External Meetings

Date	MEETING WITH	REGARDING RULEMAKING
04/24/2013	SIFMA Asset Management Group	More Info III. Business Conduct Standards w/ CounterpartiesGeneral
04/24/2013	Securities Industry	More Info Cross-Border
04/24/2013	Securities Industry	More Info Cross-Border
04/24/2013	Securities Industry	More Info Cross-Border,
04/24/2013	LCH	More Info General,
04/24/2013	FidelityMFS Investment ManagementSIFMASIFMS Assest Management GroupBlackRockVanguardAmeripriseAllianceBernsteinGoldman Sachs Assest Management	More Info Cross-Border
04/24/2013	Javelin	More Info XIII. SEF Registration
04/19/2013	State Street	More Info III. Business Conduct Standards w/ CounterpartiesGeneral
04/18/2013	American Public Power Association (APPA)	More Info General
04/17/2013	Futures Industry Association (FIA)National Futures Association (NFA)Bank of America Merrill LynchBarclaysBlackRockBMO HarrisBNY MellonBrown BrothersCitiGroupCME GroupCredit SuisseJP MorganMizuhoState Street	More Info General