External Meetings: External Meeting with U.S. Chamber of Commerce

Attendees discussed U.S. Chamber of Commerce comment letter.  Topics raised were: simultaneous reporting by whistleblower to CFTC and company and importance of notice to company; company internal reporting obligations; time periods for reporting by company and whistleblower to CFTC; and award eligibility of culpable whistleblowers.
XXV. Whistleblowers

CFTC Staff
Gary Gensler, Chairman

Timothy Karpoff, Legal Assistant to Chairman

David Meister, Director, Division of Enforcement

Vincent McGonagle, Sr. Deputy, Director, Division of Enforcement

Joan Manley, Deputy Director, Division of Enforcement

Edward Riccobene, Chief, Office of Policy & Review, Division of Enforcement

Leslie Randolph, Assistant General Counsel, Office of General Counsel
Tom Quaadman, Vice President, Center for Capital Markets Competitiveness

Alice Joe, Senior Director, Center for Capital Markets Competitiveness

Frank Zarb, Partner, Proskauer Rose LLP
U.S. Chamber of Commerce