/IndustryOversight/IndustryFilings/SwapExecutionFacilities/25985
Skip to main content
Commodity Futures Trading Commission Logo
icon-hamburger Created with Sketch. Menu
  • Transparency
  • Contact Us
  • rss iconred rss icon
  • email iconred email icon
  • facebook iconred facebook icon
  • twitter iconred twitter icon
  • youtube iconred youtube icon
  • linkedin iconred linkedin icon
  • flickr iconred flickr icon

Main navigation

  • About the CFTC
    • The Commission
    • Chairman & Commissioners
    • CFTC Organization
    • Advisory Committees
    • Budget & Performance
    • Privacy at the CFTC
    • Careers
    • Diversity and Inclusion at the CFTC
  • Industry Oversight
    • Industry Filings
    • Trading Organizations
    • Clearing Organizations
    • Data Repositories
    • Intermediaries
    • Market Surveillance
    • Contracts & Products
    • Rules & Rule Amendments
    • Anti-Money Laundering
  • Law & Regulation
    • Commodity Exchange Act & Regulations
    • How Rules Are Made
    • Holding Wrongdoers Accountable
    • Federal Register
    • Public Comments
    • CFTC Staff Letters
    • Office of Technology Innovation
  • Market Data & Economic Analysis
    • Data at CFTC
    • Commitments of Traders
    • Bank Participation Reports
    • Cotton On-Call
    • Financial Data for FCMS
    • Net Position Changes Data
    • Staff Reports
    • Weekly Swaps Report
    • Cleared Margin Reports
    • Office of the Chief Economist
  • Forms & Submissions
  • Learn & Protect
    • Check Registration & Disciplinary History
    • Submit a Tip
    • Reparations Program
    • RED List
    • Advisories & Articles
    • Videos
    • Publications
  • News & Events
    • Press Releases
    • Public Statements & Remarks
    • Events
Carousel Rotation On
On

Industry Oversight

  • Industry Filings
  • Trading Organizations
  • Clearing Organizations
  • Data Repositories
  • Intermediaries
  • Market Surveillance
  • Contracts & Products
  • Rules & Rule Amendments
  • Anti-Money Laundering

Swap Execution Facilities (SEF) : 25985

Organization: DW SEF LLC

Status: Registered

Date: 2016-01-22 00:00:00

Remarks: DW SEF LLC applied for temporary registration as a SEF on July 8, 2013 in order to trade cash-settled interest rate swaps and credit default index swaps for which the CME, LCH. Clearnet Ltd and/or ICE Clear Credit will act as a DCO. DW SEF LLC received temporary SEF registration on September 6, 2013.

Associated Documents
DW SEF LLC SEF REGULATORY OVERSIGHT COMMITTEE CHARTER
DW SEF LLC SEF PARTICIPATION COMMITTEE CHARTER
DW SEF LLC SEF NOMINATING COMMITTEE CHARTER
DW SEF LLC Form SEF Application Cover Sheet
DW SEF LLC SWAP EXECUTION FACILITY RULES
DW SEF LLC Compliance with SEF Core Principles Chart
DW SEF LLC Certificate of Good Standing
CERTIFICATE OF FORMATION OF DW SEF LLC
Limited Liability Company Agreement of DW SEF LLC
DW SEF LLC Transmittal Letter
DW SEF LLC Request for Confidential Treatment
DW SEF LLC Temporary SEF Registration
DW SEF LLC Transmittal Letter
DW SEF LLC SEF Order of Registration

Industry Oversight

  • Industry Filings
  • Trading Organizations
  • Clearing Organizations
  • Data Repositories
  • Intermediaries
  • Market Surveillance
  • Contracts & Products
  • Rules & Rule Amendments
  • Anti-Money Laundering

Resources

  • CFTC Regulations
  • Commodity Exchange Act
  • Privacy Policy
  • Web Policy
  • FOIA
  • EEO Statement
  • No Fear Act
  • Accessibility Statement
  • Procurement
  • USA.gov
  • Glossary

Actions

  • Search Public Comments
  • Submit Tips & Complaints
  • Search Industry Filings
  • Whistleblower.gov
  • Inspector General
  • Office of Technology Innovation

Sitemap

Home

CFTC Headquarters

Three Lafayette Centre
1155 21st Street, NW
Washington, DC 20581
202.418.5000