Product Terms and Conditions Rules - Swap Execution Facilities

Search Product Terms and Conditions Rules - Swap Execution Facilities using the following criteria
Reset
Organization Filing Description Products Affected Receipt Date Status Date Remarks Documents
DWSEF DW SEF removing CDOR from rulebook 09/05/2023 Certified 09/05/2023 2
LGX Clarification regarding listing of specified contracts 03/15/2024 Certified 03/29/2024 3
BSEF BSEF Product Delisting (No Open Interest) 09/08/2023 Certified 09/08/2023 1
RADSEF TeraExchange LLC files to delist seven (7) products currently listed to trade on the TeraExchange SEF. All 7 of these products reference LIBOR which will be fully demised presently. There is no open interest in any of these instruments. 06/21/2023 Certified 06/21/2023 12
TWSEF The Rulebook has been amended to reflect the delisting of Single Period Swaps: US Dollar\r\nSecured Overnight Financing Rate. 03/20/2024 Certified 03/20/2024 2
DWSEF The Rulebook has been amended to reflect the delisting of Single Period Swaps: US Dollar\r\nSecured Overnight Financing Rate. 03/20/2024 Certified 03/20/2024 2
RADSEF Submission of TeraExchange LLC updated rulebook adding 3 swaps to the product\r\nterms and conditions that have been filed with the commission for certification\r\nand removing 7 instruments that reference LIBOR which have been delisted. 06/27/2023 Certified 06/27/2023 4
BSEF CFTC Regulation 40.6(a) Product Delisting (No Open Interest) and Product-Related Amendment to the Bloomberg SEF LLC Rulebook 01/30/2024 Certified 01/30/2024 1
LATAM CFTC Reg 40.6(a) certification of amendments to LatAm SEF Rulebook delisting products referencing LIBOR 07/31/2023 Certified 07/31/2023 1
BSEF CFTC Regulation 40.6(a) Certification. Product-Related Amendments to the BSEF LLC Rulebook 08/01/2023 Certified 08/15/2023 1
BSEF CFTC Regulation 40.6(d) Weekly Notification of Rule Amendments - BSEF Submission 2023-R-10 08/01/2023 Notified 08/01/2023 1
TWSEF The Rulebook has been amended to reflect updates in the Fixed to Floating Specification and\r\nmore granular information in the Overnight Index Swap Specification. 05/05/2023 Certified 05/19/2023 4
BGC The following amendments to BGC Derivative Markets L.P.'s ("BGCDM") Rules update the BGC Derivative Markets, L.P. Contract Specifications ("Contract Specifications") in light of the ISDA 2014 Credit Event definitions. 09/18/2014 Certified 10/02/2014 4
TWSEF The Rulebook has been amended to reflect the inclusion of more granular and specific information\r\nin the Swap Specifications 03/28/2024 10 Day Review 03/28/2024 2
DWSEF DW SEF Rulebook update to remove LIBOR references 06/29/2023 Certified 06/29/2023 2
TRAD CFTC Regulation 40.6(a) Rulebook Amendment - Delisting of Products referenced to LIBOR and related changes to Tradition SEF's Interest Rate Swap, Broad Market Equity Index Swap Product Listings and Tradition SEF Trad-X Platform Supplement 1 06/29/2023 Certified 06/29/2023 7
TWSEF Fee Schedule - Fully Integrated API Services Fee Schedule (Rate Swaps) 08/14/2023 Certified 08/28/2023 2
TWSEF Fee Schedule - Fully Integrated API Services Fee Schedule (Rate Swaps- EU and Asia Hours) 08/14/2023 Certified 08/28/2023 2
TRAD CFTC Submission 2024-02; Amendment to Rulebook Appendix A to delist Three-Month Bloomberg Short-Term Bank Yield Index (BSBY) as a benchmark for interest rate swaps offered for trading and non-substantive formatting amendments. 05/22/2024 Certified 05/22/2024 3
BSEF CFTC Regulation 40.6(a) Certification. Product-Related Amendments to the BSEF LLC Rulebook. BSEF Submission 2023-R-12 08/23/2023 Certified 09/07/2023 1
BSEF CFTC Regulation 40.6(a) Certification. Product-Related Amendments to the BSEF LLC Rulebook. 12/05/2023 Certified 12/19/2023 1
RF SEF Rule amendments to allow for voluntary clearing of certain NDF products 03/11/2024 Certified 03/25/2024 1
NEXSEF Amendments to NEX SEF Rule 802(7) ("Overnight Index Swaps") (Form SEF Exhibit M) 10/24/2023 Certified 11/07/2023 1
AEGIS Amendment to Rulebook (Ex M) (RB) AEGIS SEF Rulebook 12/23/2022 Notified 12/23/2022 3
CBOESEF Notice, pursuant to 40.6(a), of delisting of interest rate swap products with no open interest. 1. Australian Dollar, Canadian Dollar, Swiss Franc, Euro Dollar, British Pound, and Japanese Yen. 2. All tenors IRS US Dollar (CME & LCH cleared) except for tenors in 2, 3, 5, 7 and 10 years. 3. Package, basis, IMM, MAC & spreads for all IRS. 12/09/2016 Certified 12/09/2016 1
ICE SEF ICE Swap Trade, LLC ("IST") is amending its 2018 Trading and Holiday Schedule in order to affect certain administrative/clerical revisions regarding observed holidays. 2018 Trading and Holiday Schedule 01/05/2018 Notified 01/05/2018 5
AEGIS Contract Accountability Levels Table AEGIS SEF Product Listings Rule 1000-1508 09/01/2022 Certified 09/16/2022 2
ICE SEF ICE Swap Trade, LLC ("IST") is amending its Rulebook in order to affect certain administrative/clerical revisions, clarify the scope of certain Rules, and respond to upcoming changes by the index provider for certain Commodity Contracts. All Commodity Contracts that referenced the Singapore Gasoil 500ppm and 10ppm sulfur Gasoil grades. 12/12/2017 Certified 12/27/2017 5
CBOESEF Changes to Minimum Tick Size on KRW Contracts, and addition of trading months in respect of Contracts available in each currency pair All Contracts (NDFs) 03/05/2018 Certified 03/19/2018 1
LGX Revised Rulebook All LedgerX Products 02/19/2021 Certified 03/05/2021 1
ICE SEF ICE Swap Trade, LLC's weekly notification of rule changes APAC LNG Derivatives Swap, APAC LNG Derivatives Swap Balmo, 3.5% CIF Med Cargoes vs 3.5% FOB Med Cargoes Balmo Swap, Marine Fuel 0.5% FOB Rotterdam Barges Balmo Swap, Marine Fuel 0.5% FOB Singapore Balmo Swap 08/22/2022 Notified 08/22/2022 4
ICE SEF Modification of Contract Names APAC LNG Derivatives; APAC WIM LNG Derivatives 09/15/2021 Notified 09/15/2021 4
LGX Rule modification to extend exchange hours to 24/7 As per product specifications (none affected as of now) 10/20/2017 Certified 11/03/2017 1
GFISEF Change in contract specifications to accommodate the transition from LIBOR to SOFR. Amended language on two rules to add SOFR. Attached 01/04/2022 Certified 01/19/2022 1
DWSEF Commission Regulations 40.2(a) and 40.2(d): Class Certification of Basis Swaps - USD 3-Month BSBY vs. 1-Month BSBY; Basis Swaps - USD SOFR vs. 3-Month BSBY; and Basis Swaps - USD SOFR vs. 1-Month BSBY Basis Swaps - USD 3-Month BSBY vs. 1-Month BSBY; Basis Swaps - USD SOFR vs. 3-Month BSBY; and Basis Swaps - USD SOFR vs. 1-Month BSBY 02/04/2022 Certified 02/18/2022 2
BGC Amendment to the terms and conditions of the Equity Index Swap contract Broad Market Index Equity Derivative Product 06/02/2015 Certified 06/16/2015 1
RADSEF Notification to correct a typographical error in CAD LIBOR Fixed for Float IRS product submission CAD LIBOR Fixed for Float IRS 03/10/2014 Certified 03/25/2014 1
TWSEF TWSEF Fee Update - CDS CDS 01/19/2022 Certified 02/02/2022 2
MKAXSEF MarketAxess SEF Corporation intends to delist these products at the close of business onAugust 31, 2021. CDX and iTraxx CDS indices. 08/19/2021 Certified 08/19/2021 1
MKAXSEF Made Available to Trade Determination for Certain Credit Default Swaps Certain Credit Default Swaps 10/30/2013 Certified 01/28/2014 2
TWSEF Made Available to Trade Determination of Certain Interest Rate and Credit Default Swaps Certain Interest Rate and Credit Default Swaps 10/28/2013 Certified 01/27/2014 4
TDERIV Made Available to Trade Submission of Certain Interest Rate Swaps. TRUEEX #2013-14 Certain Interest Rate Swaps 10/22/2013 Certified 01/22/2014 1
CBOESEF Made Available to Trade Submission of Certain Interest Rate Swaps. Javelin #13-06 Certain Interest Rate Swaps 10/19/2013 Certified 01/16/2014 5
LATAM CFTC Reg 40.6(a) certification of amendments to LatAm SEF Rulebook Chapter 12. IRS Contract Terms and Conditions 12/20/2018 10 Day Review 12/20/2018 1
CBOESEF Submission of amendment of product terms. CME cleared IRS products. 12/31/2015 Certified 01/15/2016 1
BGC BGC Derivative Markets, L.P. is amending the terms and conditions of "BGC SEF Contract Specifications Attachment A" to add ICE Clear Europe as a Clearinghouse for credit iTraxx transactions. Credit Default Swap IndexMarkit CDX and Markit iTraxx Swaption 12/14/2020 Certified 12/29/2020 1
SWAPX Amendments to Product Specifications for 13 Currency NDF instruments Currently Listed for Trading Currency Non-Deliverable Exchange Forward 09/08/2014 Certified 09/22/2014 3
ICE SEF Weekly Notification of Rule Amendments Daily CFD - Dated Brent vs First Month BFOE Swap; Weekly CFD - Dated Brent vs First Month BFOE Swap; Weekly CFD - Dated Brent vs Second Month BFOE Swap 02/16/2018 Notified 02/16/2018 4
TRAD Amendment to Tradition SEF's StreamGlobal Credit Default Swap Trading Platform Supplement. Electronic Work-Up and Ad Hoc Mid-Price Match 11/04/2022 Certified 11/21/2022 2
TWSEF Update to our Emerging Markets Swap Fee Schedule Emerging Market Currencies 01/30/2023 Certified 02/13/2023 2