Product Terms and Conditions Rules - Swap Execution Facilities

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Organization Filing Description Products Affected Receipt Date Status Date Remarks Documents
BSEF BSEF Product Delisting (No Open Interest) 09/08/2023 Certified 09/08/2023 1
BSEF CFTC Regulation 40.6(a) Certification. Product-Related Amendments to the BSEF LLC Rulebook. BSEF Submission 2023-R-12 08/23/2023 Certified 09/07/2023 1
DWSEF DW SEF removing CDOR from rulebook 09/05/2023 Certified 09/05/2023 2
TWSEF Fee Schedule - Fully Integrated API Services Fee Schedule (Rate Swaps) 08/14/2023 Certified 08/28/2023 2
TWSEF Fee Schedule - Fully Integrated API Services Fee Schedule (Rate Swaps- EU and Asia Hours) 08/14/2023 Certified 08/28/2023 2
BSEF CFTC Regulation 40.6(a) Certification. Product-Related Amendments to the BSEF LLC Rulebook 08/01/2023 Certified 08/15/2023 1
BSEF CFTC Regulation 40.6(d) Weekly Notification of Rule Amendments - BSEF Submission 2023-R-10 08/01/2023 Notified 08/01/2023 1
LATAM CFTC Reg 40.6(a) certification of amendments to LatAm SEF Rulebook delisting products referencing LIBOR 07/31/2023 Certified 07/31/2023 1
TWSEF TW SEF LLC -Voluntary Submission for Commission Review and Approval for Swaps to be Made Available to Trade MAT Determination 05/22/2023 Approved 07/07/2023 1
DWSEF DW SEF Rulebook update to remove LIBOR references 06/29/2023 Certified 06/29/2023 2
TRAD CFTC Regulation 40.6(a) Rulebook Amendment - Delisting of Products referenced to LIBOR and related changes to Tradition SEF's Interest Rate Swap, Broad Market Equity Index Swap Product Listings and Tradition SEF Trad-X Platform Supplement 1 06/29/2023 Certified 06/29/2023 7
TERAEXC Submission of TeraExchange LLC updated rulebook adding 3 swaps to the product\r\nterms and conditions that have been filed with the commission for certification\r\nand removing 7 instruments that reference LIBOR which have been delisted. 06/27/2023 Certified 06/27/2023 4
TERAEXC TeraExchange LLC files to delist seven (7) products currently listed to trade on the TeraExchange SEF. All 7 of these products reference LIBOR which will be fully demised presently. There is no open interest in any of these instruments. 06/21/2023 Certified 06/21/2023 12
TWSEF Made Available to Trade Determination for TW SEF MAT Determination 04/12/2023 Withdrawn 05/22/2023 1
TWSEF The Rulebook has been amended to reflect updates in the Fixed to Floating Specification and\r\nmore granular information in the Overnight Index Swap Specification. 05/05/2023 Certified 05/19/2023 4
TPSEF Amendments to Exhibit Q to tpSEF's Form SEF. Exhibit Q to tpSEF's Form SEF 03/15/2023 Certified 03/29/2023 2
DWSEF Update to DW SEF IRS Fee Schedule IRS 03/07/2023 Certified 03/21/2023 3
TWSEF Update to our Emerging Markets Swap Fee Schedule Emerging Market Currencies 01/30/2023 Certified 02/13/2023 2
TWSEF Fee Schedule Update- Direct GUI participants Fee Schedule Change 01/10/2023 Certified 01/25/2023 2
TWSEF Enhancements and changes to Rule 901 (Swap Specifications) Swaps 12/21/2022 Certified 01/06/2023 4
AEGIS Amendment to Rulebook (Ex M) (RB) AEGIS SEF Rulebook 12/23/2022 Notified 12/23/2022 3
AEGIS Amendments to Exhibit N-1 Participant Agreement Exhibit N-1 Participant Agreement 12/22/2022 Notified 12/22/2022 2
TRAD Amendment to Tradition SEF's StreamGlobal Credit Default Swap Trading Platform Supplement. Electronic Work-Up and Ad Hoc Mid-Price Match 11/04/2022 Certified 11/21/2022 2
BSEF Bloomberg SEF LLC - Certification 2022-R-06 (Notice to Participants) Section 5c(c) of the Commodity Exchange ActSection 40.6(a) of the US Commodity Futures Trading Commission 11/01/2022 Certified 11/10/2022 1
GFISEF Submission for changes to Rule 505. The submission applies to all products that execute on GFI SEF. 10/31/2022 Certified 11/09/2022 1
BGC BGC is amending the terms and conditions of "BGC SEF Contract Specifications" toreflect the most recent Mandatorily Cleared Products and to update an ISDA definitions link for FX products. Mandatorily ClearedFX Option 10/17/2022 Certified 10/31/2022 1
TWSEF Update to our Emerging Markets Swaps Fee Schedule Emerging Market Currencies 10/03/2022 Certified 10/18/2022 2
AEGIS Contract Accountability Levels Table AEGIS SEF Product Listings Rule 1000-1508 09/01/2022 Certified 09/16/2022 2
TWSEF Fee Schedule Update- Fully Integrated API Services Fee Schedule (Rate Swaps) TW SEF Fee Schedule Update 08/31/2022 Certified 09/15/2022 2
ICE SEF ICE Swap Trade, LLC's weekly notification of rule changes APAC LNG Derivatives Swap, APAC LNG Derivatives Swap Balmo, 3.5% CIF Med Cargoes vs 3.5% FOB Med Cargoes Balmo Swap, Marine Fuel 0.5% FOB Rotterdam Barges Balmo Swap, Marine Fuel 0.5% FOB Singapore Balmo Swap 08/22/2022 Notified 08/22/2022 4
TRAD Modifications to Tradition SEF - Trad-X USD IRS Liquidity Provider Program Tradition SEF - Trad-X USD IRS Liquidity Provider Program 07/18/2022 Certified 08/01/2022 1
SWAPX Clarifying changes have been made to the description of current trading protocols on SwapEx. Non-Deliverable Forwards 07/14/2022 Certified 07/28/2022 6
TWSEF Fee Schedule Update for Rate Swaps ( Tokyo Hours Only) TW SEF Fee Update 07/06/2022 Certified 07/20/2022 2
TWSEF TWSEF rulebook update in response to rule 411 Rulebook Update - 411 Block Trades 06/02/2022 Certified 06/16/2022 4
DWSEF DW SEF Rulebook update - Rule 411 Rule 411- Block Trades 06/02/2022 Certified 06/16/2022 4
TWSEF TWSEF Fee Schedule Update for EMEA , Rate Swaps, and Rate Swaps (EU and Asian Hours)Effective date is June 9th as there were issues with the CFTC portal upload- confirmed with CFTC Tech Support Rate Swaps , EMA Swaps 05/26/2022 Certified 06/10/2022 1
TWSEF TWSEF Fee Schedule Update- part of Submission Number 2205-2611-2023-74 TWSEF Fee Schedule Update- part of Submission Number 2205-2611-2023-74 05/26/2022 Certified 06/10/2022 2
TRAD CFTC Regulation 40.2 and 40.6(a) Certification. Request for New Product Certification of Tradition SEF's Interest Rate Swap Asset Class Product Listing and non-substantive changes to IRS Product ListingTradition SEF Submission No. 2022-02 Interest Rate Swap Asset Class Product Listing Terms and ConditionsTrad-X Platform Supplement 03/14/2022 Certified 03/28/2022 5
LGX Updates to Participant Agreement, User Agreement, and Privacy Policy Updates to Participant Agreement, User Agreement, and Privacy Policy 03/10/2022 Certified 03/24/2022 2
DWSEF DW SEF LLC Amendment of Rule 901 (Swap Specifications) Swap Specifications 02/04/2022 Certified 02/18/2022 4
DWSEF Commission Regulations 40.2(a) and 40.2(d): Class Certification of Basis Swaps - USD 3-Month BSBY vs. 1-Month BSBY; Basis Swaps - USD SOFR vs. 3-Month BSBY; and Basis Swaps - USD SOFR vs. 1-Month BSBY Basis Swaps - USD 3-Month BSBY vs. 1-Month BSBY; Basis Swaps - USD SOFR vs. 3-Month BSBY; and Basis Swaps - USD SOFR vs. 1-Month BSBY 02/04/2022 Certified 02/18/2022 2
DWSEF DW SEF LLC Amendment of Rule 205 (Regulatory Oversight Committee) and Rule 901 (Swap Specifications) Regulatory Oversight Committee and Swap Specifications 02/02/2022 Certified 02/16/2022 4
TWSEF The Rulebook has been amended to delist various swaps contracts Swaps 02/03/2022 Certified 02/03/2022 4
TWSEF TWSEF Fee Update - CDS CDS 01/19/2022 Certified 02/02/2022 2
TWSEF Fully Integrated API Services Fee Schedule (Rate Swaps Currencies - Tokyo Hours Only) Rates Swaps 01/19/2022 Certified 02/02/2022 2
GFISEF Change in contract specifications to accommodate the transition from LIBOR to SOFR. Amended language on two rules to add SOFR. Attached 01/04/2022 Certified 01/19/2022 1
BGC BGC is amending the terms and conditions of "BGC SEF Contract Specifications" to reflect the most recent Mandatorily Cleared Products, most recent Made Available to Trade Products, addition of SOFR and BSBY, and addition of Inflation-Linked Swaps. Mandatorily Cleared, Made Available to Trade, Interest Rate Swap (IRS) Fixed/Float, Overnight Index Swap (OIS) Fixed/Float, Currency Basis Swap Float/Float, Cross-Currency Basis Swap Float/Float, Cross-Currency Swap Fixed/Float, Inflation-Linked Swap. 01/06/2022 Certified 01/18/2022 1
ICE SEF Modification of Contract Names APAC LNG Derivatives; APAC WIM LNG Derivatives 09/15/2021 Notified 09/15/2021 4
CBOESEF Cboe SEF has made certain amendments to its rulebook to modify the Minimum Tick Size applicable in respect of USD/PHP Currency Pair. USD/PHP NDFs 08/09/2021 Certified 08/23/2021 1
MKAXSEF MarketAxess SEF Corporation intends to delist these products at the close of business onAugust 31, 2021. CDX and iTraxx CDS indices. 08/19/2021 Certified 08/19/2021 1