Swap Execution Facility Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
LGX Fee Schedule Amendmenet 12/06/2019 Notified 12/06/2019 2
BSEF Bloomberg SEF LLC - Rule Amendment - Amended Rulebook 11/20/2019 Certified 12/05/2019 1
CBOESEF Cboe SEF, LLC, is amending its rules to clarify certain trading conventions in respect of Contracts listed for trading on Cboe SEF, and to modify the Minimum Tick Size applicable in respect of the USD/RUB Contract. 11/05/2019 Certified 11/20/2019 1
BSEF Bloomberg SEF LLC - Rule Amendment - Amended Compliance Manual (BSEF-2019-R-10). 11/01/2019 Certified 11/18/2019 1
BSEF Bloomberg SEF LLC - Rule Amendment - Amended Rulebook (BSEF-2019-R-09). 11/01/2019 Certified 11/18/2019 1
TPSEF Notification of certain non-substantive revisions to Appendix B of the tpSEF Rulebook (tpSEF Inc. Swap Specifications) effective as of November 4, 2019. 11/14/2019 Notified 11/14/2019 1
TRAD Amendments to Fee Schedule 10/07/2019 Certified 10/22/2019 2
TWSEF Weekly Notification of Rule Amendments for TW SEF - Week of September 30, 2019 10/07/2019 Notified 10/07/2019 2
NEXSEF Revised Fee Program to include new market maker program for certain Non Deliverable Forwards 09/17/2019 Certified 10/01/2019 2
TDERIV Amendment to Designated Market Maker Program 09/04/2019 Certified 09/18/2019 1
TDERIV Amendments related to name change of the trueDigital Division to Tassat Division, and clarifying amendments to trading rules and protocols. 09/04/2019 Certified 09/17/2019 1
TPSEF Amendments to Exhibit Q to tpSEF's Form SEF. 08/30/2019 Certified 09/16/2019 2
TPSEF tpSEF Inc. is amending its Rulebook as provided in Exhibit A. 08/30/2019 Certified 09/16/2019 1
SEED CX Updating Various Rules in the Seed SEF Rulebook 08/14/2019 Certified 08/28/2019 1
NEXSEF Update Chapter 8 to incorporate changes made to the terms of existing products (made in separately filed 40.2(a) filings) and make various substantive formatting and clean-up changes throughout the rule book. 08/27/2019 Notified 08/27/2019 1
TPSEF Notification of certain non-substantive revisions to Appendix B of the tpSEF Rulebook (tpSEF Inc. Swap Specifications) effective as of August 21, 2019. 08/26/2019 Notified 08/26/2019 1
SEED CX Seed SEF LLC Rule Submission - Amending Various Rules Related to Execution and Settlement of Transactions (SCXS Submission #19-001) 08/02/2019 Certified 08/16/2019 1
BSEF Rulebook Amendment 08/02/2019 Certified 08/16/2019 1
TRAD Implementation of a Trad-X USD IRS Liquidity Provider Program (the "LPP"). 08/02/2019 Certified 08/16/2019 4
BSEF BSEF Rulebook Amendment 07/26/2019 Certified 08/09/2019 1
BSEF Compliance Manual Amendment 07/26/2019 Certified 08/09/2019 2
NEXSEF Amended Fee Program 07/18/2019 Certified 08/01/2019 2
IGDL Amendments to the IGDL SEF Discount Structure Appendix 07/17/2019 Certified 07/31/2019 1
NEXSEF Amended Facility Rulebook 07/17/2019 Certified 07/31/2019 6
TDERIV Rule amendments related to the listing of the Physically Deliverable Bitcoin Swap on the trueDigital Division of trueEX 07/15/2019 Certified 07/26/2019 1
LGX Compliance Manual update 07/10/2019 Certified 07/24/2019 2
TPSEF Updates to the tpSEF Risk Mitigation Procedures 07/01/2019 Certified 07/16/2019 1
LGX Rulebook for LedgerX DCM 06/24/2019 Certified 07/09/2019 2
LGX Revised Enterprise Risk Management Plan 06/18/2019 Certified 07/02/2019 3
ICE SEF Weekly notification of rule amendments 07/02/2019 Notified 07/02/2019 4
SWAPX Advisory Notice 01-19 (SwapEx Trading Procedures and Protocols), updates Advisory Notice 01-15, revised December 14, 2015. The material change updated the maximum time allowed for the "Standard RFQ Review Period" and "Reverse RFQ Review Period". 06/03/2019 Certified 06/17/2019 1
LGX Revised Enterprise Risk Management Plan 05/31/2019 Certified 06/14/2019 1
BSEF Bloomberg SEF LLC Compliance Manual 05/02/2019 Certified 05/16/2019 2
BSEF Bloomberg SEF LLC Rulebook 05/02/2019 Certified 05/16/2019 1
360T 360 Trading Networks Inc. ("360T") hereby files the attached amendments to its Fee Schedule for 360T Participants. The Fee Schedule has been amended in response to 360T business development. 04/30/2019 Certified 05/14/2019 3
TDERIV Changes to Trading Hours on the SEF Trading System. PTC system closes at 5 pm Eastern time effective May 1, 2019. 05/10/2019 Notified 05/10/2019 1
IGDL Updates to IGDL's Fee Schedule and SEF Discount Structure Appendix to IGDL's Fee Schedule. 04/09/2019 Certified 04/23/2019 2
TRAD Amendment to the the formula for calculating actual realized daily volatility of Volatility Swaps. 04/01/2019 Certified 04/15/2019 3
DWSEF DW SEF made certain revisions to its Product Specifications set forth in Rules 901 to add the Product Specifications for certain Forward Rate Agreements. 04/02/2019 Notified 04/02/2019 1
TRAD Amendments to Tradition SEF Rulebook and Trad-X IRS Platform Supplement. 03/18/2019 Certified 04/01/2019 4
FTSEF The Rulebook has been amended to update certain No Action Letters on which it relies. 03/13/2019 Certified 03/27/2019 3
TRAD Amendments to theTradition SEF Rulebook and Trad-X Interest Rate Swap Trading Platform Supplement. 03/08/2019 Certified 03/22/2019 3
TDERIV Notice of change to execution fees charged to respondents trading on the trueEX Trading System. 03/04/2019 Certified 03/18/2019 3
RF SEF Thomson Reuters (SEF) LLC ("TR SEF") wishes to amend its Rulebook in order to reflect the new name of the SEF, which was changed to Refinitiv US SEF LLC on February 28, 2019. 03/01/2019 Certified 03/15/2019 2
BSEF BSEF Compliance Manual 02/21/2019 Certified 03/07/2019 2
NEXSEF Amendment to Market Regulation Advisory Notice 2018-04 02/15/2019 Certified 03/04/2019 2
NEXSEF Update to Effective Date of MRAN 2019-01 03/04/2019 Notified 03/04/2019 2
TPSEF Notification of certain non-substantive revisions to Appendix B of the tpSEF Rulebook (tpSEF Inc. Swap Specifications) effective as of February 28, 2019. 03/04/2019 Notified 03/04/2019 1
IGDL Notification of certain non-substantive revisions to the ICAP Global Derivatives Limited Rulebook effective as of March 1, 2019. 03/04/2019 Notified 03/04/2019 1
CBOESEF Cboe SEF is amending its rules to clarify certain aspects of its disciplinary process and the role of the Chief Regulatory Officer in such process. 02/06/2019 Certified 02/21/2019 1