External Meetings

Date	MEETING WITH	REGARDING RULEMAKING
05/20/2013	Investment Company Institute	More Info General,
05/16/2013	Delta Strategies	More Info XIII. SEF Registration
05/15/2013	Javelin	More Info XIII. SEF Registration
05/14/2013	Investment Company Institute	More Info General
05/14/2013	Sobba Public, LLCVirtu Financial	More Info V. Capital & Margin,
05/14/2013	Sobba Public, LLCVirtu Financial	More Info V. Capital & Margin
05/14/2013	Sobba Public, LLCVirtu Financial	More Info V. Capital & Margin
05/14/2013	Javelin	More Info XIII. SEF Registration
05/13/2013	American Securitization Forum (ASF)Latham & WatkinsCredit Suisse SecuritiesBMO Capital MarketsRBCHonda	More Info Clearing Requirement
05/13/2013	American Securitization Forum (ASF)Latham & WatkinsCredit Suisse SecuritiesBMO Capital MarketsRBCHonda	More Info Clearing Requirement