External Meetings
| Date | MEETING WITH | REGARDING RULEMAKING |
|---|---|---|
| Black Rock Vanguard Chicago Mercantile Exchange London Clearinghouse Barclays Capital JP Morgan Morgan Stanley BNY Mellon | More Info
VI. Segregation and Bankruptcy |
|
| Black Rock Vanguard Chicago Mercantile Exchange London Clearinghouse Barclays Capital JP Morgan Morgan Stanley BNY Mellon | More Info
VI. Segregation and Bankruptcy |
|
| Coalition for Derivatives End-UsersUS Chamber of CommerceNational Association of ManufacturersAmerican Petroleum InstituteNational Association of Real Estate Investment TrustsChatham FinancialConoco PhillipsOccidentalFord Motor CoForest City EnterprisesWalt DisneyGEGibson Dunn | More Info
II. Definitions |
|
| The Goldman Sachs Group, Inc. (GS)Winston & Strawn LLP (WS) | More Info
XIII. SEF Registration |
|
| Morgan Stanley (MS) | More Info
XIII. SEF Registration |
|
| More Info
XXIII. Anti-ManipulationXXIV. Disruptive Trading Practices |
||
| NASDAQ OMX (NASDAQ) | More Info
IX. Governance & Possible Limits |
|
| Winton Capital | More Info
XXVII. Investment Adviser Reporting |
|
| BarclaysWinston & Strawn | More Info
XVIII. Real Time ReportingXXVI. Position Limits |
|
| Counterparty Risk Management Policy Group (CRMPG)Goldman Sachs | More Info
III. Business Conduct Standards w/ Counterparties |