LGX |
Fee Schedule Amendmenet |
12/06/2019 |
Notified |
12/06/2019 |
|
2 |
BSEF |
Bloomberg SEF LLC - Rule Amendment - Amended Rulebook |
11/20/2019 |
Certified |
12/05/2019 |
|
1 |
CBOESEF |
Cboe SEF, LLC, is amending its rules to clarify certain trading conventions in respect of Contracts listed for trading on Cboe SEF, and to modify the Minimum Tick Size applicable in respect of the USD/RUB Contract. |
11/05/2019 |
Certified |
11/20/2019 |
|
1 |
BSEF |
Bloomberg SEF LLC - Rule Amendment - Amended Compliance Manual (BSEF-2019-R-10). |
11/01/2019 |
Certified |
11/18/2019 |
|
1 |
BSEF |
Bloomberg SEF LLC - Rule Amendment - Amended Rulebook (BSEF-2019-R-09). |
11/01/2019 |
Certified |
11/18/2019 |
|
1 |
TPSEF |
Notification of certain non-substantive revisions to Appendix B of the tpSEF Rulebook (tpSEF Inc. Swap Specifications) effective as of November 4, 2019. |
11/14/2019 |
Notified |
11/14/2019 |
|
1 |
TRAD |
Amendments to Fee Schedule |
10/07/2019 |
Certified |
10/22/2019 |
|
2 |
TWSEF |
Weekly Notification of Rule Amendments for TW SEF - Week of September 30, 2019 |
10/07/2019 |
Notified |
10/07/2019 |
|
2 |
NEXSEF |
Revised Fee Program to include new market maker program for certain Non Deliverable Forwards |
09/17/2019 |
Certified |
10/01/2019 |
|
2 |
TDERIV |
Amendment to Designated Market Maker Program |
09/04/2019 |
Certified |
09/18/2019 |
|
1 |
TDERIV |
Amendments related to name change of the trueDigital Division to Tassat Division, and clarifying amendments to trading rules and protocols. |
09/04/2019 |
Certified |
09/17/2019 |
|
1 |
TPSEF |
Amendments to Exhibit Q to tpSEF's Form SEF. |
08/30/2019 |
Certified |
09/16/2019 |
|
2 |
TPSEF |
tpSEF Inc. is amending its Rulebook as provided in Exhibit A. |
08/30/2019 |
Certified |
09/16/2019 |
|
1 |
SEED CX |
Updating Various Rules in the Seed SEF Rulebook |
08/14/2019 |
Certified |
08/28/2019 |
|
1 |
NEXSEF |
Update Chapter 8 to incorporate changes made to the terms of existing products (made in separately filed 40.2(a) filings) and make various substantive formatting and clean-up changes throughout the rule book. |
08/27/2019 |
Notified |
08/27/2019 |
|
1 |
TPSEF |
Notification of certain non-substantive revisions to Appendix B of the tpSEF Rulebook (tpSEF Inc. Swap Specifications) effective as of August 21, 2019. |
08/26/2019 |
Notified |
08/26/2019 |
|
1 |
SEED CX |
Seed SEF LLC Rule Submission - Amending Various Rules Related to Execution and Settlement of Transactions (SCXS Submission #19-001) |
08/02/2019 |
Certified |
08/16/2019 |
|
1 |
BSEF |
Rulebook Amendment |
08/02/2019 |
Certified |
08/16/2019 |
|
1 |
TRAD |
Implementation of a Trad-X USD IRS Liquidity Provider Program (the "LPP"). |
08/02/2019 |
Certified |
08/16/2019 |
|
4 |
BSEF |
BSEF Rulebook Amendment |
07/26/2019 |
Certified |
08/09/2019 |
|
1 |
BSEF |
Compliance Manual Amendment |
07/26/2019 |
Certified |
08/09/2019 |
|
2 |
NEXSEF |
Amended Fee Program |
07/18/2019 |
Certified |
08/01/2019 |
|
2 |
IGDL |
Amendments to the IGDL SEF Discount Structure Appendix |
07/17/2019 |
Certified |
07/31/2019 |
|
1 |
NEXSEF |
Amended Facility Rulebook |
07/17/2019 |
Certified |
07/31/2019 |
|
6 |
TDERIV |
Rule amendments related to the listing of the Physically Deliverable Bitcoin Swap on the trueDigital Division of trueEX |
07/15/2019 |
Certified |
07/26/2019 |
|
1 |
LGX |
Compliance Manual update |
07/10/2019 |
Certified |
07/24/2019 |
|
2 |
TPSEF |
Updates to the tpSEF Risk Mitigation Procedures |
07/01/2019 |
Certified |
07/16/2019 |
|
1 |
LGX |
Rulebook for LedgerX DCM |
06/24/2019 |
Certified |
07/09/2019 |
|
2 |
LGX |
Revised Enterprise Risk Management Plan |
06/18/2019 |
Certified |
07/02/2019 |
|
3 |
ICE SEF |
Weekly notification of rule amendments |
07/02/2019 |
Notified |
07/02/2019 |
|
4 |
SWAPX |
Advisory Notice 01-19 (SwapEx Trading Procedures and Protocols), updates Advisory Notice 01-15, revised December 14, 2015. The material change updated the maximum time allowed for the "Standard RFQ Review Period" and "Reverse RFQ Review Period". |
06/03/2019 |
Certified |
06/17/2019 |
|
1 |
LGX |
Revised Enterprise Risk Management Plan |
05/31/2019 |
Certified |
06/14/2019 |
|
1 |
BSEF |
Bloomberg SEF LLC Compliance Manual |
05/02/2019 |
Certified |
05/16/2019 |
|
2 |
BSEF |
Bloomberg SEF LLC Rulebook |
05/02/2019 |
Certified |
05/16/2019 |
|
1 |
360T |
360 Trading Networks Inc. ("360T") hereby files the attached amendments to its Fee Schedule for 360T Participants. The Fee Schedule has been amended in response to 360T business development. |
04/30/2019 |
Certified |
05/14/2019 |
|
3 |
TDERIV |
Changes to Trading Hours on the SEF Trading System. PTC system closes at 5 pm Eastern time effective May 1, 2019. |
05/10/2019 |
Notified |
05/10/2019 |
|
1 |
IGDL |
Updates to IGDL's Fee Schedule and SEF Discount Structure Appendix to IGDL's Fee Schedule. |
04/09/2019 |
Certified |
04/23/2019 |
|
2 |
TRAD |
Amendment to the the formula for calculating actual realized daily volatility of Volatility Swaps. |
04/01/2019 |
Certified |
04/15/2019 |
|
3 |
DWSEF |
DW SEF made certain revisions to its Product Specifications set forth in Rules 901 to add the Product Specifications for certain Forward Rate Agreements. |
04/02/2019 |
Notified |
04/02/2019 |
|
1 |
TRAD |
Amendments to Tradition SEF Rulebook and Trad-X IRS Platform Supplement. |
03/18/2019 |
Certified |
04/01/2019 |
|
4 |
FTSEF |
The Rulebook has been amended to update certain No Action Letters on which it relies. |
03/13/2019 |
Certified |
03/27/2019 |
|
3 |
TRAD |
Amendments to theTradition SEF Rulebook and Trad-X Interest Rate Swap Trading Platform Supplement. |
03/08/2019 |
Certified |
03/22/2019 |
|
3 |
TDERIV |
Notice of change to execution fees charged to respondents trading on the trueEX Trading System. |
03/04/2019 |
Certified |
03/18/2019 |
|
3 |
RF SEF |
Thomson Reuters (SEF) LLC ("TR SEF") wishes to amend its Rulebook in order to reflect the new name of the SEF, which was changed to Refinitiv US SEF LLC on February 28, 2019. |
03/01/2019 |
Certified |
03/15/2019 |
|
2 |
BSEF |
BSEF Compliance Manual |
02/21/2019 |
Certified |
03/07/2019 |
|
2 |
NEXSEF |
Amendment to Market Regulation Advisory Notice 2018-04 |
02/15/2019 |
Certified |
03/04/2019 |
|
2 |
NEXSEF |
Update to Effective Date of MRAN 2019-01 |
03/04/2019 |
Notified |
03/04/2019 |
|
2 |
TPSEF |
Notification of certain non-substantive revisions to Appendix B of the tpSEF Rulebook (tpSEF Inc. Swap Specifications) effective as of February 28, 2019. |
03/04/2019 |
Notified |
03/04/2019 |
|
1 |
IGDL |
Notification of certain non-substantive revisions to the ICAP Global Derivatives Limited Rulebook effective as of March 1, 2019. |
03/04/2019 |
Notified |
03/04/2019 |
|
1 |
CBOESEF |
Cboe SEF is amending its rules to clarify certain aspects of its disciplinary process and the role of the Chief Regulatory Officer in such process. |
02/06/2019 |
Certified |
02/21/2019 |
|
1 |