Swap Data Repository Rules

Search Swap Data Repository Rules using the following criteria
Reset
Organization Filing Description Receipt Date Status Date Remarks Documents
BSDR Amendment to Rulebook of BSDR LLC 02/22/2017 Certified 03/09/2017 1
BSDR Modifications to fees charged by BSDR LLC 02/19/2015 Certified 03/05/2015 1
BSDR Amendment to Rulebook 05/26/2015 Certified 06/09/2015 1
CMESDR Modifications to the Fee Schedule Applicable to CME SDR 10/27/2017 Certified 11/13/2017 1
CMESDR Modifications to the Fee Schedule Applicable to CME SDR 10/03/2017 Withdrawn 10/11/2017 1
CMESDR Modifications to the Fee Schedule Applicable to CME SDR 05/07/2015 Certified 05/21/2015 1
CMESDR Modifications to the Fee Schedule Applicable to CME SDR 06/14/2019 Certified 06/28/2019 1
CMESDR Acceptance of Swap Data Submissions for the Equity Asset Class 06/14/2019 Certified 06/28/2019 1
CMESDR Modifications to the Fee Schedule Applicable to CME SDR 09/09/2014 Withdrawn 09/23/2014 1
CMESDR Modification to the Maintenance Windows of all CME Global Repository Services Applications 09/24/2015 Certified 10/08/2015 1
CMESDR Modifications to the Fee Schedule Applicable to CME SDR 04/16/2015 Certified 04/30/2015 1
DTCC A new fee schedule for DDR is scheduled to be effective on January 1, 2024. 12/14/2023 Certified 12/29/2023 3
DTCC DDR is updating its internal policies and procedures to conform with business practices and registration in new jurisdictions. 12/15/2016 Certified 12/30/2016 1
DTCC Revisions to DDR's internal procedures. 11/24/2020 Certified 12/09/2020 1
DTCC DDR Rule Certification in conjunction with amendments to DDR Rulebook. 11/17/2022 Certified 12/02/2022 3
DTCC Weekly Notification of Rule Amendments for the week ending May 19, 2017. 05/19/2017 Notified 05/19/2017 2
DTCC Changes made to DDR documents in connection with DDR's application for registration as a recognized or designated trade repository in the Canadian provinces of Ontario, Quebec and Manitoba. 08/13/2014 Certified 08/27/2014 8
DTCC DDR Policies & Procedures Update - (1) DDR Code of Conduct; (2) DDR Compliance Manual; (3) DDR Conflict of Interest Resolution Policy; (4) DDR Systems Development & Monitoring Policy; (5) DDR Access & Onboarding Procedures - Remove 11/17/2022 Certified 12/02/2022 1
DTCC DDR Part 40.6 self-certification for the DDR Systems Development and Monitoring Procedures. 10/05/2017 Certified 10/20/2017 1
DTCC DDR54 Rule Filing Submission of the DTCC Global Privacy Policy. 03/22/2024 Certified 04/05/2024 1
DTCC Amending the Fee Schedule to extend the existing fee schedule for the period between July 1, 2013 and June 30, 2014. 06/21/2013 Certified 07/29/2014 1
DTCC A new fee schedule for DDR is scheduled to be effective on May 1, 2022. 04/14/2022 Certified 04/27/2022 3
DTCC Updates to DDR's Compliance Manual, Code of Conduct and Conflicts of Interest Resolution Policy 11/10/2017 Certified 11/27/2017 1
DTCC Amendments to DTCC Data Repository LLC Annex I to the User Agreement 06/27/2014 Certified 07/29/2014 0
DTCC DDR Financial Resources Procedures updates 07/27/2021 Certified 08/10/2021 1
DTCC Changes made to the DDR Rulebook in connection with DDR's application for registration as a recognized or designated trade repository in the Canadian provinces of Ontario, Quebec and Manitoba. 09/19/2014 Certified 10/03/2014 3
DTCC DDR is submitting an update to the DTCC Global Privacy Policy as a rule certification. 11/09/2018 Certified 11/26/2018 1
DTCC Amendments to the DDR Rulebook to correct notice provisions. 02/11/2015 Certified 02/25/2015 4
DTCC DDR is submitting an update to the DTCC Global Privacy Policy as a rule certification. 05/01/2018 Certified 05/15/2018 1
DTCC DDR Rule Certification in connection with amendments to DDR Rulebook. 04/04/2024 Certified 04/18/2024 3
DTCC DDR Rule Certification in conjunction with amendments to DDR Rulebook. 09/07/2021 Certified 09/21/2021 3
DTCC DDR Rule Certification in connection with amendments to DDR Rulebook. 12/22/2023 Certified 01/09/2024 3
DTCC Revisions to DDR's internal policies and procedures. 11/29/2018 Certified 12/13/2018 2
DTCC A new fee schedule for DDR is scheduled to be effective on July 1, 2020. 06/15/2020 Certified 06/30/2020 3
DTCC Amendments to the DDR Rulebook Section 3.3.3.2 Exceptions and Exemptions from Mandatory Clearing Requirements under US Law to refer to the current CFTC Staff No-Action Letter 14-144 on the Treasury Affiliate End-User Exception. 02/17/2015 Certified 03/03/2015 4
DTCC DTCC Data Repository (U.S.) LLC submits, by written certification, amendments to the DTCC Data Repository (U.S.) LLC Rulebook. 10/24/2018 Certified 11/07/2018 3
DTCC Revisions to DDR's internal Policies and Procedures 08/11/2023 Certified 08/25/2023 1
DTCC DDR Rule Certification in conjunction with amendments to DDR Rulebook. 07/13/2017 Certified 07/27/2017 3
DTCC Revisions to DDR's internal procedures. 05/12/2021 Certified 05/26/2021 1
DTCC DDR is submitting revisions to its Privacy & Confidentiality Policy and Procedures in a manner consistent with Section 5c(c)(1) of the Commodity Exchange Act, as amended, and Commodity Futures Trading Commission Regulation 40.6. 03/15/2016 Certified 03/29/2016 1
DTCC DDR Policies and Procedures update 10/15/2021 Certified 10/29/2021 1
DTCC Amendments to DDR Policies and Procedures Pursuant to Order Granting Provisional Registration as a Swap Data Repository. DDR amends certain internal DDR Policies and Procedures with respect to the identification and resolution of conflicts of interest. 12/15/2014 Certified 12/30/2014 2
DTCC DDR Rule Certification in conjunction with amendments to DDR Rulebook. 11/06/2020 Certified 11/23/2020 3
DTCC Amending DDR Rulebook to provide the ability of DDR to offer a Block Trade Ancillary Service. 07/16/2013 Certified 07/29/2014 3
DTCC Amending the Fee Schedule to extend the existing fee schedule for the period between July 1, 2013 and June 30, 2014. 06/21/2013 Certified 07/29/2014 1
DTCC DDR Rule Certification in conjunction with amendments to DDR Rulebook. 03/13/2017 Certified 03/27/2017 3
DTCC Amendments to DTCC Data Repository LLC Fee Schedule effective July 1, 2014 DTCC #2014-02 06/06/2014 Certified 07/29/2014 1
DTCC Revisions to DDR's internal policies and procedures. 06/30/2021 Certified 07/15/2021 1
DTCC A new fee schedule for DDR is scheduled to be effective as of October 1, 2016. 09/16/2016 Certified 09/30/2016 2
DTCC Update to DDR Policies and Procedures. 11/27/2023 Certified 12/11/2023 0