Dispositions
Dispositions in cases brought in the CFTC's Reparations program and in administrative enforcement cases brought by the CFTC Division of Enforcement. Dispositions may include initial decisions, orders, and other rulings. Please note that not all dispositions are final.
View Enforcement Actions
View Opinions and Adjudicatory Orders
Date | Dispositions |
---|---|
C &T; Enterprises, Inc. v. Edward McKenzie & Company, Inc., and John Merrill Mc…
CFTC Docket No. 06-R024 |
|
Arnost Fronek v. Qualified Leverage Providers, Inc.
CFTC Docket No. 06-R017 |
|
Alan Pensler v. Carol Jo Dannenhauer
CFTC Docket No. 05-R069 |
|
Obioha F. Dukes v. South Coast Commodities, Inc. et. al
CFTC Docket No. 05-R045 |
|
Alfred Joseph Santos v. Alaron Futures and Options (d/b/a "Alaron Trading Corpo…
CFTC Docket No. 05-R054 |
|
Arlen Bailey v. John Justin Hollenbaugh, Phoenix Trading Group of Ohio, Inc., a…
CFTC Docket No. 04-R065 |
|
Robert C. Lavaye v. Barkley Financial Corp., Jones Carter Wash, and Richard Qui…
CFTC Docket No. 05-R065 |
|
Isaac Barrocas v. Rosenthal Collins Group, LLC., Michael Eric Hermanson, Michae…
CFTC Docket No. 05-R062 |
|
Los Angeles Trading Group, Inc. v. Peregrine Financial Group, Inc. et. al.
CFTC Docket No. 06-R026 |
|
RDS Group, Inc. v. Executive Commodity Corporation, Don Dwight Campbell, Mark J…
CFTC Docket No. 04-R076 |