Whistleblowers

The Commission has issued final rules to implement the Whistleblower Provisions contained in the Dodd-Frank Wall Street Reform and Consumer Protection Act.

Additional information regarding Whistleblowers is provided below, including factsheets and details of meetings held between CFTC staff and outside parties.

Related Federal Register Releases

Final Rule: 76 FR 53172 // PDF Version
8/25/2011
Final Rules for Implementing the Whistleblower Provisions of Section 23 of the Commodity Exchange Act
Effective Date: October 24, 2011

Correction: 76 FR 4569  //  PDF Version
1/26/2011
17 CFR Part 165 Implementing the Whistleblower Provisions of Section 23 of the Commodity Exchange Act
Comment File - Closing Date: 2/4/2011

Proposed Rule: 75 FR 75728  //  PDF Version
12/6/2010
17 CFR Part 165 Implementing the Whistleblower Provisions of Section 23 of the Commodity Exchange Act
Comment File – Closing Date: 2/4/2011

Additional Information

Fact Sheet: Final Regulations Regarding Whistleblower Incentives and Protection
Q&A: Final Regulations on Whistleblower Incentives and Protections

Event: Open Meeting on Three Final Rule Proposals under the Dodd-Frank Act

Fact Sheet: Notice of Proposed Rulemaking on Whistleblower Incentives and Protection
Q&A: Notice of Proposed Rulemaking

Event: Open Meeting on Fourth Series of Proposed Rules under the Dodd-Frank Act