Swap Data Repository Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
DTCC DDR Rule Certification in connection with amendments to DDR Rulebook. 03/10/2023 Certified 03/24/2023 3
DTCC Updates to DDR Systems Development and Monitoring Procedures 03/16/2023 10 Day Review 03/16/2023 1
ICE SDR ICE Trade Vault, LLC has amended the ICE Trade Vault Rulebook and ICE Trade Vault Participant Agreement to revise certain terms related to the CFTC swap reporting rule amendments. The amended ICE Trade Vault Rulebook and Participant Agreement are schedule 12/09/2022 Certified 12/23/2022 6
DTCC DDR Rule Certification in conjunction with amendments to DDR Rulebook. 11/17/2022 Certified 12/02/2022 3
DTCC DDR Policies & Procedures Update - (1) DDR Code of Conduct; (2) DDR Compliance Manual; (3) DDR Conflict of Interest Resolution Policy; (4) DDR Systems Development & Monitoring Policy; (5) DDR Access & Onboarding Procedures - Remove 11/17/2022 Certified 12/02/2022 1
KOR Update of KOR SDR Fee Schedule 10/07/2022 Certified 10/24/2022 1
DTCC Updates to DDR Systems Development and Monitoring Procedures. 09/19/2022 Certified 10/03/2022 1
DTCC A new fee schedule for DDR is scheduled to be effective on May 1, 2022. 04/14/2022 Certified 04/27/2022 3
ICE SDR ICE Trade Vault, LLC has amended the ICE Trade Vault Fee Schedule to revise fees related to virtual currency swaps. 12/16/2021 Certified 01/03/2022 4
DTCC DDR Policies and Procedures update 10/15/2021 Certified 10/29/2021 1
DTCC DDR Rule Certification in conjunction with amendments to DDR Rulebook. 09/07/2021 Certified 09/21/2021 3
DTCC DDR Financial Resources Procedures updates 07/27/2021 Certified 08/10/2021 1
DTCC Revisions to DDR's internal policies and procedures. 06/30/2021 Certified 07/15/2021 1
DTCC Revisions to DDR's internal procedures. 05/12/2021 Certified 05/26/2021 1
DTCC DDR Weekly Notification of Rule Amendments in connection with typographical error correction on CFTC Fee Schedule. 02/05/2021 Notified 02/05/2021 1
DTCC A new fee schedule for DDR is scheduled to be effective on January 1, 2021 12/15/2020 Certified 12/30/2020 3
DTCC Revisions to DDR's internal procedures. 11/24/2020 Certified 12/09/2020 1
DTCC DDR Rule Certification in conjunction with amendments to DDR Rulebook. 11/06/2020 Certified 11/23/2020 3
DTCC A new fee schedule for DDR is scheduled to be effective on July 1, 2020. 06/15/2020 Certified 06/30/2020 3
ICE SDR Revisions to the ICE Trade Vault Fee Schedule 03/27/2020 Certified 04/10/2020 4
DTCC Revisions to DDR's internal policies and procedures. 11/22/2019 Certified 12/06/2019 1
CMESDR Modifications to the Fee Schedule Applicable to CME SDR 06/14/2019 Certified 06/28/2019 1
CMESDR Acceptance of Swap Data Submissions for the Equity Asset Class 06/14/2019 Certified 06/28/2019 1
DTCC A new fee schedule for DDR is scheduled to be effective as of July 1, 2019. 06/10/2019 Certified 06/24/2019 3
ICE SDR ICE Trade Vault, LLC has amended the ICE Trade Vault Rulebook to revise requirements related to exotic swaps. The amended ICE Trade Vault Fee Rulebook is scheduled to be effective on April 24, 2019. 04/10/2019 Certified 04/24/2019 4
DTCC Revisions to DDR's internal policies and procedures. 11/29/2018 Certified 12/13/2018 2
DTCC DDR is submitting an update to the DTCC Global Privacy Policy as a rule certification. 11/09/2018 Certified 11/26/2018 1
DTCC DTCC Data Repository (U.S.) LLC submits, by written certification, amendments to the DTCC Data Repository (U.S.) LLC Rulebook. 10/24/2018 Certified 11/07/2018 3
DTCC DDR Rule Certification in conjunction with amendments to DDR Rulebook. 08/24/2018 Certified 09/10/2018 3
ICE SDR ICE Trade Vault, LLC has amended the ICE Trade Vault Fee Schedule to revise certain gas conversions rates and add additional bitcoin units of measure. The amended ICE Trade Vault Fee Schedule is scheduled to be effective on July 24, 2018. 07/10/2018 Certified 07/24/2018 8
DTCC Update to DDR's documentation to support the End-User Exception. 06/29/2018 Certified 07/16/2018 10
ICE SDR ICE Trade Vault, LLC has amended the ICE Trade Vault Participant Agreement to revise certain provisions related to EU data privacy and OFAC requirements. The amended Participant Agreement is scheduled to be effective on June 8, 2018. 05/24/2018 Certified 06/08/2018 4
DTCC DDR is submitting an update to the DTCC Global Privacy Policy as a rule certification. 05/01/2018 Certified 05/15/2018 1
ICE SDR Fee Schedule Updates 01/12/2018 Certified 01/29/2018 4
DTCC Update to DDR internal Policies and Procedures. 12/21/2017 Certified 01/08/2018 1
ICE SDR ICE Trade Vault has amended the Participant Agreement, Trusted Sources Agreement and Rulebook to revise certain provisions related to creating and managing user IDs for use of the ICE Trade Vault API connectivity. 12/05/2017 Certified 12/19/2017 8
DTCC Updates to DDR's Compliance Manual, Code of Conduct and Conflicts of Interest Resolution Policy 11/10/2017 Certified 11/27/2017 1
CMESDR Modifications to the Fee Schedule Applicable to CME SDR 10/27/2017 Certified 11/13/2017 1
DTCC DDR Part 40.6 self-certification for the DDR Systems Development and Monitoring Procedures. 10/05/2017 Certified 10/20/2017 1
CMESDR Modifications to the Fee Schedule Applicable to CME SDR 10/03/2017 Withdrawn 10/11/2017 1
ICE SDR ICE Trade Vault has amended the ICE Trade Vault Participant Agreement and Rulebook as a result of a corporate reorganization. 07/14/2017 Certified 07/28/2017 6
DTCC DDR Rule Certification in conjunction with amendments to DDR Rulebook. 07/13/2017 Certified 07/27/2017 3
DTCC Weekly Notification of Rule Amendments for the week ending May 19, 2017. 05/19/2017 Notified 05/19/2017 2
DTCC DDR Rule Certification in conjunction with amendments to DDR Rulebook. 03/20/2017 Certified 04/03/2017 3
DTCC DDR Rule Certification in conjunction with amendments to DDR Rulebook. 03/13/2017 Certified 03/27/2017 3
BSDR Amendment to Rulebook of BSDR LLC 02/22/2017 Certified 03/09/2017 1
ICE SDR Modifications to the ICE Trade Vault Rulebook, Participant Agreement and Fee Schedule 12/20/2016 Certified 01/05/2017 11
DTCC DDR is updating its internal policies and procedures to conform with business practices and registration in new jurisdictions. 12/15/2016 Certified 12/30/2016 1
DTCC A new fee schedule for DDR is scheduled to be effective as of October 1, 2016. 09/16/2016 Certified 09/30/2016 2
ICE SDR Updating Rulebook Section 4.7 relating to verification of single-sided trade data 07/22/2016 Certified 08/05/2016 5