TWSEF |
Amendment to TW SEF Rulebook and Fee Schedule |
04/11/2018 |
Certified |
04/25/2018 |
|
6 |
DWSEF |
DW SEF Rulebook Amendments |
04/11/2018 |
Certified |
04/25/2018 |
|
4 |
BSEF |
Amended Compliance Manual |
04/02/2018 |
Certified |
04/16/2018 |
|
2 |
RADSEF |
Rule amendments to remove references to expired No-Action Letters and add references to new No-Action Letters |
03/30/2018 |
Certified |
04/13/2018 |
|
3 |
TRAD |
Amendments to Tradition SEF Rulebook and StreamGlobal Credit Default Swap Trading Platform Supplement |
03/29/2018 |
Certified |
04/12/2018 |
|
3 |
BSEF |
Bloomberg SEF LLC ("BSEF") hereby notifies the Commission that it hasamended its Rulebook. The amended Rulebook will become effective on April 13, 2018. |
03/28/2018 |
Certified |
04/11/2018 |
|
1 |
TDERIV |
non-substantive rule changes |
04/11/2018 |
Notified |
04/11/2018 |
|
1 |
LGX |
Submission of revised fee schedule. |
03/27/2018 |
Certified |
04/10/2018 |
|
1 |
NEXSEF |
Revised Fee Program |
03/16/2018 |
Certified |
03/30/2018 |
|
2 |
BSEF |
Revised BSEF fee schedule |
03/14/2018 |
Certified |
03/28/2018 |
|
2 |
CBOESEF |
Changes to the composition of the Business Conduct Committee and Panels. |
03/05/2018 |
Certified |
03/19/2018 |
|
1 |
CBOESEF |
Changes to composition of Business Conduct Committee and Panels, introduction of PEN and RUB Contracts. |
03/05/2018 |
Withdrawn |
03/05/2018 |
|
1 |
SEED CX |
Weekly Notification of Rule Amendments |
03/05/2018 |
Notified |
03/05/2018 |
|
1 |
GTX |
Amendments to the GTX SEF Rule Book. Please see table in the submission file for rule amendments. |
02/16/2018 |
Certified |
03/05/2018 |
|
1 |
LGX |
Submission of revised fee schedule. |
02/13/2018 |
Certified |
02/28/2018 |
|
1 |
TDERIV |
Expansion of trading hours for IRS products |
02/16/2018 |
Notified |
02/16/2018 |
|
1 |
ICE SEF |
ICE Swap Trade, LLC ("IST") is amending its Compliance Manual in order to clarify the process by which IST intends to implement and enforce certain of its rules. |
02/01/2018 |
Certified |
02/15/2018 |
|
1 |
NEXSEF |
Weekly Submission of Rule Amendments |
02/02/2018 |
Notified |
02/02/2018 |
|
2 |
CBOESEF |
Cboe SEF, LLC is submitting certain changes to its rulebook to, among other things, add a definition of "Minimum Tick Size," clarify the difference between Participant Data and SEF Market Data, and clarify applicable fitness standards. |
01/17/2018 |
Certified |
01/31/2018 |
|
1 |
SEED CX |
Seed SEF is amending various rules to clarify certain definitions and to make substantive revisions to Chapters 7 (Contract Settlement) and 9 (Arbitration) |
01/12/2018 |
Withdrawn |
01/16/2018 |
|
2 |
TDERIV |
Amendment of certain rules relating to Block trades and package transactions due to No-Action Letters 17-60 and 17-55 |
12/31/2017 |
Certified |
01/16/2018 |
|
1 |
IGDL |
Amendment to IGDL's Rulebook. |
12/18/2017 |
Certified |
01/03/2018 |
|
1 |
NEXSEF |
Fee Program Amendment |
12/15/2017 |
Certified |
01/02/2018 |
|
2 |
NEXSEF |
Market Regulation Advisory Notices and Rulebook Amendment |
12/15/2017 |
Certified |
01/02/2018 |
|
4 |
CMESEF |
Conforming Amendments to Various CME SEF Rules. |
12/14/2017 |
Certified |
12/29/2017 |
|
2 |
TRAD |
Amendments to the Tradition SEF Fee Schedule. |
12/12/2017 |
Certified |
12/27/2017 |
|
2 |
NEXSEF |
Amended Rulebook and Confidential Trading Protocols |
12/08/2017 |
Certified |
12/22/2017 |
|
4 |
BSEF |
Rulebook amendment |
12/07/2017 |
Certified |
12/21/2017 |
|
1 |
BSEF |
Compliance Manual amendment |
12/07/2017 |
Certified |
12/21/2017 |
|
2 |
BSEF |
Notice to Participants |
12/07/2017 |
Certified |
12/21/2017 |
|
1 |
ICE SEF |
Amended Block Trade FAQ |
12/19/2017 |
Notified |
12/19/2017 |
|
4 |
TPSEF |
Rulebook amendment |
12/04/2017 |
Certified |
12/18/2017 |
|
1 |
LGX |
A routine update to reflect details of intermediated trading on LedgerX's exchange. |
12/04/2017 |
Certified |
12/18/2017 |
|
1 |
TPSEF |
Updates to Appendix B to the tpSEF Rulebook - Swap Specifications |
12/15/2017 |
Notified |
12/15/2017 |
|
1 |
360T |
The 360T Rulebook has been amended in response to comments and questions received from users and potential users of 360T. |
12/01/2017 |
Certified |
12/15/2017 |
|
5 |
RF SEF |
Thomson Reuters (SEF) LLC ("TR SEF") wishes to amend certain rules in its Rulebook |
12/01/2017 |
Certified |
12/15/2017 |
|
2 |
CMESEF |
Weekly Notification of Rule Amendments - Week of December 4, 2017 |
12/14/2017 |
Notified |
12/14/2017 |
|
2 |
IGDL |
Amended Rulebook |
11/29/2017 |
Certified |
12/13/2017 |
|
1 |
TRAD |
Amendments to Tradition SEF Rulebook. |
11/28/2017 |
Certified |
12/12/2017 |
|
2 |
TRAD |
Amendments to the Tradition SEF Fee Schedule |
11/27/2017 |
Certified |
12/11/2017 |
|
2 |
LGX |
Revised operations manual |
11/14/2017 |
Certified |
11/29/2017 |
|
3 |
NEXSEF |
Market Regulation Advisory Notice 2017-002 |
11/01/2017 |
Certified |
11/16/2017 |
|
2 |
TDERIV |
Added BRL to Core RFQ functionality. It already existed on PTC. |
11/07/2017 |
Notified |
11/07/2017 |
|
1 |
TPSEF |
Rulebook amendment. |
10/20/2017 |
Certified |
11/03/2017 |
|
1 |
LGX |
Amended Operations Manual |
10/18/2017 |
Certified |
11/01/2017 |
|
4 |
CBOESEF |
Rule filing to (a) change the name of Bats Hotspot SEF LLC to Cboe SEF, LLC, and (b) make certain other changes as more fully set forth in the submission. |
10/17/2017 |
Certified |
10/30/2017 |
|
1 |
TDERIV |
Self certification of SEF fees |
10/17/2017 |
Certified |
10/30/2017 |
|
1 |
NEXSEF |
Revisions to the rulebook of NEX SEF Limited. |
10/13/2017 |
Certified |
10/27/2017 |
|
3 |
TPSEF |
Rulebook amendment |
10/11/2017 |
Certified |
10/25/2017 |
|
1 |
NEXSEF |
Rulebook Amendments |
10/05/2017 |
Certified |
10/20/2017 |
|
4 |