DTCC |
Revisions to DDR's internal Policies and Procedures |
08/11/2023 |
Certified |
08/25/2023 |
|
1 |
DTCC |
Updates to DDR Systems Development and Monitoring Procedures |
03/16/2023 |
Certified |
03/30/2023 |
|
1 |
DTCC |
DDR Rule Certification in connection with amendments to DDR Rulebook. |
03/10/2023 |
Certified |
03/24/2023 |
|
3 |
ICE SDR |
ICE Trade Vault, LLC has amended the ICE Trade Vault Rulebook and ICE Trade Vault Participant Agreement to revise certain terms related to the CFTC swap reporting rule amendments. The amended ICE Trade Vault Rulebook and Participant Agreement are schedule |
12/09/2022 |
Certified |
12/23/2022 |
|
6 |
DTCC |
DDR Rule Certification in conjunction with amendments to DDR Rulebook. |
11/17/2022 |
Certified |
12/02/2022 |
|
3 |
DTCC |
DDR Policies & Procedures Update - (1) DDR Code of Conduct; (2) DDR Compliance Manual; (3) DDR Conflict of Interest Resolution Policy; (4) DDR Systems Development & Monitoring Policy; (5) DDR Access & Onboarding Procedures - Remove |
11/17/2022 |
Certified |
12/02/2022 |
|
1 |
KOR |
Update of KOR SDR Fee Schedule |
10/07/2022 |
Certified |
10/24/2022 |
|
1 |
DTCC |
Updates to DDR Systems Development and Monitoring Procedures. |
09/19/2022 |
Certified |
10/03/2022 |
|
1 |
DTCC |
A new fee schedule for DDR is scheduled to be effective on May 1, 2022. |
04/14/2022 |
Certified |
04/27/2022 |
|
3 |
ICE SDR |
ICE Trade Vault, LLC has amended the ICE Trade Vault Fee Schedule to revise fees related to virtual currency swaps. |
12/16/2021 |
Certified |
01/03/2022 |
|
4 |
DTCC |
DDR Policies and Procedures update |
10/15/2021 |
Certified |
10/29/2021 |
|
1 |
DTCC |
DDR Rule Certification in conjunction with amendments to DDR Rulebook. |
09/07/2021 |
Certified |
09/21/2021 |
|
3 |
DTCC |
DDR Financial Resources Procedures updates |
07/27/2021 |
Certified |
08/10/2021 |
|
1 |
DTCC |
Revisions to DDR's internal policies and procedures. |
06/30/2021 |
Certified |
07/15/2021 |
|
1 |
DTCC |
Revisions to DDR's internal procedures. |
05/12/2021 |
Certified |
05/26/2021 |
|
1 |
DTCC |
DDR Weekly Notification of Rule Amendments in connection with typographical error correction on CFTC Fee Schedule. |
02/05/2021 |
Notified |
02/05/2021 |
|
1 |
DTCC |
A new fee schedule for DDR is scheduled to be effective on January 1, 2021 |
12/15/2020 |
Certified |
12/30/2020 |
|
3 |
DTCC |
Revisions to DDR's internal procedures. |
11/24/2020 |
Certified |
12/09/2020 |
|
1 |
DTCC |
DDR Rule Certification in conjunction with amendments to DDR Rulebook. |
11/06/2020 |
Certified |
11/23/2020 |
|
3 |
DTCC |
A new fee schedule for DDR is scheduled to be effective on July 1, 2020. |
06/15/2020 |
Certified |
06/30/2020 |
|
3 |
ICE SDR |
Revisions to the ICE Trade Vault Fee Schedule |
03/27/2020 |
Certified |
04/10/2020 |
|
4 |
DTCC |
Revisions to DDR's internal policies and procedures. |
11/22/2019 |
Certified |
12/06/2019 |
|
1 |
CMESDR |
Modifications to the Fee Schedule Applicable to CME SDR |
06/14/2019 |
Certified |
06/28/2019 |
|
1 |
CMESDR |
Acceptance of Swap Data Submissions for the Equity Asset Class |
06/14/2019 |
Certified |
06/28/2019 |
|
1 |
DTCC |
A new fee schedule for DDR is scheduled to be effective as of July 1, 2019. |
06/10/2019 |
Certified |
06/24/2019 |
|
3 |
ICE SDR |
ICE Trade Vault, LLC has amended the ICE Trade Vault Rulebook to revise requirements related to exotic swaps. The amended ICE Trade Vault Fee Rulebook is scheduled to be effective on April 24, 2019. |
04/10/2019 |
Certified |
04/24/2019 |
|
4 |
DTCC |
Revisions to DDR's internal policies and procedures. |
11/29/2018 |
Certified |
12/13/2018 |
|
2 |
DTCC |
DDR is submitting an update to the DTCC Global Privacy Policy as a rule certification. |
11/09/2018 |
Certified |
11/26/2018 |
|
1 |
DTCC |
DTCC Data Repository (U.S.) LLC submits, by written certification, amendments to the DTCC Data Repository (U.S.) LLC Rulebook. |
10/24/2018 |
Certified |
11/07/2018 |
|
3 |
DTCC |
DDR Rule Certification in conjunction with amendments to DDR Rulebook. |
08/24/2018 |
Certified |
09/10/2018 |
|
3 |
ICE SDR |
ICE Trade Vault, LLC has amended the ICE Trade Vault Fee Schedule to revise certain gas conversions rates and add additional bitcoin units of measure. The amended ICE Trade Vault Fee Schedule is scheduled to be effective on July 24, 2018. |
07/10/2018 |
Certified |
07/24/2018 |
|
8 |
DTCC |
Update to DDR's documentation to support the End-User Exception. |
06/29/2018 |
Certified |
07/16/2018 |
|
10 |
ICE SDR |
ICE Trade Vault, LLC has amended the ICE Trade Vault Participant Agreement to revise certain provisions related to EU data privacy and OFAC requirements. The amended Participant Agreement is scheduled to be effective on June 8, 2018. |
05/24/2018 |
Certified |
06/08/2018 |
|
4 |
DTCC |
DDR is submitting an update to the DTCC Global Privacy Policy as a rule certification. |
05/01/2018 |
Certified |
05/15/2018 |
|
1 |
ICE SDR |
Fee Schedule Updates |
01/12/2018 |
Certified |
01/29/2018 |
|
4 |
DTCC |
Update to DDR internal Policies and Procedures. |
12/21/2017 |
Certified |
01/08/2018 |
|
1 |
ICE SDR |
ICE Trade Vault has amended the Participant Agreement, Trusted Sources Agreement and Rulebook to revise certain provisions related to creating and managing user IDs for use of the ICE Trade Vault API connectivity. |
12/05/2017 |
Certified |
12/19/2017 |
|
8 |
DTCC |
Updates to DDR's Compliance Manual, Code of Conduct and Conflicts of Interest Resolution Policy |
11/10/2017 |
Certified |
11/27/2017 |
|
1 |
CMESDR |
Modifications to the Fee Schedule Applicable to CME SDR |
10/27/2017 |
Certified |
11/13/2017 |
|
1 |
DTCC |
DDR Part 40.6 self-certification for the DDR Systems Development and Monitoring Procedures. |
10/05/2017 |
Certified |
10/20/2017 |
|
1 |
CMESDR |
Modifications to the Fee Schedule Applicable to CME SDR |
10/03/2017 |
Withdrawn |
10/11/2017 |
|
1 |
ICE SDR |
ICE Trade Vault has amended the ICE Trade Vault Participant Agreement and Rulebook as a result of a corporate reorganization. |
07/14/2017 |
Certified |
07/28/2017 |
|
6 |
DTCC |
DDR Rule Certification in conjunction with amendments to DDR Rulebook. |
07/13/2017 |
Certified |
07/27/2017 |
|
3 |
DTCC |
Weekly Notification of Rule Amendments for the week ending May 19, 2017. |
05/19/2017 |
Notified |
05/19/2017 |
|
2 |
DTCC |
DDR Rule Certification in conjunction with amendments to DDR Rulebook. |
03/20/2017 |
Certified |
04/03/2017 |
|
3 |
DTCC |
DDR Rule Certification in conjunction with amendments to DDR Rulebook. |
03/13/2017 |
Certified |
03/27/2017 |
|
3 |
BSDR |
Amendment to Rulebook of BSDR LLC |
02/22/2017 |
Certified |
03/09/2017 |
|
1 |
ICE SDR |
Modifications to the ICE Trade Vault Rulebook, Participant Agreement and Fee Schedule |
12/20/2016 |
Certified |
01/05/2017 |
|
11 |
DTCC |
DDR is updating its internal policies and procedures to conform with business practices and registration in new jurisdictions. |
12/15/2016 |
Certified |
12/30/2016 |
|
1 |
DTCC |
A new fee schedule for DDR is scheduled to be effective as of October 1, 2016. |
09/16/2016 |
Certified |
09/30/2016 |
|
2 |