External Meetings: Meeting with WMBAA and Carolyn Maloney
External Meetings: Meeting with WMBAA and Carolyn Maloney
Participants discussed SEF execution methods and voice-hybrid systems.
External Meetings: Discussion of potential costs of proposed revised Reg 1.35(a) re records of phone conversations
External Meetings: Discussion of potential costs of proposed revised Reg 1.35(a) re records of phone conversations
External Meetings: BP America Inc.
External Meetings: BP America Inc.
Participants discussed definition of a swap dealer.
External Meetings: SEF Rulemaking
External Meetings: SEF Rulemaking
Participants discussed SEF execution methods, voice execution method, and block trade rule.
External Meetings: Meeting with NEFI and PMAA
External Meetings: Meeting with NEFI and PMAA
Conference call to discuss NEFI/PMAA's comment letter to the Volcker Rule. Discussed CFTC-related issues related to the Volcker Rule.
External Meetings: Meeting with AmCham EU
External Meetings: Meeting with AmCham EU
The participants discussed cross-border issues. AmCham provided its Transatlantic Economy Guide which can be found
here
.
here
.
External Meetings: Meeting with Natural Gas Supply Association
External Meetings: Meeting with Natural Gas Supply Association
Discussion of Capital Requirements and Margin Proposal For Uncleared Swaps
External Meetings: Meeting with Better Markets
External Meetings: Meeting with Better Markets
Meeting to discuss Better Markets' comment letter on the Volcker Rule. Discussed market-making and hedging in CFTC-regulated markets.
External Meetings: Calls to discuss costs of establishing and operating a SEF
External Meetings: Calls to discuss costs of establishing and operating a SEF
External Meetings: Meeting with Morgan Stanley
External Meetings: Meeting with Morgan Stanley
On March 9, 2011, at 11am, a meeting was held with Morgan Stanley in which they presented concerns regarding business conduct standards, SEFs, and real time reporting.