil Gillen, Henry Jarecki, and Jon Spencer in which they presented concerns regarding position limits.

External Meetings: Meeting with UBS

External Meetings: Meeting with UBS

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On March 10, 2011, at 11am, a meeting was held with UBS in which they presented concerns regarding governance and real time reporting.

External Meetings: Meeting with US Chamber of Commerce

External Meetings: Meeting with US Chamber of Commerce

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On March 11, 2011, at 9am, a meeting was held with the US Chamber of Commerce in which they presented concerns regarding whistleblowers.

External Meetings: Meeting with Taxpayers Against Fraud

External Meetings: Meeting with Taxpayers Against Fraud

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On March 23, 2011, at 1pm, a meeting was held with Taxpayers Against Fraud in which they presented concerns regarding whistleblowers.

External Meetings: Meeting with NRUCFC

External Meetings: Meeting with NRUCFC

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On April 6, 2011, at 2:30pm, a meeting was held with the National Rural Utilities Cooperative Finance Corporation in which they presented concerns regarding the end user exception.

External Meetings: Meeting with FXall

External Meetings: Meeting with FXall

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On April 12, 2011, at 2:30pm, a meeting was held with the FXall in which they presented concerns regarding SEF core principles.

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