Swap Execution Facility Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
TWSEF Amendment to TW SEF Rulebook and Fee Schedule 04/11/2018 Certified 04/25/2018 6
DWSEF DW SEF Rulebook Amendments 04/11/2018 Certified 04/25/2018 4
BSEF Amended Compliance Manual 04/02/2018 Certified 04/16/2018 2
RADSEF Rule amendments to remove references to expired No-Action Letters and add references to new No-Action Letters 03/30/2018 Certified 04/13/2018 3
TRAD Amendments to Tradition SEF Rulebook and StreamGlobal Credit Default Swap Trading Platform Supplement 03/29/2018 Certified 04/12/2018 3
BSEF Bloomberg SEF LLC ("BSEF") hereby notifies the Commission that it hasamended its Rulebook. The amended Rulebook will become effective on April 13, 2018. 03/28/2018 Certified 04/11/2018 1
TDERIV non-substantive rule changes 04/11/2018 Notified 04/11/2018 1
LGX Submission of revised fee schedule. 03/27/2018 Certified 04/10/2018 1
NEXSEF Revised Fee Program 03/16/2018 Certified 03/30/2018 2
BSEF Revised BSEF fee schedule 03/14/2018 Certified 03/28/2018 2
CBOESEF Changes to the composition of the Business Conduct Committee and Panels. 03/05/2018 Certified 03/19/2018 1
CBOESEF Changes to composition of Business Conduct Committee and Panels, introduction of PEN and RUB Contracts. 03/05/2018 Withdrawn 03/05/2018 1
SEED CX Weekly Notification of Rule Amendments 03/05/2018 Notified 03/05/2018 1
GTX Amendments to the GTX SEF Rule Book. Please see table in the submission file for rule amendments. 02/16/2018 Certified 03/05/2018 1
LGX Submission of revised fee schedule. 02/13/2018 Certified 02/28/2018 1
TDERIV Expansion of trading hours for IRS products 02/16/2018 Notified 02/16/2018 1
ICE SEF ICE Swap Trade, LLC ("IST") is amending its Compliance Manual in order to clarify the process by which IST intends to implement and enforce certain of its rules. 02/01/2018 Certified 02/15/2018 1
NEXSEF Weekly Submission of Rule Amendments 02/02/2018 Notified 02/02/2018 2
CBOESEF Cboe SEF, LLC is submitting certain changes to its rulebook to, among other things, add a definition of "Minimum Tick Size," clarify the difference between Participant Data and SEF Market Data, and clarify applicable fitness standards. 01/17/2018 Certified 01/31/2018 1
SEED CX Seed SEF is amending various rules to clarify certain definitions and to make substantive revisions to Chapters 7 (Contract Settlement) and 9 (Arbitration) 01/12/2018 Withdrawn 01/16/2018 2
TDERIV Amendment of certain rules relating to Block trades and package transactions due to No-Action Letters 17-60 and 17-55 12/31/2017 Certified 01/16/2018 1
IGDL Amendment to IGDL's Rulebook. 12/18/2017 Certified 01/03/2018 1
NEXSEF Fee Program Amendment 12/15/2017 Certified 01/02/2018 2
NEXSEF Market Regulation Advisory Notices and Rulebook Amendment 12/15/2017 Certified 01/02/2018 4
CMESEF Conforming Amendments to Various CME SEF Rules. 12/14/2017 Certified 12/29/2017 2
TRAD Amendments to the Tradition SEF Fee Schedule. 12/12/2017 Certified 12/27/2017 2
NEXSEF Amended Rulebook and Confidential Trading Protocols 12/08/2017 Certified 12/22/2017 4
BSEF Rulebook amendment 12/07/2017 Certified 12/21/2017 1
BSEF Compliance Manual amendment 12/07/2017 Certified 12/21/2017 2
BSEF Notice to Participants 12/07/2017 Certified 12/21/2017 1
ICE SEF Amended Block Trade FAQ 12/19/2017 Notified 12/19/2017 4
TPSEF Rulebook amendment 12/04/2017 Certified 12/18/2017 1
LGX A routine update to reflect details of intermediated trading on LedgerX's exchange. 12/04/2017 Certified 12/18/2017 1
TPSEF Updates to Appendix B to the tpSEF Rulebook - Swap Specifications 12/15/2017 Notified 12/15/2017 1
360T The 360T Rulebook has been amended in response to comments and questions received from users and potential users of 360T. 12/01/2017 Certified 12/15/2017 5
RF SEF Thomson Reuters (SEF) LLC ("TR SEF") wishes to amend certain rules in its Rulebook 12/01/2017 Certified 12/15/2017 2
CMESEF Weekly Notification of Rule Amendments - Week of December 4, 2017 12/14/2017 Notified 12/14/2017 2
IGDL Amended Rulebook 11/29/2017 Certified 12/13/2017 1
TRAD Amendments to Tradition SEF Rulebook. 11/28/2017 Certified 12/12/2017 2
TRAD Amendments to the Tradition SEF Fee Schedule 11/27/2017 Certified 12/11/2017 2
LGX Revised operations manual 11/14/2017 Certified 11/29/2017 3
NEXSEF Market Regulation Advisory Notice 2017-002 11/01/2017 Certified 11/16/2017 2
TDERIV Added BRL to Core RFQ functionality. It already existed on PTC. 11/07/2017 Notified 11/07/2017 1
TPSEF Rulebook amendment. 10/20/2017 Certified 11/03/2017 1
LGX Amended Operations Manual 10/18/2017 Certified 11/01/2017 4
CBOESEF Rule filing to (a) change the name of Bats Hotspot SEF LLC to Cboe SEF, LLC, and (b) make certain other changes as more fully set forth in the submission. 10/17/2017 Certified 10/30/2017 1
TDERIV Self certification of SEF fees 10/17/2017 Certified 10/30/2017 1
NEXSEF Revisions to the rulebook of NEX SEF Limited. 10/13/2017 Certified 10/27/2017 3
TPSEF Rulebook amendment 10/11/2017 Certified 10/25/2017 1
NEXSEF Rulebook Amendments 10/05/2017 Certified 10/20/2017 4