| SpectrAxe LLC |
Registered |
12/05/2022 |
|
1 |
| Cboe SEF, LLC |
Registered |
01/22/2016 |
Bats Hotspot SEF, LLC changed its name to Cboe SEF, LLC effective October 31, 2017. See 40.6 Rule Submission 1710-1702-5653-55 Filing No 37491. Javelin SEF, LLC changed its name to Bats Hotspot SEF, LLC on December 23, 2016. Javelin SEF, LLC applied for temporary registration as a SEF on August 2, 2013, in order to trade interest rate swaps for which the CME will act as DCO. |
6 |
| tpSEF Inc. |
Registered |
01/22/2016 |
Registered by Commission order on January 22, 2016. |
8 |
| BGC Derivatives Markets, L.P. |
Registered |
01/22/2016 |
Registered by Commission order on January 22, 2016. BGC Derivatives Markets L.P. applied for temporary registration as a SEF on September 4, 2013 in order to trade swaps in various asset classes for which several organizations would serve as DCOs. |
8 |
| Clear Markets North America, Inc. |
Registered |
06/27/2016 |
|
9 |
| LSEG FX SEF |
Registered |
01/22/2016 |
Refinitv has been rebranded to LSEG FX SEF because of the purchase of Refinitiv by the London Stock Exchange Group . |
9 |
| 360 Trading Networks, Inc. |
Registered |
01/22/2016 |
|
10 |
| AEGIS SEF, LLC |
Registered |
07/19/2022 |
|
11 |
| Tradition SEF, LLC |
Registered |
01/22/2016 |
|
13 |
| LedgerX LLC d/b/a MIAX Derivatives Exchange |
Registered |
07/06/2017 |
LedgerX LLC is a DCM and a SEF doing business as MIAX Derivatives Exchange. |
13 |
| ICE Swap Trade LLC |
Registered |
01/22/2016 |
|
13 |
| DW SEF LLC |
Registered |
01/22/2016 |
DW SEF LLC applied for temporary registration as a SEF on July 8, 2013 in order to trade cash-settled interest rate swaps and credit default index swaps for which the CME, LCH. Clearnet Ltd and/or ICE Clear Credit will act as a DCO. DW SEF LLC received temporary SEF registration on September 6, 2013. |
14 |
| TW SEF LLC |
Registered |
01/22/2016 |
TW SEF LLC applied for temporary registration as a SEF on July 8, 2013 in order to trade cash-settled interest rate swaps and credit default index swaps for which the CME, LCH. Clearnet Ltd and/or ICE Clear Credit will act as a DCO. TW SEF LLC received temporary SEF registration on September 6, 2013. |
14 |
| NEX SEF Limited |
Registered |
04/20/2017 |
|
15 |
| iSwap Euro B.V. |
Registered |
12/10/2020 |
|
16 |
| LatAm SEF, LLC |
Registered |
01/22/2016 |
LatAm SEF, LLC received temporary registration on November 18, 2013. |
18 |
| Bloomberg SEF LLC |
Registered |
01/22/2016 |
|
22 |
| ICAP Global Derivatives Limited |
Registered |
01/22/2016 |
|
22 |
| GFI Swaps Exchange LLC |
Registered |
01/22/2016 |
|
39 |
