Organization: ICE Futures Canada, Inc.
Remarks: Order of Revocation of Registration issued on September 19, 2018, effective August 21, 2018.
| Associated Documents |
|---|
| Form FBOT, Exhibit A - Gen Info and Docs Redacted |
| Form FBOT, Exhibit A-1, Att A-1(1) - ICEFC Bylaws |
| Form FBOT, Exhibit A-1, Att A-1(10), MSCOrder5718 |
| Form FBOT, Exhibit A-1, Att A-1(12), IFCA Rule 3 |
| Form FBOT, Exhibit A-1, Att A-1(2), ArticlesJan2012 |
| Form FBOT, Exhibit A-1, Att A-1(3), ArticlesJan2008 |
| Form FBOT, Exhibit A-1, Att A-1(4), ArticlesJan2008MbLtd |
| Form FBOT, Exhibit A-1, Att A-1(5), ArticlesJun2002 |
| Form FBOT, Exhibit A-1, Att A-1(6), ArticlesNov2001 |
| Form FBOT, Exhibit A-1, Att A-1(7), WCERegApril1997 |
| Form FBOT, Exhibit A-1, Att A-1(8), Articles5509794Jun2007 |
| Form FBOT, Exhibit A-3, Att A-3(1), Futures_Canada_Form_1_DATP |
| Form FBOT, Exhibit A-3, Att A-3(2), Futures_Canada_Form_2_TP_Company |
| Form FBOT, Exhibit A-3, Att A-3(3), Futures_Canada_Form_2_TP_Indiv |
| Form FBOT, Exhibit A-3, Att A-3(4), Futures_Canada_Form_7_Merchant |
| Form FBOT, Exhibit A-3, Att A-3(5), ICE_Clear_Canada_Clearing_Participant_Application |
| Form FBOT, Exhibit A-5, Att A-5(1), CFA |
| Form FBOT, Exhibit A-5, Att A-5(10), CFTC NoAction Letter |
| Form FBOT, Exhibit A-5, Att A-5(11), CFTCPart 30 |
| Form FBOT, Exhibit A-5, Att A-5(12), ASC Order |
| Form FBOT, Exhibit A-5, Att A-5(2), CFARule |
| Form FBOT, Exhibit A-5, Att A-5(3), CFA Reg179 |
| Form FBOT, Exhibit A-5, Att A-5(4), CFA Reg180 |
| Form FBOT, Exhibit A-5, Att A-5(4.1), CFA Reg159 |
| Form FBOT, Exhibit A-5, Att A-5(5), OSC Order Att |
| Form FBOT, Exhibit A-5, Att A-5(6), FINMA |
| Form FBOT, Exhibit A-5, Att A-5(7), AMF Decision |
| Form FBOT, Exhibit A-5, Att A-5(8), MSC Order 5718 |
| Form FBOT, Exhibit A-5, Att A-5(9), MSC Order 5719 |
| Form FBOT, Exhibit A-5, Att A-5(9.1), MSC Order 6878 |
| Form FBOT, Exhibit A-6(1), Bylaws |
| Form FBOT, Exhibit B - Membership Criteria |
| Form FBOT, Exhibit C Board and Committee membership |
| Form FBOT, Exhibit D - The Automated Trading System_Redacted |
| Form FBOT, Exhibit D-1, Att D-1(4), Clearing_Authorization_and_Guaranty |
| Form FBOT, Exhibit D-1, Att D-1(5), Futures_Canada_Form_4_DAI |
| Form FBOT, Exhibit D-1, Att D-1(6), Futures_Canada_Form_5_ISV |
| Form FBOT, Exhibit E- Terms and Conditions of Contracts |
| Form FBOT, Exhibit F - Regulatory Regime in Home Country_Redacted |
| Form FBOT, Exhibit F, Att F(1), MOU Provincial Regulators 2009 |
| Form FBOT, Exhibit G- Rules and Enforcement_Redacted |
| Form FBOT, Exhibit G-2, Att G-2(1) - Cross Wash notice |
| Form FBOT, Exhibit G-3, Att G-3(1) Originating Notice |
| Form FBOT, Exhibit G-4, Att G-4(1) - Annex 12C |
| Form FBOT, Exhibit G-4, Att G-4(2) - Annex 12.A |
| Form FBOT, Exhibit G-4, Att G-4(3) - Annex 12.B |
| Form FBOT, Exhibit H - Information Sharing Agreements |
| Form FBOT, Exhibit I - Additional Information |
| Form FBOT signed |
| Form S-1 signed |
| Form S-1, Exhibit A - Gen Info and Docs |
| Form S-1, Exhibit A-1, Att A-1(2)-ArticlesJan2008 |
| Form S-1, Exhibit A-1, Att A-1(3)-ArticlesNov2001 |
| Form S-1, Exhibit A-1, Att A-1(4) - ArticlesMay1998 |
| Form S-1, Exhibit A-1, Att A-1(5)-ICE Clear Canada By Laws |
| Form S-1, Exhibit A-1, Att A-1(7) - MSC Order 5719 |
| Form S-1, Exhibit A-1, Att A-1(7.1) - MSCOrder 6878 |
| Form S-1, Exhibit A-3, Att A-3(1)-Clearing Participant Application |
| Form S-1, Exhibit A-4, Att A-4(1)-CFA |
| Form S-1, Exhibit A-4, Att A-4(10)-MSCOrder3561 |
| Form S-1, Exhibit A-4, Att A-4(11)-PCSA |
| Form S-1, Exhibit A-4, Att A-4(2)-CFARule1CF |
| Form S-1, Exhibit A-4, Att A-4(3)-CFAReg179 |
| Form S-1, Exhibit A-4, Att A-4(4)-CFAReg180 |
| Form S-1, Exhibit A-4, Att A-4(5)-OSC Order |
| Form S-1, Exhibit A-4, Att A-4(6)-AMF Decision |
| Form S-1, Exhibit A-4, Att A-4(7)-MSCOrder5719 |
| Form S-1, Exhibit A-4, Att A-4(8)-MSCOrder5265 |
| Form S-1, Exhibit A-4, Att A-4(9)-MSCOrder3766 |
| Form S-1, Exhibit A-5, Att A-5(1)-ICE Clear Canada By Laws |
| Form S-1, Exhibit A-5, Att A-5(3) - Clearing Operations_Manual |
| Form S-1, Exhibit B - Membership Criteria |
| Form S-1, Exhibit B, Att B(1) - IFCA Rule 7 |
| Form S-1, Exhibit B, Att B(3) - Annex7D ANC Calculation |
| Form S-1, Exhibit B, Att B(4) - Annex7A Financial Questionnaire |
| Form S-1, Exhibit C - Board and Committees |
| Form S-1, Exhibit D - Settlement and Clearing_Redacted |
| Form S-1, Exhibit D-3, Att D-3(1) - ICCA Disclosure Framework |
| Form S-1, Exhibit E - Regulatory Regime |
| Form S-1, Exhibit E, Att E(1) - MSCOrder 6139 - for IIROC |
| Form S-1, Exhibit F - Rules and Enforcement |
| Form S-1, Exhibit F-2, Att F-2(1) - Summary of ICCA Rules |
| Form S-1, Exhibit G - Info Sharing |
| Request for Confidential Treatment |
| Request for confidential treatment (2) |
| ICE Futures Canada FBOT Order of Registration |
| Revocation of FBOT Registration of ICE Futures Canada, Inc. |
