Product Terms and Conditions Rules - Swap Execution Facilities

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Organization Filing Description Products Affected Receipt Date Status Date Remarks Documents
ICE SEF Weekly notification of Rule Amendments for non-substantive revisions to Rule 407(c) and Rule 805(a) pursuant to 40.6(d) 07/28/2026 Notified 07/28/2026 2
AEGIS Making non-substantive amendments to 14 products. This submission accounts for 5 of 14 products. 06/26/2026 Notified 06/26/2026 11
AEGIS Making non-substantive amendments to 14 products. This submission accounts for 9 of 14 amended products. 06/26/2026 Notified 06/26/2026 19
TRAD CFTC Regulation 40.6(a) Rulebook Amendment - Tradition SEF CFTC Submission 2026-01, Request for New Product Certification of Tradition SEF's Interest Rate Swap Product Listing to add Polish Short-Term Rate (POLSTR) Interest Rate Swaps in Appendix A 02/03/2026 Certified 02/18/2026 3
TWSEF The Rulebook has been amended to reflect the inclusion of more granular and specific information in the Swap Specifications for the following: Overnight Index Swaps- Fixed-to-Floating Cross Currency Basis Swaps 02/02/2026 Certified 02/17/2026 2
BSEF BSEF Rulebook update removing KRW as a settlement currency for Rule 1401 and 1405. 01/23/2026 Certified 01/23/2026 1
TWSEF Interest Rate Swaps- Fixed-to-Floating;Interbank Equilibrium Interest Rate published by Banco de Mexico (MXN-TIIE-Banxico) 01/16/2026 Certified 01/16/2026 3
LATAM CFTC Reg 40.6(a) certification of amendments to LatAm SEF Rulebook delisting products referencing Mexican 28-day TIIE index. 01/08/2026 Certified 01/08/2026 1
TWSEF TW SEF Rule 1005(d)(ii)(D) has been amended to reflect a typographical error where the incorrect TW SEF rule was referenced 09/30/2025 Certified 11/26/2025 2
TRAD Tradition SEF notifies the Commission of the amendments to its Rulebook, amendments to Appendix B (Credit Product Listing), amendments to Tradition SEF StreamGlobal Platform Supplement (Platform Supplement 2), and amendments to its Fee Schedule. 10/30/2025 Certified 10/30/2025 4
TPSEF Non-substantive revision to the terms and conditions of Municipal Market Data Rate Lock Transactions 07/21/2025 Notified 07/21/2025 1
ICE SEF Modification to one product last trade date terms 07/16/2025 Notified 07/16/2025 4
BSEF CFTC Regulation 40.6(a) Certification: Amendment to the Bloomberg SEF LLC Rulebook BSEF Submission No. 2025-R-04 05/02/2025 Certified 05/16/2025 1
ICE SEF Delisting four swap contracts 05/09/2025 Certified 05/09/2025 4
TRAD Tradition SEF files to 1) The delist the Mexico 28-day TIIE as a benchmark for interest rate swaps offered for trading, and; 2) make corresponding revisions to its Appendix A Interest Rate Swap Product 12/30/2024 Certified 12/30/2024 3
RTX RTX Fintech & Research amended fee schedule 11/26/2024 10 Day Review 11/26/2024 1
BSEF CFTC Regulation 40.6(d) - Weekly Notification of Rule Amendments 11/25/2024 Notified 11/25/2024 1
TWSEF The Rulebook has been amended to reflect the delisting of Interest Rate Swaps- Fixed-to-Floating Canadian Dealer Offered Rate ( CDOR) 07/05/2024 Certified 07/05/2024 2
TRAD CFTC Regulation 40.6(a) Rulebook Amendment. Delisting of Products referenced to Canadian Dollar Offered Rate (CDOR) and other non-substantive changes to Interest Rate Swap Product Listing. 06/17/2024 Certified 06/17/2024 3
TRAD CFTC Submission 2024-02; Amendment to Rulebook Appendix A to delist Three-Month Bloomberg Short-Term Bank Yield Index (BSBY) as a benchmark for interest rate swaps offered for trading and non-substantive formatting amendments. 05/22/2024 Certified 05/22/2024 3
ROTHSEF Clarification regarding listing of specified contracts 03/15/2024 Certified 03/29/2024 3
TWSEF The Rulebook has been amended to reflect the inclusion of more granular and specific information\r\nin the Swap Specifications 03/28/2024 10 Day Review 03/28/2024 2
RF SEF Rule amendments to allow for voluntary clearing of certain NDF products 03/11/2024 Certified 03/25/2024 1
DWSEF The Rulebook has been amended to reflect the delisting of Single Period Swaps: US Dollar\r\nSecured Overnight Financing Rate. 03/20/2024 Certified 03/20/2024 2
TWSEF The Rulebook has been amended to reflect the delisting of Single Period Swaps: US Dollar\r\nSecured Overnight Financing Rate. 03/20/2024 Certified 03/20/2024 2
BSEF CFTC Regulation 40.6(a) Product Delisting (No Open Interest) and Product-Related Amendment to the Bloomberg SEF LLC Rulebook 01/30/2024 Certified 01/30/2024 1
BSEF CFTC Regulation 40.6(a) Certification. Product-Related Amendments to the BSEF LLC Rulebook. 12/05/2023 Certified 12/19/2023 1
OSTTRA Amendments to NEX SEF Rule 802(7) ("Overnight Index Swaps") (Form SEF Exhibit M) 10/24/2023 Certified 11/07/2023 1
BSEF BSEF Product Delisting (No Open Interest) 09/08/2023 Certified 09/08/2023 1
BSEF CFTC Regulation 40.6(a) Certification. Product-Related Amendments to the BSEF LLC Rulebook. BSEF Submission 2023-R-12 08/23/2023 Certified 09/07/2023 1
DWSEF DW SEF removing CDOR from rulebook 09/05/2023 Certified 09/05/2023 2
BSEF CFTC Regulation 40.6(a) Certification. Product-Related Amendments to the BSEF LLC Rulebook 08/01/2023 Certified 08/15/2023 1
BSEF CFTC Regulation 40.6(d) Weekly Notification of Rule Amendments - BSEF Submission 2023-R-10 08/01/2023 Notified 08/01/2023 1
LATAM CFTC Reg 40.6(a) certification of amendments to LatAm SEF Rulebook delisting products referencing LIBOR 07/31/2023 Certified 07/31/2023 1
TWSEF TW SEF LLC -Voluntary Submission for Commission Review and Approval for Swaps to be Made Available to Trade MAT Determination 05/22/2023 Approved 07/07/2023 1
TRAD CFTC Regulation 40.6(a) Rulebook Amendment - Delisting of Products referenced to LIBOR and related changes to Tradition SEF's Interest Rate Swap, Broad Market Equity Index Swap Product Listings and Tradition SEF Trad-X Platform Supplement 1 06/29/2023 Certified 06/29/2023 7
DWSEF DW SEF Rulebook update to remove LIBOR references 06/29/2023 Certified 06/29/2023 2
RADSEF Submission of TeraExchange LLC updated rulebook adding 3 swaps to the product\r\nterms and conditions that have been filed with the commission for certification\r\nand removing 7 instruments that reference LIBOR which have been delisted. 06/27/2023 Certified 06/27/2023 4
RADSEF TeraExchange LLC files to delist seven (7) products currently listed to trade on the TeraExchange SEF. All 7 of these products reference LIBOR which will be fully demised presently. There is no open interest in any of these instruments. 06/21/2023 Certified 06/21/2023 12
TWSEF Made Available to Trade Determination for TW SEF MAT Determination 04/12/2023 Withdrawn 05/22/2023 1
TWSEF The Rulebook has been amended to reflect updates in the Fixed to Floating Specification and\r\nmore granular information in the Overnight Index Swap Specification. 05/05/2023 Certified 05/19/2023 4
TPSEF Amendments to Exhibit Q to tpSEF's Form SEF. Exhibit Q to tpSEF's Form SEF 03/15/2023 Certified 03/29/2023 2
DWSEF Update to DW SEF IRS Fee Schedule IRS 03/07/2023 Certified 03/21/2023 3
TWSEF Update to our Emerging Markets Swap Fee Schedule Emerging Market Currencies 01/30/2023 Certified 02/13/2023 2
TWSEF Fee Schedule Update- Direct GUI participants Fee Schedule Change 01/10/2023 Certified 01/25/2023 2
TWSEF Enhancements and changes to Rule 901 (Swap Specifications) Swaps 12/21/2022 Certified 01/06/2023 4
AEGIS Amendment to Rulebook (Ex M) (RB) AEGIS SEF Rulebook 12/23/2022 Notified 12/23/2022 3
AEGIS Amendments to Exhibit N-1 Participant Agreement Exhibit N-1 Participant Agreement 12/22/2022 Notified 12/22/2022 2
TRAD Amendment to Tradition SEF's StreamGlobal Credit Default Swap Trading Platform Supplement. Electronic Work-Up and Ad Hoc Mid-Price Match 11/04/2022 Certified 11/21/2022 2
BSEF Bloomberg SEF LLC - Certification 2022-R-06 (Notice to Participants) Section 5c(c) of the Commodity Exchange ActSection 40.6(a) of the US Commodity Futures Trading Commission 11/01/2022 Certified 11/10/2022 1